WisdomTree, Inc. filings document the regulatory record of a NYSE-listed asset manager whose common stock trades under the symbol WT. The company's Form 8-K disclosures cover quarterly operating and financial results, material events, material agreements, capital-structure matters and securities registered under the Exchange Act.
WisdomTree's filings also include proxy materials addressing governance, named executive officer compensation and shareholder voting matters. Capital-structure disclosures include senior unsecured convertible notes and related agreements, while recurring reporting categories connect the company's ETP advisory business, digital fund initiatives, governance practices and financing activity.
WisdomTree, Inc. reported strong top-line growth but a bottom-line loss for the quarter ended March 31, 2026. Operating revenues rose to about $159.5 million from roughly $108.1 million a year earlier, driven by higher advisory, management, performance and other fees.
Operating income increased to about $59.4 million, but a $62.3 million loss on extinguishment of convertible notes plus higher interest expense turned results into a net loss of roughly $23.1 million, versus net income of about $24.6 million in the prior-year quarter.
Cash, cash equivalents and restricted cash climbed to approximately $625.5 million, supported by issuing $603.8 million of new 2031 convertible notes and repurchasing portions of 2026 and 2029 notes with a mix of cash and 11.0 million new shares. Share repurchases continued, and goodwill and intangible assets remained largely unchanged after the 2025 Ceres acquisition.
WisdomTree, Inc. Chief Information Officer David M. Yates reported an open-market sale of 15,000 shares of Common Stock at $18.06 per share. After the sale, he directly holds 157,499 shares, including restricted stock awards scheduled to vest through January 25, 2029.
FMR LLC filed an Amendment No. 2 to Schedule 13G/A reporting beneficial ownership of 13,349,765.07 shares of WisdomTree Inc. common stock (CUSIP 97717P104), representing 9.4% of the class as reported. The filing lists sole dispositive power of 13,349,765.07 shares and states certain holdings are on behalf of other persons; no other single person holds more than 5%.
WT submitted a Form 144 disclosing an intended sale of 15,000 shares of Common stock through Fidelity Brokerage Services LLC with an aggregate value of $270,900.00, dated 05/05/2026 (NYSE). The filing also notes 14,997 shares issued on 01/27/2026 tied to restricted stock vesting as compensation.
WisdomTree, Inc. reported strong first quarter 2026 operating results while reshaping its capital structure and completing a strategic acquisition. The company posted record assets under management of $152.6 billion, up 5.6% from the prior quarter, driven by $5.9 billion of net inflows and market appreciation. Operating revenues rose 8.2% sequentially to $159.5 million, with an operating income margin of 37.2% and an adjusted operating margin of 39.3%.
On a GAAP basis, WisdomTree recorded a net loss of $23.1 million, or ($0.17) per diluted share, largely due to a $62.3 million loss on extinguishment of convertible notes. Adjusted net income was $40.6 million, or $0.27 per diluted share. The company issued $603.75 million of 4.50% convertible senior notes due 2031 and used them in part to repurchase $75.0 million of 2026 notes and $275.0 million of 2029 notes through cash and stock exchanges. WisdomTree also closed the acquisition of Atlantic House Holdings Limited for £150.0 million (approximately $200.0 million) in cash and declared a quarterly dividend of $0.03 per share, payable on May 27, 2026.
WisdomTree, Inc. reported strong first quarter 2026 operating results while reshaping its capital structure and completing a strategic acquisition. The company posted record assets under management of $152.6 billion, up 5.6% from the prior quarter, driven by $5.9 billion of net inflows and market appreciation. Operating revenues rose 8.2% sequentially to $159.5 million, with an operating income margin of 37.2% and an adjusted operating margin of 39.3%.
On a GAAP basis, WisdomTree recorded a net loss of $23.1 million, or ($0.17) per diluted share, largely due to a $62.3 million loss on extinguishment of convertible notes. Adjusted net income was $40.6 million, or $0.27 per diluted share. The company issued $603.75 million of 4.50% convertible senior notes due 2031 and used them in part to repurchase $75.0 million of 2026 notes and $275.0 million of 2029 notes through cash and stock exchanges. WisdomTree also closed the acquisition of Atlantic House Holdings Limited for £150.0 million (approximately $200.0 million) in cash and declared a quarterly dividend of $0.03 per share, payable on May 27, 2026.
WisdomTree, Inc. is asking stockholders to vote at its 2026 virtual annual meeting on three items: electing nine directors, ratifying Ernst & Young LLP as auditor, and approving an advisory say‑on‑pay resolution for named executive officers.
The proxy highlights strong 2025 performance, with assets under management of $144.5 billion, up 31.6%, helped by $8.5 billion of net inflows and higher margins as revenues rose 15.4% and operating income grew 26.9%. WisdomTree expanded into private U.S. farmland through the Ceres acquisition, grew model and digital asset platforms, and issued new convertible senior notes while repurchasing 15.5 million shares and continuing its quarterly dividend. The Board emphasizes refreshed, majority‑independent governance, proxy access, strict stock ownership and trading policies, and a pay‑for‑performance program heavily tied to total shareholder return.
WisdomTree Inc reported that Vanguard Portfolio Management beneficially owns 8,155,227 shares of common stock, representing 5.75% of the class. The filing attributes voting and dispositive authority to Vanguard Portfolio Management LLC and affiliated business divisions as described in the statement.
WisdomTree, Inc. issued $603.75 million of 4.50% Convertible Senior Notes due 2031 in a private offering to qualified institutional buyers, generating approximately $591.2 million in net proceeds for the company.
The notes are senior unsecured, pay interest semiannually, and mature on October 1, 2031. They are initially convertible at 46.3306 shares per $1,000 principal amount, implying a conversion price of about $21.58 per share, with a higher conversion rate possible after certain make-whole events. Holders can convert early only if stock price or trading conditions meet specified thresholds, or upon certain corporate events, and more freely from July 1, 2031. The company may redeem the notes for cash beginning April 6, 2028 if its stock trades at least 130% of the conversion price, and must repurchase the notes at par plus interest if a defined fundamental change occurs.
WisdomTree Inc ownership filing: The Vanguard Group amended its Schedule 13G to report 0 shares beneficially owned of WisdomTree Inc common stock, representing 0% of the class. The amendment explains an internal realignment effective January 12, 2026 that caused certain Vanguard subsidiaries or business divisions to report disaggregated holdings separately.
The filing is signed by Ashley Grim, Head of Global Fund Administration, dated 03/27/2026, and states Vanguard entities retain the right to receive dividends or sale proceeds for managed accounts, while no single other person holds more than 5% of the class.