Welcome to our dedicated page for Aeries Technology SEC filings (Ticker: AERT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Aeries Technology, Inc. (NASDAQ: AERT) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. These documents include current reports on Form 8-K, annual reports on Form 10-K, and quarterly reports on Form 10-Q, which together outline Aeries’ financial condition, operating results, capital structure, and material corporate events.
For Aeries Technology, recent 8-K filings cover topics such as quarterly and annual earnings announcements, notices related to Nasdaq listing requirements, and material definitive agreements. Examples include a notice from Nasdaq regarding the minimum bid price requirement for AERT shares, and a Letter Agreement and subsequent amendment with Sandia Investment Management LP connected to a Forward Purchase Agreement and potential issuance of additional Class A ordinary shares. Other 8-Ks reference earnings calls, financial results for specific periods, and changes in board roles.
Investors can also use this page to locate Aeries’ 10-K and 10-Q filings, which present audited and unaudited financial statements, non-GAAP measures such as Adjusted EBITDA, and discussions of risk factors, business strategy, and geographic and regulatory considerations. These filings describe how the company evaluates its performance and the adjustments it applies to non-GAAP metrics.
Stock Titan enhances these documents with AI-powered summaries that highlight key points from lengthy filings, helping users quickly identify information on revenue trends, profitability, liquidity, capital arrangements, and listing status. Real-time updates from EDGAR, along with visibility into current reports and other disclosures, make the AERT filings page a focused resource for analyzing Aeries Technology’s regulatory history and ongoing reporting.
Aeries Technology, Inc. registers an aggregate of up to 53,805,874 Class A ordinary shares and up to 9,527,810 warrants for resale by selling securityholders, and also discloses issuable amounts of 10,566,347 shares upon exchange and 21,027,801 shares issuable upon exercise of certain warrants.
This prospectus supplement, filed April 3, 2026, updates the prospectus dated August 12, 2025 and attaches a Form 8-K describing Nasdaq notice of non-compliance with the minimum bid price rule and the company's intent to request a hearing before the Nasdaq Hearings Panel.
Aeries Technology, Inc. reported that on March 31, 2026 it received a formal notice from Nasdaq staff that its continued non-compliance with the minimum bid price requirement under Nasdaq Listing Rule 5550(a)(2) could result in delisting of its securities from the Nasdaq Capital Market.
The company plans to request a hearing before the Nasdaq Hearings Panel, which would temporarily stay further Nasdaq action while the Panel reviews the case. A previous grace period to regain compliance, granted after a September 30, 2025 deficiency notice, expired on March 30, 2026 without the company restoring its bid price to required levels.
Aeries is not eligible for an additional 180‑day grace period because it does not meet the minimum stockholders’ equity requirement for initial listing on the Nasdaq Capital Market. The company states it is considering all available options but notes there is no assurance the Panel will allow its listing to continue or that it will meet listing standards within any extension granted.
Aeries Technology, Inc. updates its prospectus supplement to register up to 53,805,874 Class A ordinary shares and up to 9,527,810 Private Placement Warrants for resale by the Selling Securityholders.
The supplement also describes up to 10,566,347 Class A ordinary shares issuable upon exchange rights and up to 21,027,801 Class A ordinary shares issuable upon exercise of redeemable warrants. The supplement attaches a Current Report on Form 8-K filed March 30, 2026 and notes market closing prices: $0.3104 per Class A share and $0.0152 per warrant as of March 27, 2026.
Aeries Technology, Inc. reported leadership changes focused on technology and finance oversight. On March 26, 2026, Chief Technology Officer Unnikrishnan (Unni) Balakrishnan Nambiar resigned from the CTO role effective March 31, 2026 to take a leadership position at the company’s wholly owned Indian subsidiary.
On the same date, the Board appointed Bhisham (Ajay) Khare, currently Chief Executive Officer, Principal Financial Officer and Director, to also serve as Principal Accounting Officer, effective March 31, 2026. The company states he entered into no new material agreement for this role and discloses no related-party or family relationships requiring additional reporting.
