Welcome to our dedicated page for C3.Ai SEC filings (Ticker: AI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The C3.ai, Inc. (NYSE: AI) SEC filings page provides access to the company’s official disclosures as an Exchange Act registrant. C3 AI, described as an Enterprise AI application software company, files annual reports, quarterly updates, current reports, proxy statements, and registration documents with the U.S. Securities and Exchange Commission. These filings give detailed insight into its enterprise AI business, capital structure, governance, and risk factors.
Through its Form 10-K annual report and Form 10-Q quarterly reports, C3 AI presents audited and interim financial statements, segment information for subscription and professional services revenue, and discussions of its products such as the C3 Agentic AI Platform, C3 AI applications, and C3 Generative AI. Management also explains the use of non-GAAP metrics like non-GAAP gross profit, non-GAAP loss from operations, and free cash flow, alongside reconciliations to GAAP measures.
Form 8-K current reports document material events, including quarterly earnings releases, changes in executive leadership, adoption of equity incentive plans, director appointments, and outcomes of the annual meeting of stockholders. For example, recent 8-K filings describe the appointment of a new Chief Executive Officer, the establishment of a 2025 Inducement Plan for equity awards, and the election of directors and ratification of the independent auditor.
The company’s proxy statements (DEF 14A) provide detail on board composition, executive compensation, equity plans, and voting procedures for stockholders. Additional registration statements and plan-related filings describe the terms of equity compensation arrangements, including inducement awards under NYSE rules.
On Stock Titan, these C3 AI filings are supplemented with AI-powered summaries that highlight key points from lengthy documents, helping users quickly identify items such as revenue composition, major contracts or business themes discussed in management’s commentary, and governance or compensation changes disclosed in proxy materials. Real-time updates from EDGAR ensure that new C3 AI filings, including future 10-K, 10-Q, 8-K, and proxy statements, are added as they become available.
C3.ai, Inc. Chief Executive Officer Stephen Bradley Ehikian reported several equity transactions in Class A Common Stock. He received a fully vested grant of 32,093 Restricted Stock Units, each representing one share. On a separate date, 52,194 shares were sold at a weighted-average price of $8.2211 per share to satisfy tax withholding obligations related to RSU vesting.
Ehikian also made bona fide gifts totaling 94,632 shares, split between his direct holdings and a revocable trust. Following these moves, he continues to hold 674,169 shares directly and 229,804 shares indirectly through the Stephen Bradley Ehikian Revocable Trust.
C3.ai director John E. Hyten reported gifting Class A shares of the company. On March 31, 2026, he made two bona fide gift transfers totaling 87,888 shares of Class A Common Stock at a stated price of $0.00 per share.
Following these gifts, Hyten holds 79,214 Class A shares directly and 146,830 Class A shares indirectly. The indirect holdings are through Hyten Group LLC, where he is the manager and sole member. These are non-market, non-cash transactions rather than open-market sales.
C3.ai, Inc. director Jim H. Snabe reported offsetting trades in Class A Common Stock. On March 27, he sold 10,000 shares in an open-market sale at $8.08 per share and purchased 10,000 shares in an open-market buy at $7.73 per share.
The footnotes state the sale was made to satisfy “exit tax” obligations related to his emigration from Denmark, and that the resulting short-swing profits of $3,509 were remitted to the company. Following these transactions, he holds 385,000 shares directly and 28,000 shares indirectly through BJHS Invest ApS, of which he is the sole member.
AI filed a Form 144 reporting proposed sales tied to Restricted Stock Unit Vesting with activity dated 03/30/2026. The filing lists 67,417 and 32,093 Class A Common share units associated with vesting on that date; a larger figure 141,791,230 appears with the date 03/31/2026.
C3.ai Inc ownership filing: The Vanguard Group reports beneficial ownership of 0 shares of Common Stock, representing 0%, following an internal realignment. The filing states certain Vanguard subsidiaries will report holdings separately in reliance on SEC Release No. 34-39538, effective after the internal realignment on January 12, 2026.
The statement is signed by Ashley Grim as Head of Global Fund Administration on 03/26/2026.
C3.ai, Inc. reports a key development in an ongoing securities class action. A federal court granted in part and denied in part motions to dismiss the third amended complaint, dismissing three of five causes of action and several defendants and theories from the case with prejudice.
What remains are narrow claims under Sections 11 and 15 of the Securities Act focused on a single revenue-recognition sentence from the company’s IPO Registration Statement regarding Baker Hughes–related revenue in fiscal 2020. C3.ai states it believes the remaining claims are without merit, notes the statement aligns with figures in its 2022 Form 10-K, and says it will continue to vigorously defend the matter.
C3.ai, Inc. Executive Chairman Thomas M. Siebel reported an exercise-and-sell transaction under a pre-established Rule 10b5-1 trading plan. On March 17–18, 2026, he exercised stock options for a total of 501,497 shares of Class A Common Stock at an exercise price of $2.04 per share, then sold the same number of shares in open-market transactions.
The reported sales were at weighted-average prices around $8.67 and $8.86, across price ranges disclosed in the filing. Following these transactions, he directly held 722,362 shares of Class A Common Stock, in addition to several indirect holdings through trusts and entities where he serves as trustee, general partner or chairman.
C3.ai, Inc. Chief Financial Officer Hitesh Lath reported RSU vesting, share conversions, and a related tax sale. On March 15, 2026, he exercised restricted stock units to acquire a total of 29,008 shares of Class A Common Stock at a conversion price of $0.00 per share. Each RSU represents a contingent right to receive one share upon settlement. On March 16, 2026, 15,248 shares of Class A Common Stock were sold at a weighted-average price of $8.98 per share in multiple transactions, and were automatically withheld and sold by the issuer to satisfy tax withholding obligations from the RSU vesting. After these transactions, he directly holds 238,308 shares of Class A Common Stock.
C3.ai, Inc. director John E. Hyten reported a compensation-related adjustment involving 2,500 shares of Class A common stock. The filing shows a code D disposition to the issuer, with a footnote explaining that 2,500 of 5,000 Restricted Stock Units vesting on March 15, 2026 were settled in cash. Following this transaction, Hyten holds 123,158 shares directly and 102,886 shares indirectly through Hyten Group LLC, where he is the manager and sole member.