Welcome to our dedicated page for Wells Fargo Co SEC filings (Ticker: WFCNP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The WELLS FARGO & CO D/E PFD (WFCNP) SEC filings page aggregates regulatory documents related to this preferred equity security and its issuer, Wells Fargo & Company. The company’s 8-K filing referenced here illustrates how it reports material events and securities issuances, including preferred stock and Medium-Term Notes, to the Securities and Exchange Commission (SEC).
In the sample 8-K, Wells Fargo & Company lists securities registered under Section 12(b), such as common stock, a 7.5% Non-Cumulative Perpetual Convertible Class A Preferred Stock, Series L, and several depositary share series representing interests in Non-Cumulative Perpetual Class A Preferred Stock of different series. The filing also describes the issuance of Medium-Term Notes, Series Y, and identifies exhibits that include forms of notes and a legal opinion and consent from Faegre Drinker Biddle & Reath LLP.
On this page, users can review filings that are relevant to WFCNP, including registration statements on Form S-3, current reports on Form 8-K, and related exhibits that define the legal and financial terms of Wells Fargo & Company’s securities. These documents explain how preferred stock and associated instruments are structured, how they are registered with the SEC, and how they fit within the issuer’s capital structure.
Stock Titan enhances access to these filings by pairing them with AI-generated summaries that highlight key points, such as the nature of newly issued securities, the role of legal opinions, and the relationship between preferred stock, depositary shares, and debt instruments. Users can quickly locate quarterly and annual reports, current reports on material events, and other disclosures that help clarify the characteristics of WFCNP and comparable Wells Fargo & Company securities.
SARGENT RONALD reported acquisition or exercise transactions in this Form 4 filing.
Wells Fargo & Company director Ronald Sargent received a grant of 496.4627 Phantom Stock Units as deferred compensation. Each unit represents the right to receive one share of Wells Fargo common stock and is valued at $80.57 per unit. The award, which includes dividend equivalents reinvested into additional Phantom Stock Units, brings his total phantom unit balance to 70,231.144. Following this filing, he also holds 81 common shares directly and 18,050 common shares indirectly through a revocable trust.
Hewett Wayne M. reported acquisition or exercise transactions in this Form 4 filing.
Wells Fargo & Company director Wayne M. Hewett received a grant of 418.8904 Phantom Stock Units tied to the company’s common stock. Each unit represents the right to receive one share of common stock, with payout deferred in a lump sum or installments based on his election.
The award, which reflects a reference price of $80.57 per unit, includes dividend equivalents reinvested into additional Phantom Stock Units. Following this grant, Hewett holds 41,351.4468 Phantom Stock Units and 101 shares of Wells Fargo common stock directly.
Clark Celeste A. reported acquisition or exercise transactions in this Form 4 filing.
Wells Fargo & Company director Celeste A. Clark received a grant of 341.3181 Phantom Stock Units on April 1, 2026, valued at $80.57 per unit. Each unit represents the right to receive one share of Wells Fargo common stock.
The Phantom Stock Units are part of deferred compensation, payable in a lump sum or installments based on the director’s election, and the total includes dividend equivalents reinvested in additional units. Following this award, Clark holds 39,589.3131 Phantom Stock Units and 4,022 shares of common stock directly.
Wells Fargo & Company director Steven D. Black reported a grant of 1,117.0411 Phantom Stock Units on the company’s stock. The units were valued at $80.57 per unit and each Phantom Stock Unit represents the right to receive one share of Wells Fargo common stock. These deferred compensation shares are payable in a lump sum or installments based on the director’s election and include dividend equivalents reinvested in additional Phantom Stock Units. The filing also notes direct ownership of 139.9507 shares of common stock, which includes shares acquired through a dividend reinvestment program.
Wells Fargo & Co: The Vanguard Group filed Amendment No. 10 to its Schedule 13G/A reporting beneficial ownership in Wells Fargo common stock. The filing states 0 shares beneficially owned, representing 0% of the class. The amendment explains an internal realignment effective January 12, 2026, after which certain subsidiaries report holdings separately in reliance on SEC Release No. 34-39538.
The filing is signed by Ashley Grim, Head of Global Fund Administration, dated 03/27/2026. The disclosure lists Vanguard's address and affirms no other person holds more than 5% of the class on Vanguard's behalf.
Wells Fargo & Company created a new series of preferred stock and began selling it to investors. The company designated 90,000 shares of 6.125% Fixed Rate Reset Non-Cumulative Perpetual Class A Preferred Stock, Series GG, each with a liquidation preference of $25,000 per share.
The company then sold 2,250,000 Depositary Shares, with each Depositary Share representing a 1/25th interest in one share of the Series GG Preferred Stock. The terms of this new preferred series, along with the underwriting agreement, deposit agreement and related legal opinions, were filed as exhibits under an existing shelf registration on Form S‑3.
Wells Fargo & Company (WFC) senior executive Fernando Rivas reported a restructuring transaction involving preferred stock held indirectly through his spouse. Depository shares representing Wells Fargo 3.90% Fixed Rate Reset Non-Cumulative Perpetual Class A Preferred Stock, Series BB, were called for redemption by the issuer at their face value of $1,000 per share, resulting in the redemption of 39 depository shares and leaving no remaining holdings in this Series BB security.
After this activity, Rivas continues to hold 121,515.051 shares of Wells Fargo common stock directly and 100 preferred shares of Series EE indirectly through his spouse.
Wells Fargo & Company filed a current report to disclose an update to its corporate charter. On March 17, 2026, the company filed with the Delaware Secretary of State a Certificate Eliminating the Certificate of Designation for its 3.90% Fixed Rate Reset Non-Cumulative Perpetual Class A Preferred Stock, Series BB. This filing removes from Wells Fargo’s Restated Certificate of Incorporation all matters previously set forth in the Series BB Certificate of Designation, which was originally filed on January 22, 2021. The elimination certificate is included as Exhibit 3.1 and incorporated by reference.
Wells Fargo & Company Senior Executive Vice President Saul Van Beurden reported settling a 2023 performance share award. On March 5, 2026, he exercised 88,175.9054 2023 Performance Shares into the same number of common shares at a stated price of $0.00 per share, reflecting a three-year performance period ended December 31, 2025 and including reinvested dividend equivalents.
To cover tax obligations, 45,013.7705 common shares were delivered at $83.93 per share, leaving 259,268.9818 common shares held directly. He also reports indirect holdings through a 401(k) plan and accounts for three children, which include share equivalents and dividend reinvestments.
Wells Fargo & Company senior executive Barry Sommers reported equity award activity involving 2023 Performance Shares. On March 5, 2026, he exercised 101,035.4924 2023 Performance Shares, each representing a contingent right to one share of common stock, converting them into an equal number of Wells Fargo common shares at a stated price of $0.0000 per share.
To cover tax obligations tied to this settlement, 50,699.0486 common shares were disposed of at $83.93 per share through a tax-withholding disposition, leaving 235,241.7568 common shares held directly after these transactions. In addition, 893.6700 share equivalents are held indirectly through the Wells Fargo 401(k) Plan, reflecting units in the Wells Fargo ESOP Fund as of February 27, 2026.