C3.ai (NYSE: AI) chair sells shares under Rule 10b5-1 trading plan
Rhea-AI Filing Summary
C3.ai Executive Chairman Thomas M. Siebel reported option exercises and share sales of Class A common stock. On January 13, 2026, he exercised a stock option for 212,586 shares at an exercise price of $2.04 per share and acquired the same number of Class A shares.
That day, he sold 212,586 Class A shares directly at a weighted-average price of $13.52 per share and a further 309,589 shares indirectly through an entity associated with him, in multiple trades between $13.265 and $14.20. The activity was carried out under a previously established Rule 10b5-1 trading plan dated September 20, 2024. Following these transactions, he continued to hold both direct and indirect positions in C3.ai stock, including option holdings that remain outstanding and fully vested.
Positive
- None.
Negative
- None.
Insider Trade Summary
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Stock Option (Right to Buy) | 212,586 | $0.00 | -- |
| Exercise | Class A Common Stock | 212,586 | $2.04 | $434K |
| Sale | Class A Common Stock | 212,586 | $13.52 | $2.87M |
| Sale | Class A Common Stock | 309,589 | $13.52 | $4.19M |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
Footnotes (1)
- The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024. The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $13.265 to $14.20, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price. The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is Chairman. The shares are held by Siebel Asset Management, L.P., of which the Reporting Person is the general partner. The shares are held by Siebel Asset Management III, L.P., of which the Reporting Person is the general partner. The shares are held by The Siebel 2011 Irrevocable Children's Trust, of which the Reporting Person is co-trustee. Fully vested.
FAQ
What insider transactions did C3.ai (AI) Executive Chairman Thomas M. Siebel report?
Thomas M. Siebel reported an option exercise and related sales of Class A common stock. He exercised a stock option for 212,586 shares at an exercise price of $2.04 per share and acquired the same number of Class A shares, then sold shares directly and indirectly on January 13, 2026.
How are Thomas M. Siebel’s indirect C3.ai (AI) holdings structured?
The filing explains that certain Class A shares are held by entities associated with him, including First Virtual Holdings, LLC, Siebel Asset Management, L.P., Siebel Asset Management III, L.P., and The Siebel 2011 Irrevocable Children's Trust. These positions are reported as indirectly owned.
What are the key terms of Thomas M. Siebel’s C3.ai (AI) stock option in this Form 4?
The reported derivative security is a stock option (right to buy) with an exercise price of $2.04 per share, fully vested according to a footnote. It is exercisable into 212,586 Class A shares and carries an expiration date of November 7, 2027. After the transaction, 2,787,414 stock options remained beneficially owned.