Aeries Technology supplements its prospectus to register an aggregate of up to 53,805,874 Class A ordinary shares and up to 9,527,810 Private Placement Warrants for resale by selling securityholders. The supplement also describes up to 10,566,347 Class A ordinary shares issuable upon exchange and up to 21,027,801 Class A ordinary shares issuable upon exercise of certain warrants.
Separately, the company reported a CFO transition: Daniel S. Webb agreed to resign effective March 30, 2026 and entered a Separation Agreement providing severance including $265,000 payable over six months and twelve months of base salary payable over the following year, subject to conditions in the Separation Agreement. The Board appointed CEO Bhisham (Ajay) Khare as Principal Financial Officer effective March 31, 2026.
Aeries Technology, Inc. announced a chief financial officer transition. Daniel S. Webb agreed to resign as Chief Financial Officer and Chief Investment Officer effective March 30, 2026, with the company stating the departure is by mutual agreement and not due to any disagreement over operations, policies, or practices.
Under a Separation Agreement, Mr. Webb will receive severance equal to 12 months of his annual base salary paid over 12 months and an additional $265,000 paid over six months, subject to a release of claims and other conditions. He also relinquishes all rights to any company equity or equity-based awards. After a seven-day revocation period, benefits become effective.
Effective March 31, 2026, the Board appointed Chief Executive Officer and Director Bhisham (Ajay) Khare as Principal Financial Officer, adding financial oversight to his existing leadership roles. The company states he entered into no new material compensation arrangements in connection with this appointment and discloses no related-party transactions or family relationships.
Aeries Technology is registering the resale by a selling shareholder of 1,355,906 Class A ordinary shares pursuant to this prospectus. The resale is by Sandia Investment Management LP under a resale registration; the company will not receive proceeds from these sales.
The prospectus states the company will bear registration expenses while the selling shareholder will bear commissions or discounts on any sales. The selling shareholder beneficially owned 1,812,063 shares prior to the offering and would hold 456,157 shares following the maximum resale, based on 50,209,716 Class A shares outstanding as of March 12, 2026. The prospectus notes a Nasdaq last reported sale price of $0.356 per share as of March 17, 2026.
Aeries Technology is registering the resale of up to 1,355,906 Class A ordinary shares. The resale is by Sandia Investment Management LP and is a resale registration only; the company will receive no proceeds from sales under this prospectus. The registration references 50,209,716 Class A ordinary shares issued and outstanding as of March 12, 2026.
The prospectus discloses certain recent amendments with Sandia, including an Outstanding Amount of $1,812,063.23 under the Letter Agreement, amortization payments beginning March 31, 2026, and an interest accrual at 15% per annum. The selling shareholder may sell the registered shares from time to time through market or private transactions under the plan of distribution described in the prospectus.
Aeries Technology, Inc. registers up to 53,805,874 Class A ordinary shares and up to 9,527,810 Private Placement Warrants for resale. The prospectus supplement also states up to 10,566,347 Class A ordinary shares issuable upon exchange and up to 21,027,801 Class A ordinary shares issuable upon exercise of redeemable warrants.
At the Annual General Meeting on March 3, 2026, shareholders approved director elections, ratified the auditor and approved a board-authorized share consolidation of up to one-for-ten (1:10); shareholders also approved related amendments to the memorandum and articles. Shares outstanding were 50,209,716 Class A ordinary shares and 1 Class V ordinary share as of the record date.
Aeries Technology, Inc. reported results from its 2026 Annual General Meeting, where shareholders approved all five resolutions, including the election of four directors and ratification of Manohar Chowdhry & Associates as auditor for the fiscal year ended March 31, 2026.
Shareholders also approved share consolidation resolutions authorizing a potential reverse split of Class A ordinary shares at a ratio of up to one-for-ten. The company stated it does not intend to implement a share consolidation in the near term, while the Board retains authority to do so before the next annual meeting.
The company highlighted continued focus on operational performance and referenced a $5.0 million Class A share repurchase program authorized on March 2, 2026, to be used from time to time at management’s discretion.