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Aeries Technology (NASDAQ: AERT) registers 53.8M shares and 9.5M warrants

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
424B3

Rhea-AI Filing Summary

Aeries Technology, Inc. registers an aggregate of up to 53,805,874 Class A ordinary shares and up to 9,527,810 warrants for resale by selling securityholders, and also discloses issuable amounts of 10,566,347 shares upon exchange and 21,027,801 shares issuable upon exercise of certain warrants.

This prospectus supplement, filed April 3, 2026, updates the prospectus dated August 12, 2025 and attaches a Form 8-K describing Nasdaq notice of non-compliance with the minimum bid price rule and the company's intent to request a hearing before the Nasdaq Hearings Panel.

Positive

  • None.

Negative

  • None.

Insights

Registration lists large resale pool and remaining exercisable/ exchangeable shares; Nasdaq delisting risk disclosed.

The supplement registers up to 53,805,874 Class A shares and up to 9,527,810 warrants for resale by selling securityholders, and notes additional issuable shares tied to exchanges and warrant exercises. The filing attaches a Form 8-K referencing a Nasdaq notice under Listing Rule 5550(a)(2).

Key dependencies include the outcome of the Nasdaq hearing and holder exercise/exchange decisions; cash-flow treatment for resale is that proceeds flow to selling securityholders. Timing of any listing outcome is governed by the Panel process described in the Form 8-K.

Prospectus supplement updates resale registration and incorporates a related 8-K about Nasdaq non-compliance.

The supplement clarifies amounts being registered for resale and attaches the Current Report on Form 8-K filed April 3, 2026. It states the resale and warrant offerings are being made by selling securityholders; the company notes it will request a Nasdaq hearing, which stays delisting actions pending that process.

Material qualifiers include the Nasdaq Staff determination and the company's planned hearing request; outcomes will depend on the Panel's decision and any extension it may grant.

Registered resale shares 53,805,874 shares aggregate registered for resale by selling securityholders
Registered warrants 9,527,810 warrants Private Placement Warrants registered for resale
Shares issuable on exchange 10,566,347 shares issuable upon exchange of Aark Singapore/Aeries Group Business Accelerators agreements
Shares issuable on exercise 21,027,801 shares issuable upon exercise of IPO and private placement warrants
Class A closing price $0.4813/share closing price on April 2, 2026
Warrant closing price $0.0249/warrant closing price on April 2, 2026
Selling Securityholders financial
"resale from time to time by the Selling Securityholders"
Selling securityholders are existing owners of a company's stocks or other tradable claims who are offering some or all of their holdings for sale in a public offering or secondary transaction. Investors watch these sellers because large or insider sales can increase the number of shares available, put downward pressure on price, and signal insiders’ views about future prospects—much like many people selling tickets at once can change the market for an event.
redeemable warrants financial
"redeemable warrants to purchase Class A ordinary shares"
A redeemable warrant is a tradable right that lets its holder buy a company’s shares at a fixed price before a set date, but the issuer has the contract power to cancel (redeem) the warrant early under agreed terms. For investors this matters because early redemption can force decision-making, change the timing of when new shares might be created, and affect potential gains or dilution—much like a store coupon that the issuer can cancel by paying you off instead of letting you use it.
Nasdaq Listing Rule 5550(a)(2) regulatory
"non-compliance with the minimum bid price requirement set forth in Nasdaq Listing Rule 5550(a)(2)"
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Filed Pursuant to Rule 424(b)(3)

Registration No. 333-276173

 

Prospectus Supplement

(to prospectus dated August 12, 2025)

 

AERIES TECHNOLOGY, INC.

10,566,347 Class A Ordinary Shares Issuable Upon Exercise of Exchange Rights

21,027,801 Class A Ordinary Shares Issuable Upon Exercise of Warrants

53,805,874 Class A Ordinary Shares

9,527,810 Warrants to Purchase Class A Ordinary Shares

Offered by the Selling Securityholders

 

This prospectus supplement is being filed to update and supplement information contained in the prospectus dated August 12, 2025 (the “Prospectus”) related to: (A) (i) up to 10,566,347 Class A ordinary shares, par value $0.0001 per share (“Class A ordinary shares”), of Aeries Technology, Inc., a Cayman Islands exempted company (the “Company”), upon exchange of shares of Aark Singapore Pte. Ltd. or Aeries Technology Group Business Accelerators Private Limited, pursuant to the exchange agreements dated November 6, 2023, and (ii) up to 21,027,801 Class A ordinary shares issuable upon the exercise of the (a) 11,499,991 redeemable warrants to purchase Class A ordinary shares that were issued by Worldwide Webb Acquisition Corp. as part of the units in its initial public offering (“IPO”), and (b) 9,527,810 redeemable warrants (the “Private Placement Warrants”) to purchase Class A ordinary shares originally issued to Worldwide Webb Acquisition Sponsor, LLC in a private placement that closed simultaneously with the consummation of the IPO; and (B) the resale from time to time by the Selling Securityholders (as defined in the Prospectus) of (i) an aggregate of up to 53,805,874 Class A ordinary shares, and (ii) up to 9,527,810 Private Placement Warrants, with the information contained in our Current Report on Form 8-K, filed with the Securities and Exchange Commission on April 3, 2026 (the “Current Report”). Accordingly, we have attached the Current Report to this prospectus supplement.

