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  4. [Form 4] Broadcom Inc. Insider Trading Activity

Broadcom (AVGO) CLO sells 2 tranches of common stock in insider Form 4 sale

Filing Impact
(Very High)
Filing Sentiment
(Very Negative)
Form Type
4

Rhea-AI Filing Summary

Broadcom Inc.'s Chief Legal & Corporate Affairs Officer, Mark David Brazeal, reported open-market sales of company stock. On January 6, 2026, he sold 24,113 shares of Broadcom common stock at a weighted average price of $346.992 per share, with trades executed between $346.485 and $347.470. On the same day, he sold an additional 5,887 shares at a weighted average price of $347.66 per share, with trades between $347.480 and $347.850.

Following these transactions, Brazeal beneficially owned 210,573 shares of Broadcom common stock, which the filing notes includes 159,063 restricted stock units. All reported holdings are listed as directly owned.

Positive

  • None.

Negative

  • None.
Insider Brazeal Mark David
Role Chief Legal & Corp Affairs Ofc
Sold 30,000 shs ($10.41M)
Type Security Shares Price Value
Sale Common Stock, $0.001 par value 24,113 $346.992 $8.37M
Sale Common Stock, $0.001 par value 5,887 $347.66 $2.05M
Holdings After Transaction: Common Stock, $0.001 par value — 216,460 shares (Direct)
Footnotes (1)
  1. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes. Transaction executed in multiple trades at prices ranging from $346.485 to $347.470 per share. Includes 159,063 restricted stock units. Transaction executed in multiple trades at prices ranging from $347.480 to $347.850 per share.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Brazeal Mark David
(Last) (First) (Middle)
C/O BROADCOM INC.
3421 HILLVIEW AVENUE
(Street)
PALO ALTO CA 94304
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Broadcom Inc. [ AVGO ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Legal & Corp Affairs Ofc
3. Date of Earliest Transaction (Month/Day/Year)
01/06/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, $0.001 par value 01/06/2026 S 24,113(1) D $346.992(2) 216,460(3) D
Common Stock, $0.001 par value 01/06/2026 S 5,887(1) D $347.66(4) 210,573(3) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes.
2. Transaction executed in multiple trades at prices ranging from $346.485 to $347.470 per share.
3. Includes 159,063 restricted stock units.
4. Transaction executed in multiple trades at prices ranging from $347.480 to $347.850 per share.
Remarks:
/s/ Noelle Matteson, Attorney-in-Fact for Mark Brazeal 01/08/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Broadcom (AVGO) report in this Form 4?

The filing shows that Mark David Brazeal, Broadcom Inc.'s Chief Legal & Corporate Affairs Officer, reported sales of Broadcom common stock in open-market transactions on January 6, 2026.

How many Broadcom (AVGO) shares did Mark Brazeal sell and at what prices?

Brazeal sold 24,113 shares at a weighted average price of $346.992 per share, and 5,887 shares at a weighted average price of $347.66 per share. The trades occurred within disclosed price ranges around those averages.

What were the price ranges for the Broadcom (AVGO) insider sales?

The first block of shares was sold in multiple trades between $346.485 and $347.470 per share. The second block was sold in trades between $347.480 and $347.850 per share.

How many Broadcom (AVGO) shares does Mark Brazeal own after these transactions?

After the reported sales, Brazeal beneficially owned 210,573 shares of Broadcom common stock, according to the filing.

How many restricted stock units does the Broadcom insider hold after the sale?

The position disclosed after the transactions includes 159,063 restricted stock units, which are part of Brazeal's total reported beneficial ownership.

Are Mark Brazeal’s Broadcom (AVGO) holdings reported as direct or indirect ownership?

The Form 4 lists the reported Broadcom common stock holdings as directly owned by Mark Brazeal, with no separate indirect ownership entity noted.