Welcome to our dedicated page for Vale S A SEC filings (Ticker: VALE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Vale S.A. (VALE) SEC filings page provides access to the company’s official disclosures as a foreign private issuer listed on the New York Stock Exchange. Vale files annual reports on Form 20‑F and frequent current reports on Form 6‑K, which together describe its iron ore, base metals and logistics businesses, governance structure, risk management framework and capital structure.
Form 20‑F annual reports contain detailed information on Vale’s business segments, including Iron Ore Solutions and Vale Base Metals, mineral reserves and resources, risk factors, sustainability and dam management practices, and financial statements prepared in accordance with applicable standards. These documents are central for understanding how Vale presents its global mining and logistics operations, environmental and social responsibilities, and exposure to commodity and regulatory risks.
Form 6‑K current reports capture material updates between annual filings. Recent 6‑Ks include press releases about payments of interest and principal on debentures, notices of relevant changes in institutional shareholdings, schedules for quarterly production, sales and financial performance reports, and approvals or updates to corporate policies on topics such as risk management, group business and entity management, and water and water resources. Some 6‑Ks also reproduce internal corporate policies that explain how Vale classifies subsidiaries, manages joint ventures, and organizes its integrated risk governance.
For investors monitoring capital allocation and shareholder returns, filings may disclose share repurchase activity by Vale and its affiliates, as well as information on outstanding American Depositary Shares and common shares. They also provide context on how Vale manages business risks, including safety, environmental, operational and financial risks, through its Integrated Risk Map, Risk Appetite methodology and Lines of Defense model.
On this page, Stock Titan pairs Vale’s raw SEC filings with AI‑powered summaries that highlight key points from lengthy documents, helping users quickly identify items such as new policies, financing transactions, changes in ownership positions and updates on risk and sustainability frameworks. Real‑time ingestion from EDGAR means new 6‑Ks and 20‑Fs appear promptly, while structured views of Form 6‑K, annual reports and other disclosures make it easier to navigate Vale’s regulatory history.
Senna Medeiros Carlos Henrique reported acquisition or exercise transactions in this Form 4 filing.
Vale S.A. Executive VP Operations Carlos Henrique Senna Medeiros received a grant of 25,765 restricted share units (RSUs) on April 1, 2026, each convertible into one common share at no cost as compensation. After this award, his directly held and RSU-linked common shares total 410,827. The filing notes RSUs vesting in tranches on March 1, 2027 and 2028, and April 1, 2029, tying a portion of his compensation to Vale’s long-term performance.
Duarte Pimenta Gustavo reported acquisition or exercise transactions in this Form 4 filing.
Vale S.A.’s Chief Executive Officer Gustavo Duarte Pimenta received a grant of 43,603 restricted share units (RSUs) on April 1, 2026. Each RSU represents a contingent right to receive one Vale common share upon settlement.
After this award, he holds 404,784 common shares, including RSUs granted in 2024, 2025 and 2026. According to the vesting schedule, 35,982 RSUs vest on March 1, 2027, 50,218 RSUs vest on March 1, 2028, and 43,603 RSUs vest on April 1, 2029.
Feriozzi Bacci Marcelo reported acquisition or exercise transactions in this Form 4 filing.
Vale S.A. reported that Executive VP Finance & IR Marcelo Feriozzi Bacci received a compensation-related equity grant. On April 1, 2026, he was awarded 20,207 restricted share units (RSUs), each representing a contingent right to receive one Vale common share upon settlement.
After this grant, his holdings total 151,859 common shares, including RSUs granted on April 1, 2026 and previously granted in 2025. According to the filing, 29,092 RSUs vest on March 1, 2028 and 20,207 RSUs vest on April 1, 2029, creating a multi‑year vesting schedule tied to future service or performance conditions.
Tavares Nogueira Rogerio reported acquisition or exercise transactions in this Form 4 filing.
