Welcome to our dedicated page for UNIVERSAL SAFETY PRODS SEC filings (Ticker: UUU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Universal Safety Products, Inc. (UUU) SEC filings page on Stock Titan aggregates the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Universal Safety Products is a Maryland corporation whose common stock is listed on the NYSE American under the symbol UUU, as noted in its Form 8-K and registration statement disclosures. Through this page, readers can access the company’s periodic reports, current reports and registration statements, along with AI-powered summaries that explain the key points in more accessible language.
Universal Safety Products’ filings provide insight into both its operations and its corporate structure. Annual and quarterly reports, such as the Form 10-K referenced in a July 2025 news release, contain financial statements and narrative discussion of results. The company’s Form 12b-25 (NT 10-Q) for the quarter ended September 30, 2025, explains why a Form 10-Q could not be filed on time and notes that significant changes in results of operations were expected compared to the prior year period.
Current reports on Form 8-K document material events and shareholder decisions. In 2025, Universal Safety Products filed several 8-Ks describing special meetings of stockholders, voting results on proposals to amend its articles of incorporation, approve a 2025 equity incentive plan, approve equity issuances to directors and executive officers, and authorize additional shares underlying a convertible note. Another 8-K details an employment agreement with the company’s President and Chief Executive Officer, including compensation and change-of-control provisions. These filings help investors understand how the company structures its governance, compensation, and financing.
The company’s Form S-1 registration statement, as amended, compiles key corporate documents by reference, including its articles of incorporation, bylaws, lease agreements, factoring agreement, employment agreements, and a securities purchase agreement with SJC Lending LLC. On Stock Titan, AI-generated highlights can assist readers in identifying the most relevant sections of these lengthy documents—such as descriptions of capital stock, the terms of the convertible note, or the scope of the 2025 stock incentive plan—without replacing the need to review the full filings.
This filings page also surfaces information related to listing compliance and timing of reports. For example, a July 2025 news release notes that the company received a NYSE American notice of noncompliance for failing to timely file its Form 10-K, and a later release states that filing the Form 10-K cured that noncompliance. By reviewing the underlying SEC documents alongside AI explanations, users can see how Universal Safety Products reports on such matters in formal regulatory language.
Universal Safety Products, Inc. (UUU) large shareholders filed Amendment No. 14 to update their Schedule 13D on the company’s common stock. Based on 2,842,787 shares outstanding as of March 31, 2026, entities affiliated with Milton C. Ault report significant ownership positions.
Ault Lending beneficially owns 685,252 shares, or 24.1% of the common stock, while Ault Capital and Hyperscale Data each may be deemed to beneficially own 705,252 shares, or 24.8%. Mr. Ault beneficially owns 763,452 shares, or approximately 26.4%, including 50,000 stock options with a $3.40 strike price and 2,200 shares bought personally.
UNIVERSAL SAFETY PRODUCTS, INC. director and ten percent owner Milton C. Ault III reported open-market purchases of the company’s common stock on March 30–31, 2026, mainly through affiliated entities. Across five buy transactions, entities associated with him acquired 12,608 shares at prices around the mid‑$5 range.
Indirect purchases included 5,000 shares at $5.8406 per share by Alpha Structured Finance LP and a total of 7,008 shares at prices around $5.54 per share by Ault Lending, LLC$5.3896 and $5.5364, bringing his direct holdings to 2,200 shares. Following these trades, Ault is shown with indirect positions including 20,000 shares via Alpha Structured Finance LP, 685,252 shares via Ault Lending, LLC, and 6,000 shares via Ault & Company, Inc.
UNIVERSAL SAFETY PRODUCTS, INC. director and ten percent owner Milton C. Ault III, through affiliated entities, reported net open-market purchases of common stock. Ault Lending, LLC bought 1,000 shares at $6.01 on March 26 and 1,405 shares at $5.81 on March 27.
After these trades, Ault Lending, LLC held 678,244 indirectly owned shares. The filing also shows 1,600 shares held directly, plus 15,000 shares beneficially owned through Alpha Structured Finance LP and 6,000 shares through Ault & Company, Inc., indicating multiple ownership channels.
Universal Safety Products, Inc. held its 2026 annual stockholder meeting, where investors elected three directors and approved all four proposals on the ballot. Stockholders elected one Class II director to a term ending in 2028 and two Class III directors to terms ending in 2029.
