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AUBURN NATIONAL (NASDAQ: AUBN) SVP adds 30 shares in open-market buys

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

AUBURN NATIONAL BANCORPORATION, INC Senior Vice President Shannon O'Donnell reported two open-market purchases of common stock. On April 14, 2026, O'Donnell bought 17 shares at $23.722 per share and 13 shares at $23.458 per share, for a total of 30 shares. After these transactions, O'Donnell directly owns 1,875 common shares.

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Negative

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Insider O'DONNELL SHANNON
Role Senior Vice President
Bought 30 shs ($708.23)
Type Security Shares Price Value
Purchase common stock, par value $0.01 17 $23.722 $403.27
Purchase common stock, par value $0.01 13 $23.458 $304.95
Holdings After Transaction: common stock, par value $0.01 — 1,875 shares (Direct)
Shares purchased (trade 1) 17 shares at $23.722 Open-market purchase on April 14, 2026
Shares purchased (trade 2) 13 shares at $23.458 Open-market purchase on April 14, 2026
Total shares bought 30 shares Net-buy across two open-market purchases
Post-transaction holdings 1,875 shares Direct ownership after second transaction
Net-buy direction 30-share net buy Form 4 transaction summary
open-market purchase financial
"transaction_action: "open-market purchase" for both transactions"
An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.
non-derivative financial
"transaction_type is listed as "non-derivative" for the common stock"
common stock, par value $0.01 financial
"security_title shows "common stock, par value $0.01""
transaction code "P" financial
"transaction_code is "P", described as purchase in open market"

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FAQ

What insider transaction did AUBN Senior Vice President Shannon O'Donnell report?

Shannon O'Donnell reported buying AUBURN NATIONAL BANCORPORATION, INC common stock in the open market. On April 14, 2026, O'Donnell purchased 30 shares in total across two trades, increasing her direct ownership in the company.

How many AUBN shares did Shannon O'Donnell buy and at what prices?

Shannon O'Donnell bought 30 AUBN common shares in two open-market purchases. She acquired 17 shares at $23.722 per share and 13 shares at $23.458 per share, all on April 14, 2026, as reported in the Form 4 filing.

What is Shannon O'Donnell’s total AUBN shareholding after these transactions?

After the reported transactions, Shannon O'Donnell directly holds 1,875 shares of AUBURN NATIONAL BANCORPORATION, INC common stock. This total reflects her ownership following the second open-market purchase disclosed for April 14, 2026.

Were the AUBN insider transactions by Shannon O'Donnell buys or sells?

Both transactions reported by Shannon O'Donnell were open-market purchases of AUBURN NATIONAL BANCORPORATION, INC common stock. The Form 4 shows transaction code "P" and describes them as purchases, with no sales or dispositions reported in this filing.

Did Shannon O'Donnell use derivatives in these AUBN transactions?

No, the reported AUBN transactions by Shannon O'Donnell involved only non-derivative common stock. The Form 4 lists the security as common stock, par value $0.01, and the derivative transaction summary shows no derivative positions or exercises.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
O'DONNELL SHANNON

(Last)(First)(Middle)
P. O. BOX 3110

(Street)
AUBURN ALABAMA 36831-3110

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
AUBURN NATIONAL BANCORPORATION, INC [ AUBN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Senior Vice President
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/14/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
common stock, par value $0.0104/14/2026P17A$23.7221,862D
common stock, par value $0.0104/14/2026P13A$23.4581,875D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
DRIP/OCP
/s/ Shannon O'Donnell04/15/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)