Welcome to our dedicated page for Vivakor SEC filings (Ticker: VIVK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Vivakor, Inc. SEC filings document the company’s energy transportation, storage, reuse, remediation, and crude oil trading activities, along with its public-company capital structure. Current Reports on Form 8-K cover material definitive agreements, forbearance and note amendments, unregistered equity issuances, Regulation FD disclosures, and corporate actions affecting common stock.
The filing record also includes amendments related to a reverse stock split, Nasdaq listing compliance disclosures, special dividend materials, and notices tied to periodic reporting obligations. These documents describe governance actions, convertible promissory notes, shareholder approval matters, registered securities, and other formal disclosures for Vivakor’s Nasdaq-listed common stock.
Vivakor, Inc. is registering 40,686,375 shares of common stock for resale by existing investors. The shares consist mostly of 40,540,542 shares issuable from $15 million of convertible notes plus 145,833 already outstanding shares. Vivakor will not receive any proceeds from these resales; selling stockholders will receive all net proceeds.
The company recently completed a 1‑for‑200 reverse stock split and had 4,295,647 shares outstanding as of May 22, 2026, which would rise to 44,982,022 shares if all registered shares are issued. Vivakor describes itself as in an unsound financial condition, with an accumulated deficit of about $205 million, going‑concern doubts from auditors, heavy dependence on volatile oil markets, customer and geographic concentration, and significant potential dilution from convertible debt and a separate standby equity facility of up to $100 million.
Vivakor, Inc. notified the SEC that it could not timely file its Quarterly Report on Form 10-Q for the period ended March 31, 2026 because it is still completing financial statements and disclosures. The company filed a Rule 12b-25 notification on May 15, 2026 and states it anticipates filing the Quarterly Report on or before the fifth calendar day following the prescribed due date.
The company warns there may be significant changes in results of operations for the period ended March 31, 2026, driven by its October 1, 2024 acquisition of the Endeavor Entities and the July 30, 2025 divestment of Equipment Transport, LLC and Meridian Equipment Leasing, LLC, plus other 2025 transactions affecting equity, debt, and related-party activity.
Vivakor, Inc. is registering up to 40,686,375 shares of common stock for resale by existing investors, mainly shares issuable on conversion of $15,000,000 of convertible promissory notes, and will not receive proceeds from these sales. As of May 14, 2026, Vivakor had 4,246,759 common shares outstanding, which would rise to 44,787,301 shares if all shares covered here are issued. The notes convert at the higher of a $0.37 floor price or 80% of the recent volume-weighted average price and are subject to beneficial ownership and Nasdaq issuance limits. Vivakor discloses an accumulated deficit of about $205 million, a going concern warning, and describes itself as in an unsound financial condition, while also highlighting significant prior midstream acquisitions, asset impairments tied to Kuwait remediation units, and new financing tools including the convertible notes and a standby equity purchase agreement of up to $100 million.
Vivakor, Inc. entered into a financing transaction with institutional investors involving six‑month convertible promissory notes and a standby equity facility. The notes provide aggregate gross proceeds of $12 million with a $15 million principal amount, reflecting a 20% original issuance discount. The first tranche closed on May 8, 2026, delivering $6 million to the company under a Securities Purchase Agreement, with a second $6 million tranche subject to a later closing. Vivakor plans to use net proceeds to reduce certain indebtedness and liabilities, fund working capital, and advance commissioning of its Remediation Processing Center in Houston and other strategic initiatives.
In parallel, Vivakor entered a standby equity purchase agreement under which an investor may purchase up to $100 million of common stock over a period of up to 36 months via an equity line of credit. Conversion of the notes and equity draws are subject to pricing formulas, ownership caps, stockholder approval thresholds, and a resale registration requirement, which together govern potential future dilution and capital access.
Vivakor, Inc. entered new forbearance and amendment agreements on its secured debt and issued additional equity. With J.J. Astor & Co., the company acknowledged about $6.82M outstanding on the Second Note and $1.11M on the Fourth Note and agreed to a revised repayment plan tied to an RBW Capital-led financing, an S-1 registration, a standby equity purchase agreement, and a potential Olenox Industries transaction. Vivakor also reached a separate forbearance with Cedarview Opportunities Master Fund, extending maturities to October 31, 2026 in exchange for prepayments, possible collateral in Olenox shares, and 275,000 restricted common shares. In May 2026, the company issued over 1.4 million additional restricted common shares for investor consideration, preferred dividends, an executive bonus, and consulting fees under private offering exemptions.
Vivakor, Inc. disclosed two key updates. First, its Vivakor Supply & Trading platform executed a recurring crude oil transaction representing about $6.0 million in crude oil volume per month, or $72.0 million over a twelve-month term through May 2027, including transportation services. On standard crude trades, the Company anticipates recognizing approximately 1% of the contract value as revenue. Second, Vivakor reset the payment date for its previously announced special dividend of 206,595 shares of Adapti, Inc. that it owns to June 30, 2026, payable to holders of record of Vivakor common shares as of September 5, 2025.
Vivakor, Inc. files its annual report outlining an integrated midstream oil platform built through recent acquisitions and new remediation projects. The company now operates crude oil transportation, terminaling and storage, marketing and trading, and is developing a remediation segment centered on a Remediation Processing Center in Texas expected to start in early 2026.
Vivakor expanded via a $32.9 million terminals acquisition in 2022 and a $116.3 million Endeavor Entities acquisition in 2024, then sold its produced water trucking business in 2025 for $11.1 million. It reports an accumulated deficit of about $99 million, a going concern warning, heavy reliance on a related-party customer for 23% of 2025 revenue, and material weaknesses in internal controls. The report also highlights significant potential dilution from convertible notes and preferred stock, Kuwait project impairments, Nasdaq listing risk, and multiple ongoing legal proceedings.
Vivakor, Inc. filed a Form 12b-25 (Notification of Late Filing) stating it could not timely file its Annual Report on Form 10-K for the period ended December 31, 2025 due to delays completing financial statements and disclosures. The company says it is compiling required information and anticipates filing within the fifteenth calendar day following the prescribed due date, but adds there is no assurance it will meet that target.
The notification cites significant business changes affecting 2025 results, including the acquisition of Endeavor Entities on October 1, 2024 and the divestment of two subsidiaries on July 30, 2025, plus various 2025 financings and stock transactions that are expected to materially change assets, liabilities, revenue, expenses, and net income for the period.
Vivakor, Inc. has completed a 1-for-200 reverse stock split of its common stock, effective March 24, 2026. This reduced issued and outstanding shares from 410,068,820 to approximately 2,050,344, while authorized common stock remains 500,000,000 shares.
The move is aimed at meeting Nasdaq’s $1.00 minimum bid price rule so the company can continue listing on the Nasdaq Capital Market. The stock will trade under the temporary symbol “VIVKD” for 20 business days before reverting to “VIVK.” If the bid price meets Nasdaq’s requirement by April 30, 2026, trading is expected to be reinstated on the Nasdaq Capital Market, followed by a one-year mandatory monitoring period.