Welcome to our dedicated page for Uwm Holdings Corporation SEC filings (Ticker: UWMC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The UWM Holdings Corporation (UWMC) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. UWM Holdings Corporation is the publicly traded parent of United Wholesale Mortgage, a wholesale residential mortgage lender that reports detailed information about its origination volumes, servicing portfolio, capital structure, and corporate actions through periodic and current reports.
In its Form 8-K filings, UWM discloses material events such as quarterly earnings releases, dividend declarations, senior unsecured note offerings, and significant transactions. For example, recent 8-Ks describe quarterly loan origination volume, total gain margin, revenue, net income or loss, non-GAAP measures like adjusted EBITDA and adjusted net income, and changes in mortgage servicing rights balances. Other 8-Ks outline the terms of a $1.0 billion aggregate principal amount of 6.250% senior unsecured notes due 2031, including interest, maturity, redemption provisions, and related covenants, as well as the announced all-stock acquisition of Two Harbors Investment Corp. and its conditions.
UWMC filings also cover board decisions on recurring cash dividends for Class A common stock and proportional distributions to a related entity, along with references to Form 8937 for tax characterization. A separate 8-K details the New York Stock Exchange’s decision to commence delisting proceedings and suspend trading in UWM’s warrants due to abnormally low selling price levels, while noting that trading in the common stock under ticker UWMC on the NYSE remains in place, subject to listing standards.
In addition, a Form 25 filing by the New York Stock Exchange documents the removal from listing and registration of UWM’s warrants. Through this page, users can review Forms 8-K and 25 and, via links to the SEC’s EDGAR system, locate annual reports on Form 10-K, quarterly reports on Form 10-Q, and other exhibits. Stock Titan’s interface is designed to surface key elements of these filings and can be paired with AI-powered summaries that explain complex sections of 10-Ks, 10-Qs, and 8-Ks, as well as highlight information about capital structure, debt instruments, dividends, and listing status changes.
UWM Holdings Corp insider activity centers on SFS Corp, a 10% owner associated with CEO Mat Ishbia. SFS Corp converted 11,000,000 UWM Paired Interests into 11,000,000 shares of Class A Common Stock at a conversion price of $0.00 per share. On the same dates, SFS Corp sold a total of 2,000,148 Class A shares in open-market transactions at weighted average prices of $3.55 and $3.63 per share under a Rule 10b5-1 trading plan. After these transactions, SFS Corp held 11,328,709 Class A shares indirectly for Ishbia, while Ishbia also held 408,131 Class A shares directly.
UWM Holdings Corporation’s controlling shareholder, Mat Ishbia, and SFS Holding Corp. have filed Amendment No. 14 to their Schedule 13D. The amendment updates their disclosure to reflect sales of securities made under a previously adopted 10b5-1 trading arrangement.
SFS Holding Corp. directly holds 1,287,482,620 shares of Class D Stock, which are convertible or exchangeable, with related Class B Units, into Class A Common Stock. These securities give the reporting persons beneficial ownership of 1,287,482,620 shares of Class A Stock, representing 80.4% of the outstanding Class A shares, based on 313,880,910 Class A shares outstanding.
Because of a Voting Limitation in UWM’s charter, the reporting persons’ voting power is capped at 79% of the total voting power despite holding all Class D Stock, which carries ten votes per share. Without this limitation, they would hold 99.9% of the issuer’s voting power. Including additional shares held directly, Mat Ishbia reports beneficial ownership of 1,292,717,132 shares, or 80.7% of the Class A Stock.
UWM Holdings Corp reported that SFS Corp, a 10% holder controlled by President and CEO Mat Ishbia, executed three open-market sales of Class A common stock under a Rule 10b5-1 trading plan. On March 26, 27 and 30, 2026, SFS Corp sold 1,000,574 shares on each date at weighted average prices of about $3.46–$3.52 per share, totaling 3,001,722 shares sold. Following these transactions, SFS Corp held 2,329,857 shares indirectly attributed to Ishbia, while he also held 408,131 shares directly.
