VTEX (NYSE: VTEX) director lists options, RSUs and shares in Form 3
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
VTEX director Francisco Alvarez-Demalde filed a Form 3 detailing his existing equity-linked interests in the company. The filing lists stock options over 182,000, 58,577, 25,817 and 27,303 shares of Class A common stock at exercise prices between $3.55 and $7.26, plus 5,829 and 10,577 restricted stock units and 7,937 Class A common shares held directly. Footnotes state these securities are held for the benefit of Riverwood entities, with Mr. Alvarez-Demalde obligated to transfer shares or sale proceeds as directed by Riverwood and disclaiming beneficial ownership except for any pecuniary interest.
Positive
- None.
Negative
- None.
Insider Trade Summary
7 transactions reported
Mixed
7 txns
Insider
Alvarez-Demalde Francisco
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Stock Options | -- | -- | -- |
| holding | Stock Options | -- | -- | -- |
| holding | Stock Options | -- | -- | -- |
| holding | Stock Options | -- | -- | -- |
| holding | Restricted Stock Unit | -- | -- | -- |
| holding | Restricted Stock Unit | -- | -- | -- |
| holding | Class A Common Shares | -- | -- | -- |
Holdings After Transaction:
Stock Options — 182,000 shares (Direct);
Restricted Stock Unit — 5,829 shares (Direct);
Class A Common Shares — 7,937 shares (Direct)
Footnotes (1)
- These securities are held by Mr. Alvarez-Demalde for the benefit of Riverwood Capital GP II Ltd. and/or certain of its affiliates (collectively, "Riverwood"). Mr. Alvarez-Demalde is obligated to transfer the underlying shares upon settlement or any proceeds from the sale thereof as directed by Riverwood. Mr. Alvarez-Demalde disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities by Mr. Alvarez-Demalde for purposes of Section 16 or any other purposes. These securities are held by Mr. Alvarez-Demalde for the benefit of Riverwood. Mr. Alvarez-Demalde is obligated to transfer the underlying shares upon settlement or any proceeds from the sale thereof as directed by Riverwood. Mr. Alvarez-Demalde disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities by Mr. Alvarez-Demalde for purposes of Section 16 or any other purposes. These stock options are fully vested. Represents stock options, of which each 1/12 of the total share package vests every three (3) months from July 01, 2023. Represents stock options, of which each 1/12 of the total share package vests every three (3) months from July 01, 2024. Represents stock options, of which each 1/12 of the total share package vests every three (3) months from July 01, 2025. Represents restricted stock units ("RSUs"). 8.33% of which vested on October 1, 2024, and the remaining amount of which vests in tranches of 8.33% every three (3) months thereafter Each RSU represents a contingent right to receive shares of Issuer Class A common stock. Represents RSUs. 8.33% of which vested on October 1, 2025, and the remaining amount of which vests in tranches of 8.33% every three (3) months thereafter
