Welcome to our dedicated page for Vuzix SEC filings (Ticker: VUZI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to Vuzix Corporation’s (NASDAQ: VUZI) SEC filings, offering a detailed view of how the company reports its activities as a designer, manufacturer and marketer of AI-powered smart glasses, waveguides and augmented reality (AR) technologies. Through these filings, investors can review disclosures related to results of operations, material agreements, governance changes and financing transactions.
Vuzix uses Form 8-K to report material events, including quarterly financial results, unregistered sales of equity securities, changes in independent registered public accounting firms, and significant employment agreements for senior leaders. Some 8-K filings reference attached press releases that discuss revenues, operating expenses, cash position and other financial metrics for specific periods. Others describe items such as equity investments by strategic partners and outcomes of annual stockholder meetings, including votes on director elections, auditor ratification and equity incentive plans.
In addition to current reports, investors can consult Vuzix’s annual reports on Form 10-K and quarterly reports on Form 10-Q (when available in the filings list) for broader discussions of the company’s business, risk factors, segment information and financial statements. These periodic reports complement event-driven 8-K filings by providing a structured overview of the company’s operations in smart glasses, waveguides and AR technologies.
On Stock Titan, Vuzix filings are updated as they are released through the SEC’s EDGAR system. AI-powered summaries help explain the key points in lengthy documents, such as what a particular 8-K item covers or how a financing transaction is structured, and can guide readers to the most relevant sections. Users can also review filings that may relate to insider activity, equity issuances or changes in auditors, depending on what Vuzix reports over time.
Russell Grant reported acquisition or exercise transactions in this Form 4 filing.
Vuzix Corp reported that its CFO, Russell Grant, received a grant of 193,258 Restricted Stock Units (RSUs), each representing the right to receive one share of common stock. This award increases his direct RSU holdings to 193,258 units.
According to the terms, 50% of the RSUs, or 96,629 units, vest based on time, in three equal installments on December 15, 2026, December 15, 2027, and December 15, 2028. The remaining 50% (96,629 RSUs) will vest only if specified performance goals are achieved up to December 31, 2028, and this performance-based portion can increase to as many as 144,943 RSUs if certain bonus targets are met.
Vuzix Corp President and CEO Paul J Travers received a grant of 477,178 Restricted Stock Units (RSUs), each representing the right to receive one share of common stock. All RSUs were acquired at no cash cost in a compensation-related award, not an open‑market purchase.
Half of the grant, 238,589 RSUs, vests over time in three equal installments on December 15, 2026, 2027, and 2028. The remaining 238,589 RSUs vest only if specified performance goals are achieved up to December 31, 2028, and this performance-based portion can increase to as many as 357,884 RSUs if certain bonus targets are met.
Vuzix Corporation reported new equity awards for its top executives. On April 29, 2026, the company granted 477,178 restricted stock units (RSUs) to CEO Paul Travers and 193,258 RSUs to CFO Grant Russell under its 2023 Equity Incentive Plan.
Half of each grant will vest over time, with one-third vesting on December 15, 2026, one-third on December 15, 2027, and one-third on December 15, 2028. The remaining half is tied to performance goals that may be earned, and potentially increased up to 150% of that performance-based portion, based on achievements through December 31, 2028.
Vuzix Corporation has issued its proxy statement for the 2026 annual meeting, to be held in person on June 16, 2026 at 11:00 a.m. Eastern at the RIT Inn & Conference Center in Henrietta, New York. Stockholders of record as of April 20, 2026, when 83,158,258 common shares were outstanding, may vote.
Shareholders are asked to elect five directors, ratify Withum Smith+Brown, PC as independent auditor for 2026, and approve an advisory say‑on‑pay resolution for named executive officers. Large holders include Quanta Computer Inc. at 13.6%, State Street at 8.7% and BlackRock at 5.4% of common stock.
In 2025, CEO Paul Travers received total compensation of $1,449,855, while CFO Grant Russell received $858,244, with pay programs emphasizing equity-based, performance‑linked awards. The audit committee notes a prior going‑concern emphasis and a 2023 internal‑control material weakness that was remediated in 2024, and confirms auditor independence.