They ratified CBIZ CPAs P.C. as independent auditor for the fiscal year ending March 31, 2026 and approved, on an advisory basis, the compensation of named executive officers. Stockholders also favored holding future advisory votes on executive pay every three years, and the company chose to follow this three-year frequency.
Universal Safety Products insider activity: entities associated with director and 10% owner Milton C. Ault III bought 15,000 shares of Common Stock in open-market transactions. Ault Lending, LLC purchased 10,000 shares at $6.02 per share on March 24, 2026 and 5,000 shares at $6.12 per share on March 25, 2026, all reported as indirect ownership.
Following these purchases, Ault Lending holds 675,839 shares indirectly. The filing also reports Mr. Ault’s beneficial ownership of 1,600 shares held directly, 15,000 shares held by Alpha Structured Finance LP, and 6,000 shares held by Ault & Company, Inc., reflecting additional indirect positions.
UUU submitted a Form 144 reporting a proposed sale of Common Stock. The filing includes a securities table referencing 04/01/2026, the NYSE, and numeric entries 32186, 192150.00 and 2717887.
The filing also lists prior option exercises dated 10/02/2002 (26,640 shares), 03/03/2005 (34 shares) and 08/25/2005 (5,546 shares). The form contains standard sections for securities to be sold, securities sold during the past three months, and signature/remarks.
Universal Safety Products, Inc. received an updated beneficial ownership report from a group of investors associated with Milton C. Ault III. Based on 2,842,787 common shares outstanding as of March 12, 2026, Mr. Ault is deemed to beneficially own about 733,439 shares, or approximately 25.4% of the company.
The structure involves multiple entities, including Hyperscale Data, Inc., Ault Capital Group, Inc., Ault Lending, LLC, Ault & Company, Inc., and Alpha Structured Finance funds, which together report significant shared voting and dispositive power. Ault Lending alone holds 660,839 shares, or 23.2%. Mr. Ault and director Henry C. Nisser also hold vested stock options with strike prices of $3.40 per share expiring in 2035.
The amendment details recent acquisitions, including 360,839 shares purchased in the open market by Ault Lending for $1,782,843.46 and 300,000 shares acquired from JLA Realty Associates LLC under a stock purchase agreement for $1,800,000 paid via promissory notes. Smaller open-market purchases were made by Ault & Company, Alpha Structured Finance, and Mr. Ault personally.
UNIVERSAL SAFETY PRODUCTS, INC. director and ten percent owner Milton C. Ault III reported indirect open‑market purchases of the company’s Common Stock. Through Ault Lending, LLC, he bought 10,000 shares at $6.35 on March 20, 2026, 10,000 shares at $6.01 on March 23, 2026, and 4,000 shares at $6.01 on March 19, 2026. After these purchases, Ault Lending, LLC held 660,839 shares indirectly attributable to Ault, alongside additional direct and other indirect holdings noted in the filing.
UNIVERSAL SAFETY PRODUCTS, INC. director and 10% owner Milton C. Ault III reported open-market purchases of a total of 5,407 shares of common stock. On March 18, 2026, 2,000 shares were bought at $6.35 per share through Ault Lending, LLC, an entity he controls. On March 17, 2026, 3,207 shares were bought at a volume-weighted average price of $5.9384 per share via Ault Lending and 200 shares were bought directly at a volume-weighted average price of $6.1099 per share. After these trades, he holds 1,600 shares directly, 636,839 shares through Ault Lending, 15,000 shares through Alpha Structured Finance LP, and 6,000 shares through Ault & Company, Inc., all entities with which he is affiliated.
UNIVERSAL SAFETY PRODUCTS, INC. director and 10% owner Milton C. Ault III, through Ault Lending, LLC, made open-market purchases of a total of 20,000 shares of Common Stock. Ault Lending bought 10,000 shares at $6.0849 per share on March 13, 2026 and 10,000 shares at $5.7819 per share on March 16, 2026.
After the latest transaction, Ault Lending held 631,632 shares indirectly attributed to Mr. Ault. As of March 13, 2026, the filing also shows 1,400 shares held directly by Mr. Ault, and additional indirect holdings of 15,000 shares through Alpha Structured Finance LP and 6,000 shares through Ault & Company, Inc.