STOCK TITAN

C3.ai (NYSE: AI) director logs 2,500-share issuer disposition and updates holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

C3.ai, Inc. director John E. Hyten reported a routine compensation-related share disposition and updated holdings. On May 15, 2026, 2,500 shares of Class A Common Stock were disposed of back to the issuer at $8.65 per share, coded as a disposition to the issuer.

The filing notes that 5,000 Restricted Stock Units vested on that date and 2,500 of those units were settled in cash rather than shares. After the disposition, Hyten holds 74,214 shares directly and 146,830 shares indirectly through Hyten Group LLC, where he is the manager and sole member.

Positive

  • None.

Negative

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Insider Hyten John E.
Role null
Type Security Shares Price Value
Disposition Class A Common Stock 2,500 $8.65 $22K
holding Class A Common Stock -- -- --
Holdings After Transaction: Class A Common Stock — 74,214 shares (Direct, null); Class A Common Stock — 146,830 shares (Indirect, See Footnote)
Footnotes (1)
  1. 2,500 of 5,000 Restricted Stock Units that vested on May 15, 2026 were settled in cash. The shares are held by the Hyten Group LLC, of which the Reporting Person is the manager and sole member.
Shares disposed to issuer 2,500 shares Disposition to issuer on May 15, 2026
Disposition price $8.65 per share Price for 2,500 shares returned to issuer
Direct holdings after transaction 74,214 shares Class A Common Stock directly owned post-transaction
Indirect holdings via Hyten Group LLC 146,830 shares Class A Common Stock held indirectly
Vested Restricted Stock Units 5,000 units RSUs vested on May 15, 2026
RSUs settled in cash 2,500 units Portion of vested RSUs settled in cash
Restricted Stock Units financial
"2,500 of 5,000 Restricted Stock Units that vested on May 15, 2026 were settled in cash."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Disposition to issuer financial
"transaction_code_description: "Disposition to issuer""
indirect ownership financial
"The shares are held by the Hyten Group LLC, of which the Reporting Person is the manager and sole member."
Hyten Group LLC financial
"The shares are held by the Hyten Group LLC, of which the Reporting Person is the manager and sole member."
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hyten John E.

(Last)(First)(Middle)
C/O C3.AI, INC.
1400 SEAPORT BLVD

(Street)
REDWOOD CITY CALIFORNIA 94063

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
C3.ai, Inc. [ AI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock05/15/2026D(1)2,500D$8.6574,214D
Class A Common Stock146,830ISee Footnote(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. 2,500 of 5,000 Restricted Stock Units that vested on May 15, 2026 were settled in cash.
2. The shares are held by the Hyten Group LLC, of which the Reporting Person is the manager and sole member.
Remarks:
/s/ Sasha Pesic, Attorney-in-Fact05/19/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did John E. Hyten report for C3.ai (AI)?

John E. Hyten reported a disposition of 2,500 C3.ai Class A shares back to the issuer at $8.65 per share. The transaction is coded as a disposition to the issuer, reflecting a compensation-related adjustment rather than an open-market trade.

At what price were the C3.ai (AI) shares disposed of by John E. Hyten?

The reported disposition involved 2,500 C3.ai Class A shares at $8.65 per share. This price applies to the shares returned to the issuer in the transaction coded as a disposition to the issuer on May 15, 2026.

How many C3.ai (AI) Restricted Stock Units vested for John E. Hyten?

The filing states that 5,000 Restricted Stock Units vested on May 15, 2026. Of these, 2,500 units were settled in cash instead of shares, which is linked to the disposition to the issuer and the reported share and cash treatment.

What are John E. Hyten’s direct C3.ai (AI) share holdings after this Form 4?

Following the reported disposition, John E. Hyten holds 74,214 C3.ai Class A shares directly. This figure reflects his remaining directly owned shares after 2,500 shares were returned to the issuer as part of the compensation-related transaction.

What indirect C3.ai (AI) holdings are reported for John E. Hyten?

The filing shows 146,830 C3.ai Class A shares held indirectly through Hyten Group LLC. The footnote explains that the shares are held by this LLC, for which Hyten is the manager and sole member, indicating his indirect beneficial ownership.

Was John E. Hyten’s C3.ai (AI) transaction an open-market sale or a disposition to the issuer?

The transaction is coded as a disposition to the issuer (code D), not an open-market sale. Shares were returned to C3.ai in connection with equity compensation, alongside cash settlement of some Restricted Stock Units, indicating a structured issuer-related event.