 

This prospectus supplement updates and supplements the information in the Prospectus and is not complete without, and may not be delivered or utilized except in combination with, the Prospectus, including any amendments or supplements thereto. This prospectus supplement should be read in conjunction with the Prospectus and if there is any inconsistency between the information in the Prospectus and this prospectus supplement, you should rely on the information in this prospectus supplement.

 

Our Class A ordinary shares and warrants are traded on the Nasdaq Capital Market under the symbols “AERT” and “AERTW,” respectively. On April 2, 2026, the closing price of our Class A ordinary shares was $0.4813 per share and the closing price of our warrants was $0.0249 per warrant.

 

Investing in our securities involves risks. See “Risk Factors” beginning on page 17 of the Prospectus and in any applicable prospectus supplement.

 

Neither the Securities and Exchange Commission nor any other regulatory body have approved or disapproved these securities, or passed upon the accuracy or adequacy of this prospectus supplement. Any representation to the contrary is a criminal offense.

 

The date of this prospectus supplement is April 3, 2026.

 

 

 

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): March 31, 2026

 

 

 

Aeries Technology, Inc.

(Exact name of registrant as specified in its charter)

 

 

 

Cayman Islands   001-40920   98-1587626

(State or other jurisdiction
of incorporation)

 

(Commission

File Number)

  (IRS Employer
Identification No.)

 

 

 

60 Paya Lebar Road, #08-13

Paya Lebar Square
Singapore

  409051
(Address of principal executive offices)   (Zip Code)

 

 

 

Registrant’s telephone number, including area code: (919) 228-6404

 

 

 

Not applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2):

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Class A ordinary shares, par value $0.0001 per share   AERT   Nasdaq Capital Market
Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50   AERTW   Nasdaq Capital Market

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

 

Emerging growth company ☒

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 

 

 

Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.

 

On March 31, 2026, Aeries Technology, Inc. (the “Company”) received formal notice from the Listing Qualifications Staff (the “Staff”) of The Nasdaq Stock Market LLC (“Nasdaq”) indicating that the Company’s non-compliance with the minimum bid price requirement set forth in Nasdaq Listing Rule 5550(a)(2) (the “Bid Price Rule”) would result in the delisting of the Company’s securities from Nasdaq unless the Company timely requests a hearing before the Nasdaq Hearings Panel (the “Panel”). The Company intends to timely request a hearing before the Panel, which request will stay any further action by Nasdaq pending the issuance of a decision by the Panel and the expiration of any extension the Panel may grant to the Company following the hearing.

 

As previously disclosed, on September 30, 2025, the Staff notified the Company that, based upon the closing bid price of the Company’s common stock for the 30 prior consecutive business days, the Company no longer satisfied the Bid Price Rule. In accordance with the Nasdaq Listing Rules, the Company thereafter received one grace period to regain compliance with the rule, which ultimately expired on March 30, 2026. The Company did not evidence compliance with the Bid Price Rule by that date and is not eligible for a second 180 day grace period as the Company does not comply with the minimum stockholders’ equity requirement for initial listing on the Nasdaq Capital Market, which resulted in the issuance of the Staff’s determination.

 

The Company is considering all available options; however, there can be no assurance that the Panel will determine to continue the Company’s listing or that the Company will be able to evidence compliance with the applicable listing criteria within any extension that may be granted by the Panel.

 

1

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  Aeries Technology, Inc.
   
Date: April 3, 2026 By: /s/ Bhisham (Ajay) Khare
    Bhisham (Ajay) Khare
    Chief Executive Officer and Director

 

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FAQ

What securities does Aeries Technology (AERT) register in this prospectus supplement?

The supplement registers up to 53,805,874 Class A ordinary shares and up to 9,527,810 warrants for resale, plus amounts issuable on exchange and warrant exercise.

How many shares are issuable upon exchange or exercise as disclosed?

The filing states 10,566,347 Class A shares issuable upon exchange and 21,027,801 Class A shares issuable upon exercise of specified warrants.

Does the company receive proceeds from the registered resale?

Proceeds from the registered resale are attributable to the selling securityholders; the supplement describes resale by those holders rather than primary proceeds to the company.

What Nasdaq issue is disclosed in the attached Form 8-K?

The Form 8-K states Nasdaq notified the company of non-compliance with the minimum bid price rule under Rule 5550(a)(2) and that the company will request a hearing before the Nasdaq Hearings Panel.

Will Nasdaq delist Aeries if the hearing fails?

The filing says Nasdaq indicated delisting would result absent corrective action; the company has requested a hearing, and any further Nasdaq action is stayed pending that process and any Panel extension.