Former Vuzix Corp officer Christopher Iain Parkinson reported a disposition of 1,000,000 Restricted Stock Units (RSUs) back to the company. Each RSU represented the right to receive one share of common stock, but these awards were tied to revenue and EBITDA targets for the Enterprise Solutions business.
The RSUs would have vested only if specific revenue and EBITDA goals were achieved by December 31, 2028. After this disposition to the issuer, Parkinson holds no remaining RSUs from this grant, and there was no sale of shares in the market.
Vuzix Corporation reported a leadership change in its Enterprise Solutions business unit. On April 22, 2026, the employment of Chris Parkinson, PhD, as president of that unit ended by mutual agreement with the company.
In connection with his departure, 75,000 previously unvested shares of restricted common stock became vested, while 1,000,000 unvested performance stock units were forfeited. The filing does not describe any other changes to compensation or corporate structure related to this event.
Vuzix Corporation reported modest 2025 revenue growth and a sharply reduced loss while advancing its OEM and waveguide strategy. Full-year revenue rose to $6.3 million from $5.8 million, driven by higher M400 smart glasses sales and increased engineering services, especially for defense and security agencies.
The net loss attributable to common shareholders narrowed to $32.3 million, or $0.42 per share, from $73.5 million, or $1.08 per share, as inventory write-downs and operating expenses declined. Operating cash use improved to $18.8 million, and cash and equivalents were $21.2 million with working capital of $22.3 million at year-end.
Management highlighted a strategic shift toward OEM smart glasses, waveguides and defense-related work, and noted that meeting yield and production targets with Quanta Computer secured full funding of Quanta’s contemplated $20 million equity investment, supporting the next phase of smart glasses growth.
Vuzix Corporation reports its 2025 annual results, highlighting ongoing investment in AI-enabled smart glasses and waveguide optics while remaining unprofitable. The company designs and manufactures AR smart glasses, custom waveguides, and display engines for enterprise, medical, defense, security, and select consumer uses, often via ODM/OEM partnerships.
Vuzix recorded a net loss of $32,273,128 for 2025, narrower than prior years, and had an accumulated deficit of $399,858,410 as of December 31, 2025. The aggregate market value of non-affiliate equity was about $189.4 million as of June 30, 2025, and there were 83,158,258 shares outstanding as of March 12, 2026.
The business centers on monocular and binocular smart glasses (including M400/M4000, Blade, Shield, Ultralite, LX1), logistics software, and waveguide components manufactured in New York, with added waveguide R&D capability in California and manufacturing collaboration with Quanta Computer. Vuzix operates in intensely competitive AR and display markets, relies on third‑party component suppliers, and outlines extensive risk factors including continued losses, supply chain dependence, regulatory requirements, and cybersecurity threats. The company had 88 full‑time employees and contractors globally at year-end 2025 and maintains a cybersecurity program aligned with NIST CSF.
Vuzix Corp executive Christopher Iain Parkinson reported an open-market sale of common stock to cover taxes. He sold 11,663 shares at an average price of $2.6895 per share, and held 131,130 shares of Vuzix common stock directly after the transaction.
Quanta Computer Inc. has reported a significant passive stake in Vuzix Corp common stock. Quanta beneficially owns 11,891,897 shares, representing 14.8% of Vuzix’s common stock, based on 80,325,113 shares outstanding as of October 8, 2025, cited from a Vuzix prospectus.
The position consists of 7,692,307 common shares and 4,199,590 common shares issuable upon conversion of 419,959 shares of Series B Preferred Stock, which is convertible into ten common shares per preferred share, subject to customary adjustments. The Series B Preferred Stock generally does not carry voting rights, except for limited matters requiring consent of 66 2/3% of its outstanding shares or as required by law.
Quanta states it holds these securities with sole voting and dispositive power and certifies that they were not acquired, and are not held, for the purpose of changing or influencing control of Vuzix, but instead are reported on a passive Schedule 13G/A basis.