AvePoint (AVPT) insider reports 21,000 option exercise and holdings on Dec. 12, 2025

Rhea-AI Filing Summary

AvePoint director and Chief Legal Officer Brian Michael Brown reported insider equity transactions involving company stock and awards. On December 12, 2025, he acquired 21,000 shares of AvePoint common stock in connection with the exercise of stock options at a reported price of $13.89 per share. In a related exempt transaction under Rule 16b-3, 5,010 shares were withheld by AvePoint to satisfy the exercise price or tax obligations, rather than sold at his discretion. After these transactions, he beneficially owned 645,048 shares of common stock and restricted stock units in total, and held 2,265,102 stock options, all reported as directly owned.

Insider Trade Summary

21,000 shares exercised/converted

Mixed 3 txns

Insider Brown Brian Michael

Role Chief Legal Officer

Type	Security	Shares	Price	Value
Exercise	Stock Option (Right to Buy)	21,000	$0.00	--
Tax Withholding	Common Stock	5,010	$13.89	$70K
Exercise	Common Stock	21,000	$13.89	$292K

Holdings After Transaction: Stock Option (Right to Buy) — 2,265,102 shares (Direct); Common Stock — 624,048 shares (Direct)

Footnotes (1)

1. This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. This security represents options to purchase the Issuer's common stock granted to the Reporting person under the Issuer's 2016 Equity Incentive Plan that have been exercised. Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024 and March 18, 2025.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Brown Brian Michael

(Last) (First) (Middle)

C/O AVEPOINT, INC.

901 E BYRD ST, SUITE 900

(Street)

RICHMOND VA 23219

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AvePoint, Inc. [ AVPT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Legal Officer

3. Date of Earliest Transaction (Month/Day/Year)
12/12/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock(1)	12/12/2025		F		5,010(2)	D	$13.89	624,048	D
Common Stock(1)	12/12/2025		M		21,000(3)	A	$13.89	645,048(4)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (Right to Buy)	$1.34	12/12/2025		M			21,000	07/01/2020	07/01/2026	Common Stock	21,000	$0	2,265,102	D

Explanation of Responses:

1. This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

2. Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

3. This security represents options to purchase the Issuer's common stock granted to the Reporting person under the Issuer's 2016 Equity Incentive Plan that have been exercised.

4. Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024 and March 18, 2025.

	/s/ Brian Michael Brown	12/16/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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FAQ

Who is the reporting person in the AvePoint (AVPT) insider filing?

The reporting person is Brian Michael Brown, who serves as an AvePoint, Inc. director and Chief Legal Officer, as indicated in the relationship section and his signed certification.

What transactions did AvePoint's Chief Legal Officer report on December 12, 2025?

On December 12, 2025, Brian Michael Brown reported acquiring 21,000 shares of AvePoint common stock at a reported price of $13.89 per share in connection with a stock option exercise, and a separate exempt transaction in which 5,010 shares were disposed of through withholding by the issuer.

How many AvePoint (AVPT) shares and options does the insider own after these transactions?

After the reported transactions, Brian Michael Brown beneficially owned 645,048 shares of AvePoint common stock and restricted stock units in aggregate, and held 2,265,102 stock options, all listed as held in direct ownership.

What do the 5,010 AvePoint shares withheld in the filing represent?

The 5,010 shares reported as disposed of are described as an exempt transaction under Rule 16b-3, representing shares withheld by AvePoint to satisfy the exercise price or income tax withholding and remittance obligations in connection with the net settlement of securities, and are stated not to be a discretionary transaction by the reporting person.

What are the key terms of the AvePoint stock options exercised in this Form 4?

The derivative table shows a stock option (right to buy) with an exercise price of $1.34 per share, covering 21,000 underlying shares of common stock. The option became exercisable on 07/01/2020 and is scheduled to expire on 07/01/2026, and after the transaction, 2,265,102 stock options remained beneficially owned.

How does the filing describe AvePoint restricted stock units (RSUs) held by the insider?

The filing explains that the reported security includes AvePoint common stock as well as restricted stock units (RSUs) granted under the 2021 Equity Incentive Plan, with each RSU representing a contingent right to receive one share of common stock upon vesting, subject to vesting schedules disclosed in prior filings.