STOCK TITAN

Expion360 SEC Filings

XPON NASDAQ

Welcome to our dedicated page for Expion360 SEC filings (Ticker: XPON), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

The Expion360 Inc. (XPON) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures, along with AI-assisted summaries to help interpret complex documents. As a Nasdaq-listed manufacturer of premium lithium iron phosphate (LiFePO4) batteries and accessories for RV, marine, Light EV and residential energy storage markets, Expion360 uses its SEC filings to report on financial performance, capital structure, governance, and material agreements.

Investors can review annual reports on Form 10-K and quarterly reports on Form 10-Q to see detailed discussions of revenue, cost of sales, gross margin, operating expenses, cash flows, and balance sheet items. These reports also describe the company’s business focus on LiFePO4 batteries and accessories, its distribution network of dealers, wholesalers, private-label customers, and OEMs, and its efforts to develop home energy storage and other energy storage applications.

Expion360 files frequent Current Reports on Form 8-K to disclose material events. Recent 8-Ks have covered topics such as warrant inducement transactions and exercise price reductions, private placements and registered offerings, the establishment of an at-the-market issuance sales agreement, leadership changes including the appointment of a new Chief Executive Officer and Chief Financial Officer, and confirmations of regained compliance with Nasdaq listing rules related to minimum bid price and stockholders’ equity.

Through SEC filings, investors can also track equity and warrant activity, including changes in outstanding shares, warrant terms, and the impact of warrant exercises on cash, liabilities, and stockholders’ equity. Proxy-related filings and meeting results provide insight into stockholder votes on items such as board elections and equity incentive plans.

Stock Titan enhances this information by offering AI-powered summaries that highlight key points from lengthy 10-K, 10-Q, and 8-K filings, helping readers quickly identify changes in financial condition, capital-raising transactions, and governance developments. Real-time updates from EDGAR ensure that new filings, including any Form 4 insider transaction reports or future registration statements, are incorporated promptly so users can monitor how Expion360 manages its LiFePO4 battery and energy storage business from a regulatory and financial reporting perspective.

Rhea-AI Summary

Expion360 Inc. files its annual report describing a lithium iron phosphate battery business focused on RV, marine, and industrial applications. The company reported net losses of $6.2 million in 2025 and $13.5 million in 2024, and its auditors raised substantial doubt about its ability to continue as a going concern.

Expion360 relies on third-party manufacturers in Asia, faces volatile lithium and component costs, and expects additional tariffs in 2026. Four customers represented about 60% of 2025 gross sales, highlighting customer concentration risk. A 1‑for‑100 reverse stock split became effective in October 2024, and there were 10,846,135 common shares outstanding as of March 11, 2026.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-7.26%
Tags
annual report
-
Rhea-AI Summary

Expion360 Inc. reported strong revenue growth but continued losses for the year ended December 31, 2025. Net sales rose 72% to $9.7 million from $5.6 million in 2024, driven by expanded OEM relationships, new customers and broader adoption of its LiFePO4 battery platforms.

Gross profit increased to $1.3 million, though gross margin fell to 14% from 21% due to a one-time obsolete inventory adjustment. Without this, gross profit would have been $2.2 million or 23% of sales. Selling, general and administrative expenses rose 52% to $12.0 million, reflecting higher salaries, legal and professional fees and research and development.

Net loss narrowed to $6.2 million from $13.5 million, helped by higher sales and suspended liability income. Cash and cash equivalents increased to $3.0 million, working capital to $6.0 million, and stockholders’ equity to $6.5 million. In the fourth quarter, net sales grew 12% to $2.2 million, but a large inventory adjustment led to a gross loss and a $4.4 million net loss. Management highlighted upcoming next-generation industrial batteries and a new DASGen hybrid energy storage system as key 2026 growth initiatives.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-7.26%
Tags
current report
-
Rhea-AI Summary

L1 Capital Global Opportunities Master Fund, Ltd. filed an amended Schedule 13G/A reporting beneficial ownership of 449,193 warrants to purchase shares of Expion360 Inc. common stock. This position represents 4.4% of the common stock, based on 9,656,739 shares outstanding as of November 13, 2025.

L1 Capital reports sole voting and dispositive power over all 449,193 warrants and confirms its holdings are not intended to change or influence control of Expion360. The filing also notes that directors David Feldman and Joel Arber may be deemed beneficial owners, though they disclaim beneficial ownership for other purposes.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-3.1%
Tags
ownership
Rhea-AI Summary

Expion360 Inc. reported that Nasdaq staff has issued a determination to delist its common stock because the share price has stayed below Nasdaq’s $1.00 minimum bid price requirement for 30 consecutive business days. The company has 180 days, until July 28, 2026, to regain compliance.

