Yum China (YUMC) director awarded 4,602 shares, now holds 27,336

Rhea-AI Filing Summary

Yum China Holdings, Inc. director David L. Hoffmann reported receiving a stock grant of 4,602 shares of Common Stock on June 1, 2026. The shares were acquired as a grant or award at a reported price of $0.00 per share, indicating compensation rather than an open-market purchase. Following this award, Hoffmann directly holds a total of 27,336 Yum China shares.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider HOFFMANN DAVID L

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	4,602	$0.00	--

Holdings After Transaction: Common Stock — 27,336 shares (Direct)

Footnotes (1)

Key Figures

Shares granted: 4,602 shares Grant price: $0.00 per share Shares held after grant: 27,336 shares +1 more

4 metrics

Shares granted 4,602 shares Common Stock grant on June 1, 2026

Grant price $0.00 per share Reported transaction price for awarded shares

Shares held after grant 27,336 shares Direct ownership after June 1, 2026 transaction

Acquisition transactions 1 transaction Grant, award, or other acquisition (code A)

Key Terms

Common Stock, grant/award acquisition, Grant, award, or other acquisition

3 terms

Common Stock financial

"security_title: Common Stock"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

grant/award acquisition financial

"transaction_action: grant/award acquisition"

Grant, award, or other acquisition financial

"transaction_code_description: Grant, award, or other acquisition"

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 06/03/2026 - 08:09 AM Accepted by SEC EDGAR 06/03/2026 - 08:09 AM Learn about SEC filing dates

FAQ

What insider transaction did Yum China (YUMC) director David L. Hoffmann report?

David L. Hoffmann reported receiving a grant of 4,602 Yum China Common Stock shares as compensation. The transaction used code A, described as a grant, award, or other acquisition, and was not an open-market purchase or sale.

When did the reported Yum China (YUMC) stock grant to David L. Hoffmann occur?

The stock grant to David L. Hoffmann occurred on June 1, 2026. This date is the official transaction date reported, reflecting when the 4,602 Common Stock shares were awarded to him as part of his director compensation.

How many Yum China (YUMC) shares does David L. Hoffmann hold after this Form 4 transaction?

After receiving the 4,602-share stock grant, David L. Hoffmann directly holds 27,336 Yum China Common Stock shares. This total reflects his direct ownership position immediately following the reported grant transaction on June 1, 2026.

Was the Yum China (YUMC) Form 4 transaction an open-market buy or sell?

The Form 4 transaction was not an open-market buy or sell. It is coded A, described as a grant, award, or other acquisition, meaning shares were awarded as compensation at a reported price of $0.00 per share.

How many shares were involved in David L. Hoffmann’s Yum China (YUMC) Form 4 transaction?

The transaction involved 4,602 shares of Yum China Common Stock. These shares were acquired through a grant or award, with the filing showing no cash price per share, indicating a compensation-related issuance rather than a market trade.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

HOFFMANN DAVID L

(Last) (First) (Middle)

C/O ROOM 3003, 30TH FLOOR, HYSAN PLACE

500 HENNESSY ROAD, CAUSEWAY BAY

(Street)

HONG KONG K3

(City) (State) (Zip)

CHINA

(Country)

2. Issuer Name and Ticker or Trading Symbol
Yum China Holdings, Inc. [ YUMC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/01/2026		A		4,602	A	$0	27,336	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Pingping Liu, Power of Attorney	06/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)