STOCK TITAN

Uber (NYSE: UBER) CLO logs RSU vesting and 3,125-share sale

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Uber Technologies, Inc. reported an insider transaction for Chief Legal Officer and Corporate Secretary Tony West. On January 16, 2026, several tranches of restricted stock units (RSUs) converted into common stock on a one-for-one basis, with 1,282, 1,494, 2,910 and 3,073 RSUs exercised at an effective price of $0.00 per share. To cover tax obligations from these vestings, the company withheld 636, 741, 1,443 and 1,653 shares at a price of $84.85 per share.

On January 20, 2026, West sold 3,125 shares of Uber common stock at $83.50 per share in an open market transaction made under his existing Rule 10b5-1 trading plan adopted on May 27, 2025. Following these transactions, he directly owns 176,584 shares of Uber common stock, along with remaining RSU awards scheduled to vest over time.

Positive

  • None.

Negative

  • None.
Insider West Tony
Role See Remarks
Sold 3,125 shs ($261K)
Type Security Shares Price Value
Sale Common Stock 3,125 $83.50 $261K
Exercise Restricted Stock Units 1,282 $0.00 --
Exercise Restricted Stock Units 1,494 $0.00 --
Exercise Restricted Stock Units 2,910 $0.00 --
Exercise Restricted Stock Units 3,073 $0.00 --
Exercise Common Stock 1,282 $0.00 --
Exercise Common Stock 1,494 $0.00 --
Exercise Common Stock 2,910 $0.00 --
Exercise Common Stock 3,073 $0.00 --
Tax Withholding Common Stock 636 $84.85 $54K
Tax Withholding Common Stock 741 $84.85 $63K
Tax Withholding Common Stock 1,443 $84.85 $122K
Tax Withholding Common Stock 1,653 $84.85 $140K
Holdings After Transaction: Common Stock — 176,584 shares (Direct); Restricted Stock Units — 48,714 shares (Direct)
Footnotes (1)
  1. Restricted stock units (RSUs) convert into common stock on a one-for-one basis. Shares withheld to satisfy tax liability upon vesting of RSUs on January 16, 2026. This transaction was made pursuant to Mr. West's existing Rule 10b5-1 plan, adopted on May 27, 2025. The reporting person was granted 61,533 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. The reporting person was granted 71,674 RSUs on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. The reporting person was granted 139,697 RSUs on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. The reporting person was granted 147,492 RSUs on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
West Tony

(Last) (First) (Middle)
1725 3RD STREET

(Street)
SAN FRANCISCO CA 94158

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Uber Technologies, Inc [ UBER ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
See Remarks
3. Date of Earliest Transaction (Month/Day/Year)
01/16/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/16/2026 M 1,282 A (1) 176,705 D
Common Stock 01/16/2026 M 1,494 A (1) 178,199 D
Common Stock 01/16/2026 M 2,910 A (1) 181,109 D
Common Stock 01/16/2026 M 3,073 A (1) 184,182 D
Common Stock 01/16/2026 F(2) 636 D $84.85 183,546 D
Common Stock 01/16/2026 F(2) 741 D $84.85 182,805 D
Common Stock 01/16/2026 F(2) 1,443 D $84.85 181,362 D
Common Stock 01/16/2026 F(2) 1,653 D $84.85 179,709 D
Common Stock 01/20/2026 S(3) 3,125 D $83.5 176,584 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 01/16/2026 M 1,282 (4) (4) Common Stock 1,282 $0.00 48,714 D
Restricted Stock Units (1) 01/16/2026 M 1,494 (5) (5) Common Stock 1,494 $0.00 38,823 D
Restricted Stock Units (1) 01/16/2026 M 2,910 (6) (6) Common Stock 2,910 $0.00 40,745 D
Restricted Stock Units (1) 01/16/2026 M 3,073 (7) (7) Common Stock 3,073 $0.00 6,145 D
Explanation of Responses:
1. Restricted stock units (RSUs) convert into common stock on a one-for-one basis.
2. Shares withheld to satisfy tax liability upon vesting of RSUs on January 16, 2026.
3. This transaction was made pursuant to Mr. West's existing Rule 10b5-1 plan, adopted on May 27, 2025.
4. The reporting person was granted 61,533 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
5. The reporting person was granted 71,674 RSUs on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
6. The reporting person was granted 139,697 RSUs on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
7. The reporting person was granted 147,492 RSUs on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
Remarks:
Chief Legal Officer and Corporate Secretary
/s/ Carolyn Mo by Power of Attorney for Tony West 01/21/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider activity did Uber (UBER) report for Tony West?

The filing shows that Uber Chief Legal Officer Tony West had multiple restricted stock units vest and convert into common stock on January 16, 2026, and later sold shares on January 20, 2026 under a Rule 10b5-1 trading plan.

How many Uber (UBER) shares did Tony West sell and at what price?

Tony West sold 3,125 shares of Uber common stock on January 20, 2026 at a price of $83.50 per share in a transaction reported with code S.

Were Tony West’s Uber (UBER) share sales part of a Rule 10b5-1 plan?

Yes. The sale of 3,125 shares on January 20, 2026 was made pursuant to Mr. West’s existing Rule 10b5-1 plan, which was adopted on May 27, 2025.

How many Uber (UBER) shares does Tony West own after these transactions?

After the reported transactions, Tony West directly owns 176,584 shares of Uber common stock, according to the Form 4.

What happened to Tony West’s RSUs in this Uber (UBER) Form 4?

On January 16, 2026, several RSU grants partially vested and converted into common stock on a one-for-one basis, with corresponding entries showing reduced RSU balances and increased common stock holdings.

Why were some Uber (UBER) shares withheld from Tony West on January 16, 2026?

The filing notes that shares labeled with transaction code F were withheld to satisfy tax liability upon vesting of RSUs on January 16, 2026, at a price of $84.85 per share.

What is Tony West’s role at Uber (UBER) mentioned in the Form 4?

The remarks identify Tony West as Uber’s Chief Legal Officer and Corporate Secretary, and he is listed as an officer of the issuer.

Uber Technologies

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146.06B
2.03B
Software - Application
Services-business Services, Nec
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United States
SAN FRANCISCO