Welcome to our dedicated page for Whitehorse SEC filings (Ticker: WHF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
WhiteHorse Finance, Inc. filings document regulatory disclosures for a business development company with common stock and listed 7.875% notes due 2028 on Nasdaq. Recent Form 8-K reports cover results of operations, quarterly and special distributions, Regulation FD earnings presentations, and financial-results announcements.
The filing record also includes material agreement disclosures involving WhiteHorse Finance Credit I, LLC and amendments to its loan arrangements, as well as governance and reporting matters such as changes in the registrant's certifying accountant. These filings provide formal disclosure on portfolio-manager obligations, capital structure, debt securities, board and audit-committee actions, and public-company reporting controls.
WhiteHorse Finance, Inc. director-associated entities increased their indirect holdings through two open-market purchases of common stock. On June 18, 2026, entities linked to director John Bolduc bought a total of 15,380 shares at a weighted average price of $6.49 per share. After these transactions, the entities collectively held 317,297 shares of WhiteHorse Finance common stock indirectly. The filing notes these shares are owned by Bolduc Family LP and Bolduc Investments X, LLC, and Mr. Bolduc disclaims beneficial ownership except to the extent of his pecuniary interest.
WhiteHorse Finance, Inc. is holding its 2026 Annual Meeting as a fully virtual event on August 3, 2026 at 10:00 a.m. Eastern via www.virtualshareholdermeeting.com/WHF2026. Shareholders will vote to elect three Class II directors and to ratify Deloitte & Touche LLP as independent auditor for 2026.
Shareholders of record on June 8, 2026, when 21,476,471 common shares were outstanding, are entitled to one vote per share. The board, including all independent directors, unanimously recommends voting for all director nominees and for ratifying Deloitte. Crowe LLP was dismissed as auditor, with prior audit opinions unqualified and no reported disagreements.
WhiteHorse Finance, Inc. Chief Executive Officer Stuart D. Aronson reported an open-market purchase of 15,000 shares of common stock on June 15, 2026 at $6.41 per share. Following this transaction, he directly holds 127,000 shares of WhiteHorse Finance common stock.
WhiteHorse Finance director-related entities increased their stake through open-market purchases of common stock. Entities associated with director John Bolduc bought a total of 14,280 shares on June 4–5, 2026 at prices between $6.74 and $6.93 per share. Following these indirect acquisitions, the entities collectively held 309,607 shares of WhiteHorse Finance common stock. The filing notes that Mr. Bolduc disclaims beneficial ownership of shares held by Bolduc Family LP and Bolduc Investments X, LLC except to the extent of his pecuniary interest.
WhiteHorse Finance, Inc. director-related entities increased their holdings through open-market purchases of common stock. Entities associated with director John Bolduc bought a total of 14,280 shares of WhiteHorse Finance common stock in four open-market transactions on June 1 and June 2, 2026, each for 3,570 shares.
The reported purchase prices were weighted-average prices around $6.81–$6.88 per share within disclosed intraday ranges. Following the most recent transaction, one indirect holding reported in the filing stood at 302,467 shares. The shares are held by Bolduc Family LP and Bolduc Investments X, LLC, and Bolduc disclaims beneficial ownership except for his pecuniary interest.
WhiteHorse Finance, Inc. director John Paul Volpe reported an open-market purchase of 1,000 shares of common stock at $6.74 per share. After this transaction on May 29, 2026, he directly owns 2,000 shares. This filing reflects a relatively small insider buy in the company’s stock.
WhiteHorse Finance, Inc. director-linked entities increased their stake through a series of open-market purchases of common stock. Over May 27–29, 2026, entities associated with John Bolduc bought a total of 21,420 shares at weighted average prices between $6.76 and $6.91 per share.
The shares are held indirectly by Bolduc-related vehicles, including Bolduc Family LP and Bolduc Investments X, LLC, and Bolduc disclaims beneficial ownership except for his pecuniary interest. Following these transactions, his indirect holdings reported in this filing rose to 295,327 shares of WhiteHorse Finance common stock.
WhiteHorse Finance, Inc. Chief Financial Officer Thomas Joyson reported an open-market purchase of the company’s common stock. On May 21, he bought 3,000 shares at a price of $6.62 per share, bringing his directly held position to 25,000.835 shares of common stock.
WhiteHorse Finance, Inc. director and Chief Executive Officer Stuart D. Aronson reported buying additional company stock. On May 21–22, 2026, he made open-market purchases totaling 32,000 shares of common stock at prices between $6.38 and $6.67 per share. Following these transactions, his direct holdings increased to 112,000 shares of WhiteHorse Finance common stock.
WhiteHorse Finance, Inc. reported a small net loss for the quarter ended March 31, 2026 as credit losses and valuation moves offset steady interest income. Net assets were $250.3 million with net asset value of $11.47 per share, down from $11.68 at year-end.
Total investments at fair value were $543.0 million versus $578.6 million on December 31, 2025, while debt remained broadly stable at $324.1 million. Investment income was $15.9 million, down from $18.8 million a year earlier, reflecting lower interest and fee income.
After total expenses of $10.1 million, net investment income after excise tax was $5.6 million, compared with $6.8 million in the prior-year quarter. Net realized and unrealized losses on investments and foreign currency of $6.3 million drove the overall net decrease in net assets from operations of $0.7 million, or $(0.03) per share. The company declared dividends of $0.26 per share and repurchased common stock for $3.0 million. Cash, cash equivalents and restricted cash increased to $49.4 million, supported by $28.2 million of net cash provided by operating activities.