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  4. [Form 4] VIRTUS INVESTMENT PARTNERS, INC. Insider Trading Activity

Virtus Investment Partners (VRTS) EVP granted RSUs and surrenders shares for taxes

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Virtus Investment Partners EVP Barry M. Mandinach reported routine equity compensation and related tax withholding. On 2026-03-13, he received an award of 3,093 shares of common stock at a reference price of $126.11 per share, classified as a grant under the company’s 2026 Long Term Incentive Plan. On the same date, 741 shares were disposed of back to the issuer at $126.11 per share to satisfy tax withholding obligations arising from previously granted restricted stock units.

After these transactions, Mandinach directly owned 15,815 shares of common stock. The new RSU award is scheduled to vest ratably over the next three years and will be settled one-for-one in common stock upon vesting. Additional RSUs are scheduled to vest in 2027, 2028, and 2029 as part of prior long-term incentive grants.

Positive

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Insights

Filing shows routine RSU grant and tax withholding, not open-market trading.

Executive vice president Barry M. Mandinach received 3,093 shares of Virtus common stock as a grant tied to the 2026 Long Term Incentive Plan, while 741 shares were surrendered back to the issuer to cover tax obligations from earlier RSU vesting.

Both transactions are compensation-related: the A code reflects an award, and the F code reflects tax withholding under Rule 16b-3(e), not a market sale. Following these entries, he directly holds 15,815 shares plus unvested RSUs scheduled to vest through 2029, indicating continued equity-based alignment rather than directional trading.

Insider Mandinach Barry M.
Role EVP, Head of Distribution
Type Security Shares Price Value
Tax Withholding Common Stock 741 $126.11 $93K
Grant/Award Common Stock 3,093 $126.11 $390K
Holdings After Transaction: Common Stock — 12,722 shares (Direct)
Footnotes (1)
  1. Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of restricted stock units ("RSUs") granted to the Reporting Person pursuant to the Company's 2023, 2024 and 2025 Long Term Incentive Plans, previously reported and settled with shares by the Reporting Person. These shares comprise an award of RSUs granted to the Reporting Person pursuant to the Company's 2026 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting. This number includes (i) 2,041 RSUs that are scheduled to vest on March 15, 2027, (ii) 1,608 RSUs that are scheduled to vest on March 15, 2028, and (iii) 1,031 RSUs that are scheduled to vest on March 15, 2029.
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Mandinach Barry M.
(Last) (First) (Middle)
C/O VIRTUS INVESTMENT PARTNERS, INC.
ONE FINANCIAL PLAZA
(Street)
HARTFORD CT 06103
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
VIRTUS INVESTMENT PARTNERS, INC. [ VRTS ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Head of Distribution
3. Date of Earliest Transaction (Month/Day/Year)
03/13/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/13/2026 F 741(1) D $126.11 12,722 D
Common Stock 03/13/2026 A 3,093(2) A $126.11 15,815(3) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of restricted stock units ("RSUs") granted to the Reporting Person pursuant to the Company's 2023, 2024 and 2025 Long Term Incentive Plans, previously reported and settled with shares by the Reporting Person.
2. These shares comprise an award of RSUs granted to the Reporting Person pursuant to the Company's 2026 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting.
3. This number includes (i) 2,041 RSUs that are scheduled to vest on March 15, 2027, (ii) 1,608 RSUs that are scheduled to vest on March 15, 2028, and (iii) 1,031 RSUs that are scheduled to vest on March 15, 2029.
Remarks:
/s/ Ronnie D. Kryak, Attorney-in-Fact 03/17/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did VRTS executive Barry Mandinach report?

Barry M. Mandinach reported two transactions: a grant of 3,093 shares of Virtus common stock and a disposition of 741 shares back to the company. The disposition satisfied tax withholding obligations tied to vesting restricted stock units, rather than reflecting an open-market share sale.

Was the Virtus (VRTS) Form 4 transaction a stock sale by the EVP?

The filing does not show an open-market sale. Instead, 741 shares were surrendered to the issuer under Rule 16b-3(e) to cover tax withholding from RSU vesting, while 3,093 shares were received as a stock grant under the 2026 Long Term Incentive Plan.

How many VRTS shares does Barry Mandinach hold after this Form 4?

After the reported transactions, Barry M. Mandinach directly owns 15,815 shares of Virtus common stock. This total reflects the net effect of the 3,093-share grant and the 741-share tax-withholding disposition disclosed in the Form 4 filing for the same transaction date.

What is the nature of the RSU award reported by Virtus (VRTS)?

The RSU-related award comprises 3,093 shares granted under Virtus’s 2026 Long Term Incentive Plan. According to the filing, these restricted stock units are scheduled to vest ratably over the next three years and will be settled one-for-one in common stock upon each vesting date.

How were tax obligations handled in the VRTS insider transaction?

Tax obligations were satisfied through an exempt disposition of 741 shares to Virtus under Rule 16b-3(e). These shares covered withholding taxes arising from the vesting of previously granted restricted stock units that had been settled in stock to Barry M. Mandinach.

Does the VRTS Form 4 indicate additional unvested RSUs for the executive?

Yes. The footnotes state that the reported holdings include RSUs scheduled to vest on March 15 of 2027, 2028, and 2029. These future vestings arise from prior long-term incentive awards and will be settled in common stock on a one-for-one basis when they vest.