Welcome to our dedicated page for Unum SEC filings (Ticker: UNM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Unum Group (NYSE: UNM) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures filed with the U.S. Securities and Exchange Commission. As a Fortune 500 workplace benefits provider in the direct life insurance carriers industry, Unum uses filings such as Forms 10-K, 10-Q, and 8-K to report its financial condition, segment performance, risk factors, and material events to investors and regulators.
Unum’s recent Form 8-K filings illustrate the types of information investors can expect. Some 8-Ks report quarterly results, referencing detailed statistical supplements posted by the company. Others describe capital markets transactions, such as the completion of a $300 million offering of 5.250% senior notes due 2035 under an existing shelf registration, including references to the underwriting agreement, form of notes, and legal opinions. Additional 8-Ks cover board actions like the authorization of a share repurchase program of up to $1 billion of common stock, or the closing of a coinsurance transaction that cedes portions of closed block individual long-term care and individual disability business to a reinsurer.
Through its periodic and current reports, Unum also discloses segment-level results for Unum US, Unum International, Colonial Life, and Closed Block, along with information on reinsurance arrangements, reserve assumption updates, and capital structure. Investors interested in Unum’s debt profile can review registered senior and subordinated notes and related indenture documents referenced in filings.
On Stock Titan, these filings are supplemented with AI-powered summaries that highlight key points from lengthy documents, helping users quickly understand earnings trends, capital actions, and material agreements. Real-time updates from EDGAR ensure that new UNM filings, including Forms 4 for insider transactions when available, appear promptly, while AI-generated explanations make complex insurance and capital markets disclosures more accessible to a broad range of investors.
Unum Group reported solid first-quarter 2026 results, with net income of $232.0 million, or $1.41 per diluted share, compared to $189.1 million, or $1.06 per share, a year earlier. Excluding investment losses and the Closed Block segment, after-tax adjusted operating income was $352.5 million, or $2.14 per diluted share, versus $348.8 million, or $1.95, in 2025.
Core operations were strong, with 14.4 percent sales growth, 3.9 percent premium growth on a constant currency basis, and a 21.7 percent adjusted operating return on equity. Unum returned substantial capital through approximately $400 million of share repurchases and $78.4 million of dividends, while maintaining holding company liquidity of $1.7 billion and a traditional U.S. life risk-based capital ratio of about 460 percent.
Book value per common share was $67.76, up 6.2 percent over the prior-year quarter, and book value per share excluding AOCI was $78.93, up 3.6 percent. Management reaffirmed confidence in the business with a full-year 2026 outlook for after-tax adjusted operating income per share of $8.60 to $8.90, representing approximately 8 percent to 12 percent growth versus the redefined 2025 result of $7.93 per share.
Unum Group filed a shelf registration on April 23, 2026 to register a range of securities for sale from time to time after the effective date. The shelf covers multiple instruments, including senior and subordinated debt, preferred stock (including depositary shares), common stock, warrants, stock purchase contracts and units.
The prospectus states that specific terms, aggregate amounts, pricing and offering mechanics for any series will be set forth in one or more prospectus supplements. Net proceeds, unless otherwise specified in a prospectus supplement, are to be used for general corporate purposes, including reducing or refinancing debt, funding subsidiaries, financing acquisitions, working capital and redeeming outstanding securities.
Unum Group is asking shareholders to vote at its virtual 2026 annual meeting on electing 11 directors, approving executive pay on an advisory basis, and ratifying Ernst & Young LLP as auditor. The proxy also reviews 2025 performance, including $13.1 billion of revenue, $1.4 billion of after-tax adjusted operating income, and $1.3 billion returned to shareholders via dividends and buybacks.
Unum highlights strong premium growth, $8.3 billion of benefits paid, and long-term care de-risking through a reinsurance deal covering roughly 20% of LTC reserves and over $4 billion of reserve reduction. CEO Richard P. McKenney’s 2025 targeted total direct compensation was $14.6 million, with lower annual incentive payout reflecting a 76.4% company performance factor after results came in below expectations.
BlackRock, Inc. files Amendment No. 4 reporting beneficial ownership of 17,158,408 shares of UNUM Group common stock, representing 10.5% of the class. The filing attributes these holdings to certain "Reporting Business Units" of BlackRock and shows sole voting power of 16,656,103 and sole dispositive power of 17,158,408. The schedule is signed by Spencer Fleming on 04/07/2026.
Unum Group ownership filing: The Vanguard Group filed an amendment clarifying that, following an internal realignment effective January 12, 2026, certain Vanguard subsidiaries and business divisions will report beneficial ownership separately. The amendment states The Vanguard Group now reports 0 shares beneficially owned of Unum Group common stock, representing 0% of the class.
The filing explains the change is made in reliance on SEC Release No. 34-39538 and that those subsidiaries pursue the same investment strategies previously followed. The filing is signed by Ashley Grim, Head of Global Fund Administration, dated 03/27/2026.
Unum Group executive vice president of Group Benefits, Christopher W. Pyne, reported an open-market sale of 4,852 shares of common stock at $72.47 per share on March 16, 2026. The sale was executed under a pre-arranged Rule 10b5-1 trading plan adopted on December 15, 2025.
Following this transaction, Pyne directly holds 52,268 shares, which include 24,691 restricted stock units and 27,577 shares of common stock, with all restricted stock units settling on a one-for-one basis in common shares.
Unum Group executive Mark Paul Till reported a charitable-style transfer of shares. As EVP & CEO, Unum International, he made a bona fide gift of 1,607 shares of Unum common stock on March 12, 2026, transferring them to his spouse for no consideration.
Following the gift, his direct holdings total 18,032 Unum shares, consisting of 9,620 restricted stock units and 8,412 shares of common stock, all of which may settle 1-for-1 in shares. His spouse now holds 8,407 shares indirectly on his behalf.
Unum Group executive Lisa G. Iglesias, EVP and General Counsel, sold 3,500 shares of Unum common stock in an open-market transaction at $73.00 per share on March 9, 2026. After this sale, she directly holds 29,453 equity-linked interests in Unum.
These holdings consist of 15,818 restricted stock units and 13,635 shares of common stock, with the restricted stock units payable on a one-for-one basis in Unum common shares. The filing reflects a routine insider sale while maintaining a substantial continuing stake in the company.