UWM Holdings Corp: Amendment No. 5 to a Schedule 13G/A filed on behalf of The Vanguard Group reports that, following an internal realignment, Vanguard and certain subsidiaries will report holdings separately. The filing lists Amount beneficially owned: 0 and Percent of class: 0% as of the disclosure, and cites the January 12, 2026 SEC release basis for disaggregation. The filing is signed by Ashley Grim, Head of Global Fund Administration, dated 03/27/2026.
UWM Holdings Corp insider activity shows an entity associated with President and CEO Mat Ishbia selling Class A Common Stock in open-market transactions. Through SFS Holding Corp, a 10% holder, there were net sales of 2,001,148 shares over two days.
On March 24, 2026, SFS Holding Corp sold 1,000,574 shares at a weighted average price of $3.63 per share, followed by another 1,000,574-share sale on March 25, 2026 at a weighted average price of $3.55. These trades were made under a pre-arranged Rule 10b5-1 plan adopted by SFS Corp, with Ishbia exercising voting and dispositive power over SFS-held shares. After these transactions, SFS Corp held 5,331,579 shares indirectly attributed to Ishbia, and Ishbia also held 408,131 shares directly.
UWM Holdings Corp director and CEO Mat Ishbia, through SFS Corp, reported open-market sales of 3,001,722 shares of Class A Common Stock. The trades occurred on March 19–23, 2026 in three blocks of 1,000,574 shares each, at reported weighted average prices of $3.67, $3.60 and $3.72 per share. A footnote states the sales were made pursuant to a Rule 10b5-1 trading plan adopted by SFS Corp on September 16, 2025, indicating they were pre-planned. After these sales, SFS Corp’s indirect holdings for Ishbia total 7,332,727 shares, while Ishbia also holds 408,131 shares directly, showing he retains a substantial position in UWM Holdings.
UWM Holdings Corp insider filings show that entity SFS Corp, which is a 10% holder controlled by President and CEO Mat Ishbia, executed open‑market sales of 2,001,148 shares of Class A common stock. The sales occurred on March 17 and 18, 2026 at prices of $3.67 and $3.73 per share, respectively, under a pre‑arranged Rule 10b5‑1 trading plan adopted by SFS Corp on September 16, 2025.
After these transactions, 10,334,449 shares of Class A common stock are reported as indirectly owned through SFS Corp, while 408,131 shares are held directly by Mat Ishbia. The filing underscores that SFS Corp has no interest in Ishbia’s directly held shares and that Ishbia exercises voting and dispositive power over the shares held by SFS Corp.
United Wholesale Mortgage affiliate filed a Form 144 reporting a proposed sale of Class A Common Stock. The filing lists SFS Holding Corp and a transaction dated 12/23/2025 showing 34,394,802 shares sold during the past three months. The broker of record is J.P. Morgan Securities LLC.
UWM Holdings Corp insider activity centers on SFS Corp, a 10% holder associated with CEO Mat Ishbia. SFS Corp converted 11,000,000 UWM Paired Interests into 11,000,000 shares of Class A Common Stock and then sold 2,266,322 Class A shares in open-market trades at prices around $3.69–$3.78 per share, pursuant to a Rule 10b5-1 trading plan. Following these transactions, indirect holdings reported for SFS Corp show 12,335,597 Class A shares, while Mat Ishbia also holds 408,131 Class A shares directly.
UWM Holdings Corporation has hired Okapi Partners LLC to advise on and help solicit proxies for the proposed merger with Two Harbors Investment Corp. under the existing Agreement and Plan of Merger. Two Harbors’ special stockholder meeting was adjourned to March 24, 2026 to allow more time for voting in favor of the transaction.
UWMC will pay Okapi $25,000, plus additional fees and costs if the merger is completed, and has agreed to indemnify Okapi for losses related to its services. The companies have an effective registration statement, proxy statement, and prospectus on file, and UWMC encourages Two Harbors stockholders who have not yet voted to submit proxies before the reconvened meeting.