Vale S.A. reported that EVP Commercial & New Business Rogerio Tavares Nogueira received a compensation-related grant of 12,990 Common Shares on April 1, 2026, through restricted share units (RSUs) at no cash cost per share.
After this award, he directly holds 127,552 Common Shares, including RSUs granted in 2024, 2025, and 2026. The RSUs vest over time, with 11,327 vesting on March 1, 2027, 18,702 vesting on March 1, 2028, and 12,990 vesting on April 1, 2029, each RSU delivering one Vale common share upon settlement.
Vale S.A. Executive VP Legal Officer Sami Arap Sobrinho increased his direct stake through a combination of purchase and equity award. On April 1, 2026, he bought 12,990 Common Shares in an open-market transaction at $16.1116 per share.
On the same date, he also acquired 12,990 restricted share units (RSUs), each representing a right to receive one Common Share upon settlement. These RSUs vest on April 1, 2029. After these transactions, he directly holds 25,980 Common Shares, including the 12,990 shares represented by RSUs.
de Souza Funo Elaine Maria reported acquisition or exercise transactions in this Form 4 filing.
Vale S.A. reported that Accounting Officer Elaine Maria de Souza Funo received a grant of 6,916 restricted share units (RSUs) on April 1, 2026. Each RSU gives a contingent right to one common share at settlement, so this award increases her equity-based compensation without a cash purchase.
After this grant, she holds a total of 31,856 common shares, including RSUs granted in 2024, 2025, and 2026. The RSUs vest in stages: 8,270 on March 1, 2027, another 8,270 on March 1, 2028, and 6,916 on April 1, 2029, aligning her incentives with Vale’s long-term performance.
Jabur Bittar Rafael reported acquisition or exercise transactions in this Form 4 filing.
Vale S.A.’s Executive VP Technical, Jabur Bittar Rafael, received a grant of 15,155 restricted share units (RSUs) on April 1, 2026. The RSUs were awarded at no cash price and each RSU represents a contingent right to receive one Vale common share upon settlement.
After this grant, Rafael holds 126,250 common shares, including RSUs granted in 2024, 2025, and 2026. According to the vesting schedule, 13,993 RSUs vest on March 1, 2027, 20,780 RSUs vest on March 1, 2028, and 15,155 RSUs vest on April 1, 2029.
Pereira Murat do Pillar Samanta reported acquisition or exercise transactions in this Form 4 filing.
Vale S.A. reported that Officer, People Samanta Pereira Murat do Pillar received a grant of 10,464 restricted share units (RSUs) on April 1, 2026. Each RSU represents a contingent right to receive one common share of Vale upon settlement.
After this award, the officer directly holds 47,607 common shares, including previously granted RSUs. According to the vesting schedule, 6,938 RSUs vest on March 1, 2027, 7,428 RSUs vest on March 1, 2028, and 10,464 RSUs vest on April 1, 2029, providing time-based equity compensation that aligns pay with future company performance.
Vale S.A. officer Tallia Parenti Grazielle reported buying and receiving shares of the company. On April 1, 2026, she made an open-market purchase of 10,464 Common Shares at an average price of $16.1116 per share, increasing her direct holdings.
The same day, she was granted 10,464 restricted share units, each representing a right to receive one Vale Common Share upon settlement. These RSUs vest on April 1, 2029. After these transactions, she directly owns 20,938 Common Shares, including the 10,464 shares represented by the RSUs.
Vale S.A. sustainability officer Tallia Parenti Grazielle reported existing equity-linked holdings, mainly Restricted Share Units (RSUs) tied to Vale common shares. The RSUs represent a contingent right to the economic equivalent of common shares and will be settled in cash rather than stock.
After this report, she holds RSUs linked to 45,168 common shares and 10 common shares directly. The RSUs vest in equal annual installments on March 1, 2027 and March 1, 2028, aligning her compensation with Vale’s long-term performance over that period.