STOCK TITAN

Anson affiliates disclose 3.7M-share (5.9%) stake in Strive (ASST)

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
SCHEDULE 13G/A

Rhea-AI Filing Summary

Strive, Inc. ownership update: an amendment to a Schedule 13G/A reports that affiliated reporting persons collectively beneficially own 3,703,708 shares of Class A Common Stock. The filing states this equals 5.9% of the class, calculated using 59,286,628 shares outstanding reported in the Issuer's Annual Form 10-K and 3,703,703 shares issuable upon exercise of related warrants.

The filing identifies the reporting group as Anson Funds Management LP, Anson Management GP LLC, Tony Moore, Anson Advisors Inc., Amin Nathoo, and Moez Kassam, and states these persons may direct the vote and disposition of the 3,703,708 shares. The filing attaches a beneficial ownership limitation on the Warrants that limits exercise above 9.99%.

Positive

  • None.

Negative

  • None.

Insights

Reporting group discloses a 5.9% beneficial stake tied to warrants and voting control statements.

The amendment lists 3,703,708 shares beneficially owned by the Anson group and states shared voting and dispositive power over those shares. The filing ties the share count to the Issuer's reported 59,286,628 outstanding shares and 3,703,703 shares issuable upon warrant exercise.

Key dependency: the Warrants carry a beneficial ownership limitation preventing exercise above 9.99%. Subsequent public filings will show whether conversions or exercises change the group's percentage.

Warrants are central to the position math; the filing clarifies share count and exercise limits.

The reported 5.9% stake explicitly accounts for warrants and applies the stated ownership cap. The calculation cites the Issuer's Annual Form 10-K filed on March 19, 2026 as the outstanding-share anchor.

Practical note: the filing states shared control among adviser entities and individuals; cash‑flow treatment or planned dispositions are not described in the excerpt.

Beneficially owned shares 3,703,708 shares Amount beneficially owned by reporting group
Percent of class 5.9% Reported percentage of outstanding Common Stock
Shares outstanding (issuer) 59,286,628 shares Shares issued and outstanding per Issuer's Annual Form 10-K (filed March 19, 2026)
Shares issuable on warrants 3,703,703 shares Number of shares receivable by the Fund upon exercise of the Warrants
Aggregate for percentage math 62,990,331 shares Sum of outstanding shares and shares issuable upon exercise used in calculation
Warrant ownership cap 9.99% Beneficial ownership limitation that may restrict warrant exercise
Warrant financial
"Each Warrant includes a beneficial ownership limitation."
A warrant is a time-limited financial contract that gives its holder the right to buy a company's shares at a set price before a specified date, like a coupon that lets you purchase stock at a fixed discount for a limited time. It matters to investors because warrants offer leveraged exposure to a stock’s upside and can dilute existing shareholders if exercised, so they affect potential gains and the company’s outstanding share count.
Beneficial ownership limitation regulatory
"The Warrants may not be exercised to the extent the Reporting Persons would...beneficially own more than 9.99%"
A beneficial ownership limitation is a rule that caps the percentage of a company’s shares an investor can be treated as owning or controlling for voting, regulatory or tax purposes. It matters to investors because it can restrict how many shares a person or group can buy or vote, affect takeover chances, and influence share liquidity and value — like a speed limit that prevents any single driver from taking over the whole road.
Schedule 13G/A regulatory
"This Amendment No. 1 to the Schedule 13G/A is being filed on behalf of Anson Funds Management LP..."
A Schedule 13G/A is an amended public filing with the U.S. securities regulator that updates a previous Schedule 13G, disclosing when an individual or group holds a substantial (typically over 5%) stake in a company and is claiming a passive, non‑controlling intent. Investors monitor these updates because rising or falling holdings can signal changing confidence, potential future moves, or shifts in voting power — like watching a public ledger where large shareholders quietly adjust their positions.





862945300

(CUSIP Number)
03/31/2026

(Date of Event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)




schemaVersion:


SCHEDULE 13G





SCHEDULE 13G





SCHEDULE 13G





SCHEDULE 13G





SCHEDULE 13G





SCHEDULE 13G





SCHEDULE 13G



Anson Funds Management LP
Signature:/s/ Tony Moore
Name/Title:Tony Moore, Manager
Date:05/15/2026
Anson Management GP LLC
Signature:/s/ Tony Moore
Name/Title:Tony Moore, Manager
Date:05/15/2026
Tony Moore
Signature:/s/ Tony Moore
Name/Title:Tony Moore, Manager
Date:05/15/2026
Anson Advisors Inc.
Signature:/s/ Amin Nathoo
Name/Title:Amin Nathoo, Director
Date:05/15/2026
Signature:/s/ Moez Kassam
Name/Title:Moez Kassam, Director
Date:05/15/2026
Amin Nathoo
Signature:/s/ Amin Nathoo
Name/Title:Amin Nathoo, Director
Date:05/15/2026
Moez Kassam
Signature:/s/ Moez Kassam
Name/Title:Moez Kassam, Director
Date:05/15/2026

FAQ

What stake does Anson report in Strive, Inc. (ASST)?

The filing reports 3,703,708 shares beneficially owned, representing 5.9% of the class. This percentage includes shares issuable upon exercise of related warrants and reflects a stated ownership limitation on those warrants.

How was the 5.9% ownership percentage calculated for ASST?

The percentage divides 3,703,708 by an aggregate 62,990,331, which combines 59,286,628 reported outstanding shares and 3,703,703 shares issuable upon warrant exercise, per the filing's stated math.

Who are the reporting persons named in the Schedule 13G/A for ASST?

The reporting group comprises Anson Funds Management LP, Anson Management GP LLC, Tony Moore, Anson Advisors Inc., Amin Nathoo, and Moez Kassam, each described as able to direct vote and disposition of the shares.

Do the warrants held by the Funds have exercise limits?

Yes. The filing states each Warrant contains a beneficial ownership limitation that may prevent exercise to the extent it would increase beneficial ownership above 9.99% for certain Warrants.

What outstanding-share figure does the filing rely on for ASST calculations?

The filing cites 59,286,628 shares issued and outstanding as reported in the Issuer's Annual Form 10-K filed with the SEC on March 19, 2026, used as the outstanding-share anchor.