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Unity Bancorp SEC Filings

UNTY NASDAQ

Welcome to our dedicated page for Unity Bancorp SEC filings (Ticker: UNTY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

The Unity Bancorp, Inc. (NASDAQ: UNTY) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as a New Jersey‑incorporated bank holding company. Unity Bancorp files reports with the U.S. Securities and Exchange Commission as the parent of Unity Bank, a New Jersey state‑chartered commercial bank, and uses these filings to report material events, financial results and governance changes.

Investors can review current reports on Form 8‑K, where Unity Bancorp discloses quarterly earnings, dividend declarations, executive leadership changes and amendments to compensation arrangements. For example, the company has filed 8‑K reports describing results of operations and financial condition for specific quarters, announcing cash dividends on common shares under Item 8.01 (Other Events), and detailing promotions to President and Chief Financial Officer roles under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers).

Another 8‑K filing outlines an amendment to Unity Bank’s Deferred Compensation Plan, explaining how interest is credited on installment distributions based on the Prime Rate plus a margin, subject to minimum and maximum rates. Such filings give insight into executive compensation structures and long‑term benefit plans at the bank.

Alongside 8‑K reports, Unity Bancorp also files annual reports on Form 10‑K and quarterly reports on Form 10‑Q, which contain detailed information on its commercial banking activities, risk factors and financial statements. On Stock Titan, AI‑powered tools summarize lengthy filings, highlight key sections and help explain technical disclosures, allowing users to quickly understand Unity Bancorp’s reported earnings, capital actions and governance updates. The filings page also surfaces insider‑related information reported on forms such as Form 4, enabling users to monitor transactions by directors and executive officers.

Rhea-AI Summary

Unity Bancorp, Inc. reported stronger quarterly results for the three months ended March 31, 2026. Net income rose to $14.3 million from $11.6 million a year earlier, with diluted earnings per share increasing to $1.40 from $1.13. Higher loan balances drove total interest income to $45.2 million versus $40.8 million, while net interest income reached $30.7 million compared with $27.3 million. The provision for credit losses on loans decreased to $1.0 million from $1.4 million, reflecting stable credit performance.

Noninterest income improved to $2.9 million, helped by higher gains on sales of SBA and mortgage loans, though this was partly offset by net security losses. Noninterest expense increased to $14.1 million from $12.6 million, mainly from higher compensation, processing and loan-related costs. Total assets grew to $3.03 billion, net loans to $2.57 billion, deposits to $2.38 billion, and shareholders’ equity to $358.1 million.

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Unity Bancorp, Inc. reported the results of its Annual Meeting of Shareholders held in Clinton, New Jersey on April 23, 2026. A total of 7,969,020 shares were present or represented by proxy.

Shareholders voted on the election of directors, with each nominee receiving more votes "for" than "withheld." They also voted on ratifying Wolf & Company P.C. as the independent registered public accounting firm for the fiscal year ending December 31, 2026, casting 7,964,492 votes for, 2,787 against, and 1,741 abstentions.

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Unity Bancorp director Mary E. Gross reported an open-market sale of 2,075 shares of common stock on April 17, 2026 at $56.0101 per share. After the sale, she directly holds 18,479 common shares, plus 4,000 restricted shares with upcoming vesting dates.

Of her common stock, 17,390 shares are held in an account at Shareworks and 1,089 shares are held in a brokerage account, indicating this was a partial reduction of an existing position rather than a full exit.

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UNTY notice of proposed sale: an affiliate submitted a Form 144 disclosing proposed sales of 2,075 shares of Common Stock in multiple restricted‑stock lots dated in January 2026. Sales are to be effected through Morgan Stanley Smith Barney LLC on NASDAQ; dates in the filing include 01/02/2026, 01/03/2026, and 01/27/2026.

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Unity Bancorp, Inc. reported net income of $14.3 million, or $1.40 per diluted share, for the quarter ended March 31, 2026, down from $15.5 million, or $1.52 per diluted share, for the prior quarter but up from $11.6 million a year earlier. Total assets reached $3.0 billion, with loans at $2.6 billion and deposits at $2.4 billion, reflecting solid year-over-year growth. The annualized return on average assets was 2.04% and return on average equity was 16.38%, while the net interest margin was 4.53%. Credit quality indicators remained stable, with nonaccrual assets of $32.1 million, or 1.06% of total assets, and an allowance for credit losses equal to 1.28% of total loans.

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Unity Bancorp President and director George Boyan reported routine equity compensation-related transactions. On March 15 and 16, a total of 2,080 Restricted Stock shares were withheld at $50.01 per share to cover tax liabilities on vested awards of 2,750 and 3,000 shares. Following these withholdings, Boyan directly holds 27,810 restricted shares and 32,131 common shares, reflecting ongoing equity ownership rather than open-market trading.

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Unity Bancorp CEO James A. Hughes reported routine share withholdings to cover taxes on vesting restricted stock, rather than open-market sales. On March 15 and 16, 2026, a total of 3,638 Restricted Stock shares were withheld at $50.01 per share for tax liabilities tied to a 4,500-share restricted stock vesting on each date.

After these tax-withholding dispositions, Hughes directly holds 39,824 restricted shares, including 824 dividend reinvested shares, and 183,141 Common Stock shares across brokerage, plan, and transfer agent accounts. These entries show his updated equity position following routine compensation-related tax events.

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Unity Bancorp Inc. director and ten percent owner Robert H. Dallas II reported a series of option exercises and related share sales. On March 12, 2026, he exercised stock options for a total of 17,300 shares of common stock at exercise prices ranging from $15.70 to $22.57 per share, then sold 7,088 shares of common stock in open-market trades at a weighted average price of $49.70 per share. On March 13, 2026, he sold an additional 7,725 shares at a weighted average price of $49.60 per share. A footnote states that the sale executed the following day after the exercises was made to cover anticipated tax liability. After these transactions, he holds 32,073 common shares directly, 4,924 restricted shares, and 1,775,735 common shares indirectly through Dallas Financial Holdings, LLC.

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Robert Dallas reports a proposed sale of Common Stock totaling 7,725 shares by notice of Section 144. The filing lists an intended disposition of 7,725 shares via Morgan Stanley Smith Barney LLC with an aggregate amount of $383,197.08 and references 03/12/2026 and 03/13/2026.

The filing also shows prior sales of 7,088 shares on 03/12/2026 for $352,200.80 during the past three months. Transaction method is listed as exercised shares and settlement by cash.

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FAQ

How many Unity Bancorp (UNTY) SEC filings are available on StockTitan?

StockTitan tracks 69 SEC filings for Unity Bancorp (UNTY), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Unity Bancorp (UNTY)?

The most recent SEC filing for Unity Bancorp (UNTY) was filed on May 7, 2026.