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Uber (NYSE: UBER) CFO details RSU vesting and tax share withholdings

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Uber Technologies, Inc. CFO Prashanth Mahendra-Rajah reported vesting of restricted stock units and related share withholdings on January 16, 2026. Two tranches of RSUs converted into common stock on a one-for-one basis: 858 shares and 2,838 shares, each at an exercise price of $0.00, increasing his directly held common stock before tax withholdings.

To cover tax liabilities from these RSU vestings, Uber withheld 475 and 1,663 common shares at a price of $84.85 per share. After these transactions, he directly owned 25,191 Uber common shares. He also reported 32,621 and 62,443 RSUs remaining outstanding under two separate grant schedules. An additional 5 common shares are held indirectly by his daughter, for which he expressly disclaims beneficial ownership.

Positive

  • None.

Negative

  • None.
Insider Mahendra-Rajah Prashanth
Role CFO
Type Security Shares Price Value
Exercise Restricted Stock Units 858 $0.00 --
Exercise Restricted Stock Units 2,838 $0.00 --
Exercise Common Stock 858 $0.00 --
Exercise Common Stock 2,838 $0.00 --
Tax Withholding Common Stock 475 $84.85 $40K
Tax Withholding Common Stock 1,663 $84.85 $141K
holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units — 32,621 shares (Direct); Common Stock — 24,491 shares (Direct); Common Stock — 5 shares (Indirect, By daughter)
Footnotes (1)
  1. Restricted stock units (RSUs) convert into common stock on a one-for-one basis. Shares withheld to satisfy tax liability upon vesting of RSUs on January 16, 2026. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The reporting person was granted 41,205 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. The reporting person was granted 136,239 RSUs on November 1, 2023. The vesting schedule is as follows: 3/48 of the total RSUs vest on February 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Mahendra-Rajah Prashanth
(Last) (First) (Middle)
1725 3RD STREET
(Street)
SAN FRANCISCO CA 94158
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Uber Technologies, Inc [ UBER ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CFO
3. Date of Earliest Transaction (Month/Day/Year)
01/16/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/16/2026 M 858 A (1) 24,491 D
Common Stock 01/16/2026 M 2,838 A (1) 27,329 D
Common Stock 01/16/2026 F(2) 475 D $84.85 26,854 D
Common Stock 01/16/2026 F(2) 1,663 D $84.85 25,191 D
Common Stock 5(3) I By daughter
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 01/16/2026 M 858 (4) (4) Common Stock 858 $0.00 32,621 D
Restricted Stock Units (1) 01/16/2026 M 2,838 (5) (5) Common Stock 2,838 $0.00 62,443 D
Explanation of Responses:
1. Restricted stock units (RSUs) convert into common stock on a one-for-one basis.
2. Shares withheld to satisfy tax liability upon vesting of RSUs on January 16, 2026.
3. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
4. The reporting person was granted 41,205 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
5. The reporting person was granted 136,239 RSUs on November 1, 2023. The vesting schedule is as follows: 3/48 of the total RSUs vest on February 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
Remarks:
/s/ Carolyn Mo by Power of Attorney for Prashanth Mahendra-Rajah 01/21/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Uber (UBER) CFO Prashanth Mahendra-Rajah report?

The CFO reported RSU vesting and related tax share withholdings on January 16, 2026. RSUs covering 858 and 2,838 shares converted into common stock, and 475 and 1,663 common shares were withheld to satisfy tax obligations.

How many Uber (UBER) shares does the CFO directly own after these Form 4 transactions?

Following the reported transactions, Prashanth Mahendra-Rajah directly owned 25,191 shares of Uber Technologies, Inc. common stock.

What RSU balances remain for the Uber (UBER) CFO after the January 16, 2026 vesting?

After the vesting, the CFO reported 32,621 RSUs remaining from a 41,205-unit grant dated March 3, 2025 and 62,443 RSUs remaining from a 136,239-unit grant dated November 1, 2023, each payable in cash or common stock at the issuer’s election upon vesting.

Were any of the Uber (UBER) CFO’s shares sold in the open market?

The filing shows dispositions coded as F, which are shares withheld to satisfy tax liabilities upon RSU vesting at $84.85 per share, rather than open-market sales.

What indirect Uber (UBER) holdings are associated with the CFO, and does he claim beneficial ownership?

The report lists 5 common shares held indirectly by his daughter. The CFO explicitly disclaims beneficial ownership of these securities.

How do the Uber (UBER) CFO’s RSU grants vest over time?

For the March 3, 2025 grant of 41,205 RSUs, 1/48 vests on April 16, 2025 and 1/48 each month thereafter. For the November 1, 2023 grant of 136,239 RSUs, 3/48 vests on February 16, 2024 and 1/48 each month thereafter, with vested RSUs payable in cash or common stock at Uber’s election.