Ally (NYSE: ALLY) files Form 144 listing multiple grant and RSU lots for resale

Rhea-AI Filing Summary

Ally submitted a Form 144 notice describing proposed sales of securities, dated 04/17/2026, on the NYSE. The filing lists 39,675 shares and related grant/RSU lots dated from 02/01/2018 through 11/13/2020.

Insights

Securities Attorney

Form 144 is a routine notice of proposed resale of restricted or control securities.

The filing lists specific grant and RSU lots with dates and quantities, which are required when a reseller seeks to sell restricted shares under Rule 144. It does not by itself indicate completed transactions or proceeds.

Timing and execution details are not provided here; subsequent sale notices or Form 4/5 filings would show completed transfers.

Key Figures

Filing date: 04/17/2026 Shares listed: 39,675 shares Dollar amount shown: $1,792,173.95 +3 more

6 metrics

Filing date 04/17/2026 Form 144 notice date

Shares listed 39,675 shares amount shown in filing excerpt

Dollar amount shown $1,792,173.95 amount listed in excerpt (exact formatting preserved)

Reference figure 309,091,700 numeric value present in excerpt (labeling not explicit)

Exchange NYSE exchange listed in excerpt

Grant lot examples 5,321; 10,383; 809 individual grant/RSU counts dated 2018–2020

Key Terms

Form 144, RSU, Performance Grants

3 terms

Form 144 regulatory

"submitted a Form 144 notice describing proposed sales"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

RSU financial

"11/13/2020 | RSU | Ally | | | 1 | 11/13/2020 | RSU"

Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.

Performance Grants financial

"Perfomance Grants Common | 02/03/2018 | Stock Grant"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Merrill Lynch 8015 W. Kenton Cir Suite 300 Huntersville NC 28078	39675	1792173.95	309091700	04/17/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/01/2018	Stock Grant	Ally			5321	02/01/2018	Perfomance Grants
Common	02/03/2018	Stock Grant	Ally			5361	02/03/2018	Performance Grant
Common	03/18/2018	Stock Grant	Ally			10383	03/18/2018	Performance Grant
Common	02/01/2020	Stock Grant	Ally			4344	02/01/2020	Stock Grant
Common	02/01/2020	Stock Grant	Ally			7845	02/01/2020	Stock Grant
Common	02/01/2020	Stock Grant	Ally			5100	02/01/2020	Stock Grant
Common	02/01/2020	Stock Grant	Ally			29	02/01/2020	Stock Grant
Common	02/01/2020	Stock Grant	Ally			482	02/01/2020	Stock Grant
Common	05/15/2020	Stock Grant	Ally			809	05/15/2020	Stock Grant
Common	11/13/2020	RSU	Ally			1	11/13/2020	RSU

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Ally's Form 144 dated 04/17/2026 report?

It reports a proposed resale notice for restricted/control securities, including 39,675 shares. The filing lists grant and RSU lots dated between 02/01/2018 and 11/13/2020 and does not state completed sales or proceeds.

Does the Form 144 mean Ally will receive proceeds from sales?

No; the Form 144 itself is a notice of proposed resale and does not indicate who receives proceeds. The filing lists securities tied to grants and RSUs; whether Ally or selling holders receive proceeds is not stated in the provided excerpt.

Which grant lots are included in the Ally Form 144?

The filing enumerates multiple grant/RSU lots with counts such as 5,321, 5,361, 10,383, and others. Lots span grant dates in 2018 and 2020, plus an RSU dated 11/13/2020, all listed in the excerpt.

Will Form 144 show completed insider trades for ALLY?

No; Form 144 is a pre-sale notice and does not confirm completed trades. Completed insider trades would appear in Form 4 or Form 5 filings, which report actual transactions and resulting holdings after the sale.