Welcome to our dedicated page for C3.Ai SEC filings (Ticker: AI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The C3.ai, Inc. (NYSE: AI) SEC filings page provides access to the company’s official disclosures as an Exchange Act registrant. C3 AI, described as an Enterprise AI application software company, files annual reports, quarterly updates, current reports, proxy statements, and registration documents with the U.S. Securities and Exchange Commission. These filings give detailed insight into its enterprise AI business, capital structure, governance, and risk factors.
Through its Form 10-K annual report and Form 10-Q quarterly reports, C3 AI presents audited and interim financial statements, segment information for subscription and professional services revenue, and discussions of its products such as the C3 Agentic AI Platform, C3 AI applications, and C3 Generative AI. Management also explains the use of non-GAAP metrics like non-GAAP gross profit, non-GAAP loss from operations, and free cash flow, alongside reconciliations to GAAP measures.
Form 8-K current reports document material events, including quarterly earnings releases, changes in executive leadership, adoption of equity incentive plans, director appointments, and outcomes of the annual meeting of stockholders. For example, recent 8-K filings describe the appointment of a new Chief Executive Officer, the establishment of a 2025 Inducement Plan for equity awards, and the election of directors and ratification of the independent auditor.
The company’s proxy statements (DEF 14A) provide detail on board composition, executive compensation, equity plans, and voting procedures for stockholders. Additional registration statements and plan-related filings describe the terms of equity compensation arrangements, including inducement awards under NYSE rules.
On Stock Titan, these C3 AI filings are supplemented with AI-powered summaries that highlight key points from lengthy documents, helping users quickly identify items such as revenue composition, major contracts or business themes discussed in management’s commentary, and governance or compensation changes disclosed in proxy materials. Real-time updates from EDGAR ensure that new C3 AI filings, including future 10-K, 10-Q, 8-K, and proxy statements, are added as they become available.
Thomas M. Siebel reported proposed and recent sales of Class A Common Stock under a Form 144. The notice lists 74,000 shares to be sold on 05/04/2026 (RSU vest) through J.P. Morgan Securities LLC. The filing also lists multiple past dispositions: 17,655 on 03/02/2026, 23,435 on 03/12/2026, 282,203 on 03/17/2026, 219,294 on 03/18/2026, 326,189 on 04/13/2026, and 165,278 on 04/14/2026. The rows include remaining share figures after each sale (e.g., 137,607, 213,455, 2,500,996, 1,900,204, 2,711,055, 1,403,706 respectively).
C3.ai Inc reported that Vanguard Portfolio Management beneficially owns 6.1% of Common Stock, equal to 8,655,944 shares as of 03/31/2026. The filing shows Vanguard has sole dispositive power over 8,655,944 shares and sole voting power for 111,760 shares.
The Schedule 13G was filed by Vanguard Portfolio Management and is signed on 04/29/2026; the disclosure explains ownership includes securities held across Vanguard funds and managed accounts.
BlackRock, Inc. amended its Schedule 13G filing to report beneficial ownership of 9,694,153 shares of C3.ai, Inc. Class A stock, representing 6.8% of the class as shown on the cover. The filing lists sole voting power of 9,504,586 shares and sole dispositive power of 9,694,153 shares. The cover shows 03/31/2026 and the signature block is dated 04/24/2026.
C3.ai, Inc. director John E. Hyten reported a compensation-related share disposition tied to vested equity awards. On April 15, 2026, 2,500 shares of Class A Common Stock were disposed of to the issuer at $9.52 per share when 5,000 Restricted Stock Units vested and were partly settled in cash. After this, he held 76,714 shares directly and 146,830 shares indirectly through Hyten Group LLC, where he is manager and sole member.
C3.ai, Inc. Executive Chairman Thomas M. Siebel reported option exercises and share sales in Class A Common Stock. On April 13 and 14, 2026, he exercised stock options to acquire a total of 491,467 shares at an exercise price of $2.04 per share.
He then sold 326,189 shares at a weighted-average price of $8.31 on April 13 and 165,278 shares at a weighted-average price of $8.49 on April 14 in open-market transactions. Following these transactions, his directly held Class A Common Stock position was 722,362 shares, and the filing also lists several indirect holdings through trusts and affiliated entities. The transactions were effected under a previously established Rule 10b5-1 trading plan dated September 20, 2024.
C3.ai, Inc. Chief Executive Officer Stephen Bradley Ehikian reported several equity transactions in Class A Common Stock. He received a fully vested grant of 32,093 Restricted Stock Units, each representing one share. On a separate date, 52,194 shares were sold at a weighted-average price of $8.2211 per share to satisfy tax withholding obligations related to RSU vesting.
Ehikian also made bona fide gifts totaling 94,632 shares, split between his direct holdings and a revocable trust. Following these moves, he continues to hold 674,169 shares directly and 229,804 shares indirectly through the Stephen Bradley Ehikian Revocable Trust.
C3.ai director John E. Hyten reported gifting Class A shares of the company. On March 31, 2026, he made two bona fide gift transfers totaling 87,888 shares of Class A Common Stock at a stated price of $0.00 per share.
Following these gifts, Hyten holds 79,214 Class A shares directly and 146,830 Class A shares indirectly. The indirect holdings are through Hyten Group LLC, where he is the manager and sole member. These are non-market, non-cash transactions rather than open-market sales.
C3.ai, Inc. director Jim H. Snabe reported offsetting trades in Class A Common Stock. On March 27, he sold 10,000 shares in an open-market sale at $8.08 per share and purchased 10,000 shares in an open-market buy at $7.73 per share.
The footnotes state the sale was made to satisfy “exit tax” obligations related to his emigration from Denmark, and that the resulting short-swing profits of $3,509 were remitted to the company. Following these transactions, he holds 385,000 shares directly and 28,000 shares indirectly through BJHS Invest ApS, of which he is the sole member.
AI filed a Form 144 reporting proposed sales tied to Restricted Stock Unit Vesting with activity dated 03/30/2026. The filing lists 67,417 and 32,093 Class A Common share units associated with vesting on that date; a larger figure 141,791,230 appears with the date 03/31/2026.