AvePoint (AVPT) CEO reports 4,392-share tax withholding on equity awards

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

AvePoint, Inc. Chief Executive Officer Tianyi Jiang reported two tax-withholding dispositions of common stock tied to equity compensation vesting. On these transactions, a total of 4,392 shares of common stock were withheld at a price of $10.74 per share to cover income tax obligations, rather than sold in open-market trades. Following these routine withholding events, Jiang directly holds about 2,291,498 shares of AvePoint common stock and vested or unvested restricted stock units.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Jiang Tianyi

Role Chief Executive Officer

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock	3,423	$10.74	$37K
Tax Withholding	Common Stock	969	$10.74	$10K

Holdings After Transaction: Common Stock — 2,291,498 shares (Direct, null)

Footnotes (1)

This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.

Key Figures

Tax-withheld shares: 4,392 shares Withholding price: $10.74 per share Holdings after transaction: 2,291,498 shares/RSUs +1 more

4 metrics

Tax-withheld shares 4,392 shares Common stock withheld to satisfy tax obligations on 2026-06-05

Withholding price $10.74 per share Price used for tax-withholding dispositions of common stock

Holdings after transaction 2,291,498 shares/RSUs Direct common stock and RSUs held by CEO after dispositions

Withholding transactions 2 transactions Tax-withholding dispositions coded as F under Rule 16b-3

Key Terms

restricted stock units (each, an "RSU"), Rule 16b-3, net settlement

3 terms

restricted stock units (each, an "RSU") financial

"This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person"

Rule 16b-3 regulatory

"Exempt transaction consisting of the payment of exercise price or tax liability ... in accordance with Rule 16b-3"

Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.

net settlement financial

"withheld by the Issuer to satisfy its income tax withholding ... in connection with the net settlement of the securities"

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Form 4 Insider Transactions: What Each Field Means →

06/09/2026 - 06:30 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Jiang Tianyi

(Last)

(First)

(Middle)

C/O AVEPOINT, INC.

525 WASHINGTON BOULEVARD, SUITE 1400

(Street)

JERSEY CITY

NEW JERSEY

07310

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AvePoint, Inc. [ AVPT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/05/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock⁽¹⁾	06/05/2026		F		3,423⁽²⁾	D	$10.74	2,291,498⁽³⁾	D
Common Stock⁽¹⁾	06/05/2026		F		969⁽²⁾	D	$10.74	2,290,529⁽³⁾	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

2. Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

3. Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.

	/s/ Brian Michael Brown, Attorney-in-Fact	06/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did AvePoint (AVPT) CEO Tianyi Jiang report in this Form 4?

AvePoint CEO Tianyi Jiang reported two tax-withholding dispositions of common stock. In total, 4,392 shares were withheld by the company to satisfy income tax obligations related to vested equity awards, rather than sold through open-market trades.

How many AvePoint (AVPT) shares were withheld for taxes in this filing?

The filing shows 4,392 AvePoint common shares were withheld for tax obligations. These consisted of 969 shares and 3,423 shares, both at $10.74 per share, related to the net settlement of equity awards granted under the 2021 Equity Incentive Plan.

Does this AvePoint (AVPT) Form 4 indicate open-market stock sales by the CEO?

No, the Form 4 indicates tax-withholding dispositions, not open-market sales. Shares were withheld by AvePoint to cover income tax liabilities upon vesting of equity awards, described as an exempt transaction under Rule 16b-3 and not a discretionary trade.

What is Tianyi Jiang’s AvePoint (AVPT) ownership after these transactions?

After the tax-withholding dispositions, Tianyi Jiang directly holds about 2,291,498 AvePoint common shares and restricted stock units. This figure includes non-RSU stock plus vested and unvested RSUs that remain subject to vesting schedules under prior equity grants.

What role do restricted stock units (RSUs) play in this AvePoint (AVPT) Form 4?

The Form 4 notes the reported security includes common stock and RSUs granted under the 2021 Equity Incentive Plan. Each RSU represents a right to receive one common share upon vesting, which can trigger tax-withholding share dispositions like those reported here.