Welcome to our dedicated page for Associated Banc SEC filings (Ticker: ASB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Associated Banc-Corp SEC filings document the disclosures of a bank holding company with common stock listed on the NYSE and a capital structure that includes preferred stock series and subordinated debt. Its recent 8-K filings report earnings releases, investor presentations, Regulation FD information, material events, capital-structure matters and updates tied to operating and financial results.
Associated’s proxy materials cover shareholder voting matters, board governance, executive compensation and annual meeting disclosures. The filing record also includes material-agreement, risk-factor and governance disclosures relevant to a regulated banking organization that provides lending, deposit, wealth, specialty finance and community banking services through its banking subsidiary.
Associated Banc-Corp Executive Vice President John A. Utz sold shares of company stock. On June 10, 2026, he completed an open-market sale of 5,000 shares of Associated Banc-Corp common stock at $28.825 per share.
After this sale, Utz directly held 118,156.499 shares of common stock. In addition, a separate holding entry shows 15,758.95 shares held indirectly through a 401(k) Plan, which reflects a retirement-plan position rather than a market trade.
ASB submitted a Form 144 notice reporting the proposed sale of 5,000 shares of Common Stock through Fidelity Brokerage Services LLC, dated 06/10/2026. The filing also lists restricted stock vesting entries of 2,005 shares on 02/08/2025, 2,824 shares on 02/08/2026, and 171 shares on 03/09/2026.
ASSOCIATED BANC-CORP Executive Vice President Matthew R. Braeger reported open-market sales of 5,000 shares of common stock. On June 9, 2026, he sold 1,000 shares at $28.18 per share and 4,000 shares at $28.17 per share.
Following these transactions, Braeger holds 11,777.0966 shares of common stock directly and 786.2100 shares indirectly through a 401(k) plan. The filing does not show any option exercises or derivative transactions, indicating these were straightforward stock sales rather than part of an exercise-and-sell pattern.
ASB reported a proposed sale notice on Form 144 indicating 5,000 shares of common stock held at Fidelity Brokerage Services LLC are the subject of the notice. The filing lists a value of $140,855.34 and a brokerage location of Fidelity Brokerage Services LLC, 900 Salem Street, Smithfield RI. The cover row includes an exchange label NYSE and a date of 06/09/2026. The filing also enumerates previously vested restricted stock lots: 722 shares vested on 02/08/2022, 2,434 shares vested on 01/26/2023, 1,128 shares vested on 02/08/2023, and 716 shares vested on 02/08/2024.
ASSOCIATED BANC-CORP executive Julio Manso reported a routine tax-related share disposition. On the vesting of a restricted stock sign-on bonus tranche, he surrendered 1,335 shares of common stock at a value of $27.59 per share to satisfy tax withholding obligations.
After this non-market transaction, he directly holds 14,854.128 shares of Associated Banc-Corp common stock. The filing reflects compensation-related share withholding rather than an open-market purchase or sale.
Associated Banc-Corp has filed a shelf registration to permit the resale of up to 22,478,042 shares of its common stock. These shares are being registered for resale by selling shareholders and Associated will not receive any proceeds from sales under this prospectus.
The prospectus states the resale may occur from time to time after effectiveness through public or private transactions at fixed, market-related or negotiated prices. The filing lists two large selling holders as examples, including Kotouc Group 10,648,000 shares and Dianne S. Lozier ANC Stock Holding Trust 11,830,042 shares. Shares outstanding were 188,608,395 as of May 28, 2026, and the common stock closed at $27.83 per share on May 28, 2026.
ASSOCIATED BANC-CORP Executive Vice President Dennis DeLoye reported an exercise-and-sell transaction in company stock. He exercised a total of 14,299 non-qualified stock options, including 9,299 options at an exercise price of $26.00 per share and 5,000 options at $24.70 per share, receiving common shares.
On the same date, he executed open-market sales totaling 14,299 shares of common stock at a weighted average price of $28.26 per share, with individual sale prices ranging from $28.215 to $28.315. The sold share count matches the options exercised, a common pattern where newly acquired shares are sold rather than increasing net share ownership. Following the derivative transactions, 5,429 options from one grant remain outstanding.
Filer submitted a Form 144 reporting planned sales of common stock linked to option grants. The filing lists securities to be sold dated 05/26/2026, including 9,299 and 5,000 units tied to option grants dated 02/27/2017 and 03/01/2018, respectively. The listed settlement method is shown as Cash.
ASSOCIATED BANC-CORP EVP Steven S. Zandpour reported an employee share purchase under the company’s Employee Stock Purchase Plan. On May 15, 2026, he acquired 88.4253 shares of common stock at $27.306 per share, bringing his direct holdings to 18,389.2705 shares.
ASSOCIATED BANC-CORP Chief Information Officer Terry Lynn Williams reported a small, routine share transaction under an employee program. On May 15, 2026, Williams acquired 83.9596 shares of common stock at $27.3060 per share through the issuer's Employee Stock Purchase Plan. Following this transaction, Williams directly holds 24,112.0473 shares of Associated Banc-Corp common stock. This filing reflects ongoing participation in a company stock purchase benefit rather than an open-market trade.