Welcome to our dedicated page for UBS ETRACS Alerian MLP ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering $3,620,000 aggregate principal of Contingent Income Callable Securities linked to the S&P 500® Index, with a stated principal of $1,000 per security and a maturity date of March 9, 2028. Each security can pay a contingent coupon of $23.25 (equivalent to 9.30% per annum) on specified determination dates if the closing index level is at or above 5,392.02 (the coupon barrier, equal to 80.00% of the initial index level). UBS may elect to call the securities in whole on any determination date prior to the final determination date; if not called and the final index level is below the downside threshold (5,392.02), investors will suffer a cash loss equal to the percentage decline in the index and may lose all principal.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation that mature on April 7, 2028. Each Note has a principal amount of $10 and pays a contingent coupon only when the underlying closing level meets or exceeds the coupon barrier on an observation date; otherwise no coupon is paid. The Notes are automatically called if the underlying closes at or above the initial level on any observation date prior to the final valuation date, in which case investors receive principal plus any contingent coupon due on the call settlement date. If not called, principal repayment at maturity is contingent on the final level relative to the downside threshold; if the final level is below that threshold, repayment may be reduced proportionally and investors could lose a significant portion or all of their investment. Payments are unsecured and subject to the creditworthiness of UBS. Trade and settlement are April 2, 2026 and April 7, 2026; final valuation and maturity are April 5, 2028 and April 7, 2028, respectively.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation with an expected Trade Date of April 2, 2026 and Maturity on April 7, 2028. The Notes pay periodic contingent coupons only if the underlying's closing level meets a coupon barrier on observation dates and are subject to an automatic call if the underlying equals or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold; a final level below that threshold can produce a loss equal to the underlying's percentage decline. Notes are unsecured obligations of UBS and repayment is dependent on UBS creditworthiness. Minimum investment is 100 Notes at $10 per Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Meta Platforms, Inc. stock due April 9, 2029. The Notes pay periodic contingent coupons only when the underlying closing level on observation dates equals or exceeds a coupon barrier and will be automatically called if the closing level on any earlier observation date is at or above the initial level. If not called, principal is repaid at maturity only if the final level is at or above a downside threshold; otherwise, repayment is reduced in direct proportion to the underlying return and investors can lose a significant portion or all of their investment. Payments are also subject to UBS credit risk. Trade date is April 2, 2026 with expected settlement April 7, 2026. The Notes are offered in $10 increments with an estimated initial value of $9.67 per $10 Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc. with an expected Trade Date of April 2, 2026, Settlement Date April 7, 2026 and Maturity on April 7, 2028. The notes pay periodic contingent coupons only if the underlying closing level meets the coupon barrier on observation dates and will be automatically called if the underlying closes at or above the initial level on any observation date prior to maturity.
The notes repay principal at maturity only if the final level is at or above the stated downside threshold; if the final level is below that threshold, investors suffer a principal loss equal to the underlying return and could lose their entire investment. Estimated initial value range is $9.47–$9.72 per $10 note. Payments are subject to the creditworthiness of UBS.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Accenture plc common stock due April 7, 2027. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and may be automatically called early if the underlying closes at or above the initial level on any prior observation date. If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is at or above the downside threshold; otherwise principal is reduced proportionally to the underlying return, and investors can lose a significant portion or all of their investment. Payments are subject to UBS credit risk. The Notes have a minimum investment of 100 Notes ($10 per Note) and an estimated initial value of $9.79 as of the trade date.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Accenture plc due on or about April 7, 2027. The notes pay a contingent coupon only if the underlying meets the coupon barrier on observation dates and may be automatically called early if the underlying meets or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; if below, repayment equals $10 times (1 + underlying return), which can result in a substantial or complete loss of principal. Trade date is April 2, 2026, settlement April 7, 2026, final valuation date April 5, 2027. The estimated initial value range is $9.46 to $9.71 per $10 note. All payments are subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Block, Inc. The Notes mature on April 9, 2029 with a final valuation date of April 5, 2029. The Notes pay a periodic contingent coupon only if the underlying closing level meets or exceeds a coupon barrier on observation dates; they are automatically called early if the underlying closes at or above the initial level on any quarterly observation date after six months. At maturity, if not called and the final level is below the downside threshold, principal repayment is reduced in proportion to the underlying return, potentially resulting in substantial loss or total loss of principal. Payments are subject to UBS credit risk. The Notes are offered in minimum increments of 100 Notes at $10 per Note and have an estimated initial value of $9.73.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Block, Inc. The preliminary pricing supplement dated April 2, 2026 sets a trade date of April 2, 2026, expected settlement on April 7, 2026, a final valuation date of April 5, 2029 and maturity on April 9, 2029. The Notes pay contingent coupons only if the underlying closing level meets or exceeds a coupon barrier on observation dates and are automatically called if an observation date closing level is at or above the initial level. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise repayment is reduced pro rata to the underlying return and investors could lose a significant portion or all of their investment. Minimum purchase is 100 Notes at $10 per Note. The estimated initial value range is $9.34 to $9.59 per Note. All payments remain subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation with a trade date of April 2, 2026, expected settlement on April 7, 2026 and maturity on or about April 7, 2028. The Notes pay contingent coupons only if the underlying closes at or above a coupon barrier on observation dates, can be automatically called quarterly beginning after 12 months if the underlying closes at or above the initial level, and repay principal at maturity only if the final level is at or above the downside threshold; otherwise holders suffer a loss equal to the underlying return. The Notes are unsecured obligations of UBS AG, carry issuer credit risk, have a minimum purchase of 100 Notes ($1,000), and have an estimated initial value range of $9.42 to $9.67 per $10 Note in UBS’ internal models.