If Expion360 does not meet the minimum bid price by then, it may qualify for an additional 180‑day period if it satisfies other Nasdaq listing standards and outlines a specific plan, which could include a reverse stock split. The company is evaluating options but cannot assure it will maintain its Nasdaq listing.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
current report
-
Rhea-AI Summary

Expion360 Inc. furnished a current report to share that it has issued a press release with select preliminary unaudited financial results for the fiscal year ended December 31, 2025. The press release is included as Exhibit 99.1 to the report for investors to review.

The information in this update, including the exhibit, is being furnished under securities laws and is not treated as formally filed or incorporated into other company filings unless specifically referenced there. Expion360’s common stock continues to trade on The Nasdaq Capital Market under the symbol XPON.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-6.85%
Tags
current report
-
Rhea-AI Summary

Expion360 Inc. filed a current report to share that it has issued a letter to stockholders from Chief Executive Officer and Chairman Joseph Hammer. The letter discusses recent leadership changes at the company, its operational results for the year ended December 31, 2025, and its operational outlook for the year ending December 31, 2026. The letter is included as Exhibit 99.1 and is furnished rather than filed, meaning it is not subject to certain Exchange Act liability provisions or automatically incorporated into other securities filings unless specifically referenced.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
1.23%
Tags
current report
Rhea-AI Summary

Expion360 Inc. is establishing an at-the-market offering of up to $15.0 million of its common stock through Aegis Capital Corp., allowing it to sell shares over time at prevailing prices. Aegis will act as sales agent or principal and earn a 2.0% commission on gross proceeds, while all net proceeds will go to Expion360 for working capital and other general corporate purposes.

The company estimates that selling the full amount at a recent price of $1.05 per share would generate up to approximately $14.5 million in net proceeds after fees and expenses. As of September 30, 2025, Expion360 had 8,643,662 shares outstanding, and it notes that issuing new shares under this program will dilute existing holders and could pressure the trading price. The prospectus also highlights Form S-3 “baby shelf” limits tied to a public float of about $15.8 million and prior sales of approximately $2.6 million in the last 12 months.

Expion360 designs and sells lithium iron phosphate batteries and home energy storage products for RV, marine, and residential markets, and recently began shipping its e360 Home Energy Storage Solutions. The company has refreshed its leadership team in 2025, including appointing a new Chief Executive Officer, Chief Financial Officer, and an additional director to support its next phase of operational and strategic growth.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

Expion360 Inc. entered into an at-the-market stock offering program with Aegis Capital Corp., allowing it to offer and sell, from time to time, up to an aggregate offering price of $15.0 million of its common stock. Shares may be sold through Aegis as sales agent in transactions deemed “at the market” on Nasdaq or other markets, or in privately negotiated deals, under an existing shelf registration on Form S-3.

The company is not obligated to sell any shares. Aegis will receive a 2.0% commission on the aggregate gross proceeds of each sale and reimbursement of certain expenses. Expion360 intends to use any net proceeds for working capital and other general corporate purposes. The agreement can be terminated by either party or when all authorized shares have been sold.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
current report
-
Rhea-AI Summary

Expion360 Inc. (XPON) insider compensation update: Chief Operating Officer Carson E. Heagen reported receiving 100,000 restricted stock units (RSUs) of Expion360 common stock on October 16, 2025. The RSUs were granted under the company’s 2021 Incentive Award Plan at a price of $0.00 per unit and vested in full on the grant date, meaning they converted into an equivalent number of common shares.

After this equity grant, Heagen beneficially owns 148,925 shares of Expion360 common stock. This total includes 115,000 shares of common stock and 33,925 shares that may be acquired upon exercise of stock options that are exercisable within 60 days of November 20, 2025. The filing reflects a routine Form 4 report by a single officer-level insider.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
insider
Rhea-AI Summary

Expion360 Inc. (XPON) filed a Form 4 reporting an equity grant to director Brian Paul Schaffner. On October 16, 2025, he received 100,000 restricted stock units (RSUs) of common stock at a price of $0.00 per share under the company’s 2021 Incentive Award Plan. Each RSU represents the right to receive one share of common stock and vested in full on that same date.

After this grant, Schaffner beneficially owns 160,493 shares, consisting of 115,057 shares of common stock and 45,436 shares underlying stock options that are exercisable within 60 days of November 20, 2025. The filing reflects routine equity-based director compensation rather than an open-market purchase.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
insider

FAQ

How many Expion360 (XPON) SEC filings are available on StockTitan?

StockTitan tracks 35 SEC filings for Expion360 (XPON), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Expion360 (XPON)?

The most recent SEC filing for Expion360 (XPON) was filed on March 17, 2026.