UBS Group (AMUB) reports $2.8M securities in rescission offer, none for UBS Americas
Filing Impact
Filing Sentiment
Form Type
6-K
Rhea-AI Filing Summary
UBS Group AG and UBS AG reported the final results of two rescission offers to eligible investors. In the UBS Group Rescission Offer, claims relating to approximately $2,801,000 principal amount of securities were validly submitted and not withdrawn, and are expected to be settled on or around April 2, 2026.
For the separate UBS Americas Rescission Offer, no claims were validly submitted and not withdrawn by eligible investors. The report is dated March 31, 2026 and is signed on behalf of UBS Group and UBS by authorized officers.
Positive
- None.
Negative
- None.
Key Figures
Accepted principal in UBS Group Rescission Offer: $2,801,000 principal amount of securities
Settlement date for UBS Group claims: On or around April 2, 2026
Report date: March 31, 2026
3 metrics
Accepted principal in UBS Group Rescission Offer
$2,801,000 principal amount of securities
Validly submitted and not withdrawn claims
Settlement date for UBS Group claims
On or around April 2, 2026
Settlement timing for accepted rescission claims
Report date
March 31, 2026
Date of Form 6-K report
Key Terms
Rescission Offer, foreign private issuer, principal amount of securities, eligible investors
4 terms
Rescission Offer financial
"Results of the UBS Group Rescission Offer"
foreign private issuer regulatory
"REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16"
A foreign private issuer is a company organized outside the United States that meets tests showing it is primarily foreign-controlled and therefore qualifies for a different set of U.S. reporting rules. For investors, that means the company files less frequent or differently formatted disclosures with U.S. regulators and may follow home-country accounting and governance practices, so buying its stock is like dining at a well-reviewed restaurant that follows its home kitchen’s rules instead of the local menu — you get access but should check what standards apply.
principal amount of securities financial
"claims with respect to approximately $2,801,000 principal amount of securities"
eligible investors financial
"validly submitted, and not withdrawn, by eligible investors in the UBS Group Rescission Offer"
FAQ
What did UBS Group AG report in its March 31, 2026 Form 6-K for AMUB?
UBS Group AG reported final results of two rescission offers. About $2,801,000 principal amount of securities will be settled in the UBS Group Rescission Offer, while the UBS Americas Rescission Offer received no valid claims from eligible investors.
How much principal was accepted in the UBS Group Rescission Offer for UBS (AMUB)?
Claims covering approximately $2,801,000 principal amount of securities were validly submitted and not withdrawn in the UBS Group Rescission Offer. These claims are scheduled to be settled around April 2, 2026, according to the March 31, 2026 report.
What were the results of the UBS Americas Rescission Offer mentioned in the 6-K?
The UBS Americas Rescission Offer resulted in no valid claims being submitted and not withdrawn by eligible investors. This means no securities were accepted for rescission under that specific offer, as disclosed in the March 31, 2026 filing.
When will the accepted rescission claims for UBS Group securities be settled?
The validly submitted and not withdrawn claims in the UBS Group Rescission Offer will be settled on or around April 2, 2026. This settlement timing applies to approximately $2,801,000 principal amount of securities covered by those accepted claims.
Who signed the March 31, 2026 UBS Group AG Form 6-K for AMUB?
The report was signed on behalf of UBS Group and UBS by David Kelly, Managing Director, and Ella Copetti-Campi, Executive Director. Their signatures confirm authorization of the disclosure dated March 31, 2026 under the Securities Exchange Act of 1934.