Welcome to our dedicated page for Upexi SEC filings (Ticker: UPXI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Upexi, Inc. (UPXI) SEC filings page brings together the company’s regulatory disclosures, offering a detailed view of how it presents its Solana-focused digital asset treasury strategy and consumer brands operations to regulators and investors. Upexi’s registration statements and current reports describe its role as a digital asset treasury company centered on Solana (SOL), alongside its activities as a brand owner involved in the development, manufacturing, and distribution of consumer products.
In its S-1 and S-1/A registration statements, Upexi outlines its Solana treasury strategy, including the decision to hold SOL directly on its balance sheet, allocate a significant portion of its assets to this digital asset, and generate digital asset revenue primarily through staking. These filings explain how the company delegates SOL to multiple validators, manages staking and unstaking processes, and addresses liquidity and concentration risks within its staking program.
Upexi’s SEC filings also detail its capital markets transactions, such as private placements of common stock, warrants, and secured convertible notes, as well as shelf registration statements and equity line arrangements. Prospectus disclosures describe how these instruments may be used, the number of shares registered for resale, and the company’s characterization of these activities as part of its approach to financing its Solana treasury and corporate needs.
Current reports on Form 8-K provide additional context, including announcements of earnings releases, investor conference participation, advisory committee additions, and the termination of an asset management agreement that led to an arbitration proceeding. Together, these filings allow readers to track Upexi’s digital asset strategy, consumer brands business, financing structures, and significant corporate events through official SEC documents, which can then be interpreted with the help of AI-powered summaries and highlights.
Upexi, Inc. announced that Chief Strategy Officer Brian Rudick will attend the 13th Annual Scottsdale Capital Event, an investor-focused conference taking place at The Westin Kierland Resort & Spa in Scottsdale from April 10-12, 2026. Rudick will participate in investor meetings, offering a chance for one-on-one discussions with the company’s management team.
Upexi describes itself as a leading digital asset treasury company focused on acquiring and holding Solana (SOL) in a disciplined, accretive way. It uses intelligent capital issuance, staking, and discounted locked token purchases as value-accrual mechanisms and reports holding over two million SOL. The company also owns and operates consumer brands involved in developing, manufacturing, and distributing consumer products.
Upexi, Inc. plans active investor outreach in March 2026. Management will present at the Webull Digital Asset Treasury Crypto Webinar on March 12, where Chief Strategy Officer Brian Rudick will speak virtually, and hold investor meetings at the 38th Annual ROTH Conference from March 22–24 in Dana Point.
The company describes itself as a leading digital asset treasury business focused on Solana and a consumer brands owner. Upexi aims to acquire and hold as much Solana (SOL) as possible using intelligent capital issuance, staking, and discounted locked token purchases, and currently holds over two million SOL while emphasizing a risk-prudent operating approach.
Upexi, Inc. (UPXI) reported a large institutional holder updating its position in a Schedule 13G/A. Polar Asset Management Partners Inc., a Canadian investment adviser, disclosed beneficial ownership of 4,539,473 shares of Upexi common stock issuable upon exercise of warrants.
These warrant shares represent 6.7% of Upexi’s common stock as of the event date of 12/31/2025. Polar reports sole voting and dispositive power over all 4,539,473 underlying shares and certifies that the position is held in the ordinary course of business, without the purpose or effect of changing or influencing control of Upexi.
Upexi, Inc. has two institutional investors reporting a capped 9.99% stake in its common stock. MMCAP International Inc. SPC and Asset Management Inc. jointly report beneficial ownership of 6,276,777 shares of Upexi common stock.
This total includes 2,326,777 outstanding shares and a senior convertible note that is convertible into up to 3,950,000 additional shares. The note contains a 9.99% beneficial ownership limitation, meaning it cannot be converted to the point where the holders would own more than 9.99% of Upexi’s outstanding common shares. The filers state the holdings are not intended to change or influence control of the company.
Kathmere Capital Management, LLC filed an amended Schedule 13G reporting its beneficial ownership of 417,983 Class A shares of Upexi, Inc., representing 0.07% of the class as of the event date.
Kathmere reports no power to vote these shares but has sole power to dispose of them. The firm states the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of Upexi.
Upexi, Inc., a Solana-focused digital asset treasury company and consumer brands owner, will hold one-on-one investor meetings at A.G.P.’s Digital Asset Innovation Summit on February 22-25, 2026, at the Park Hyatt in Beaver Creek, Colorado. Chief Strategy Officer Brian Rudick is scheduled to attend.
Upexi aims to acquire and hold Solana (SOL) in a disciplined way using capital issuance, staking, and discounted locked token purchases, and currently holds over two million SOL. The company also develops, manufactures, and distributes a range of consumer products.
Upexi, Inc. reported a sharp swing in results as it executed a new Solana-focused treasury strategy. For the quarter ended December 31, 2025, total revenue was $8.1 million, including $5.1 million of digital asset (staking) revenue.
The company recorded a net loss of $178.9 million, driven mainly by an unrealized loss on digital assets of $164.5 million, plus $8.3 million of stock-based compensation and a $1.4 million impairment tied to a manufacturing shutdown. Operating cash outflow was $12.5 million for the six months.
Upexi held Solana digital assets with a fair value of $255.7 million at December 31, 2025, up from $106.0 million at June 30, 2025, with about 95% staked. This position is financed in part by $150.0 million of 2% secured convertible notes and $62.7 million drawn on an 11.5% BitGo credit facility. Stockholders’ equity fell to $48.7 million from $90.1 million despite sizable equity raises and warrant exercises.
Upexi, Inc. has priced a $7.4 million registered direct offering with a single institutional investor, selling 6,337,000 shares of common stock together with warrants to purchase up to 6,337,000 additional shares at a combined price of $1.17 per share and warrant.
The new warrants have an exercise price of $1.50 per share, are exercisable immediately, and will expire five years after issuance, with a forced conversion trigger at $5.00 per share. Upexi plans to use the net proceeds for working capital, general corporate purposes, and its internally managed Solana (SOL) maximum return strategy.
The company will also amend existing warrants covering 3,289,474 shares issued in December 2025, reducing the exercise price from $4.00 to $2.83 per share and lowering the redemption trigger from $8.50 to $7.00, effective upon closing, which is expected on or about February 9, 2026, subject to customary conditions.
Upexi, Inc. is conducting a registered direct offering of 6,337,000 shares of common stock and common warrants to purchase up to 6,337,000 additional shares at a combined price of $1.17 per share and warrant, for gross proceeds of $7,414,290 and estimated net proceeds of $7,043,575. The common warrants have a $1.50 exercise price, are immediately exercisable, and expire five years after issuance.
Upexi plans to use the cash mainly for general corporate purposes, working capital, and its internally managed Solana (SOL) maximum return treasury strategy. The company will also amend 3,289,474 existing warrants issued in December 2025, cutting the exercise price from $4.00 to $2.83 per share and lowering the redemption trigger from $8.50 to $7.00. Shares outstanding are expected to be 69,760,581 after the offering, and the company highlights immediate dilution of approximately $0.22 per share to new investors.