STOCK TITAN

TSMC (NYSE: TSM) VP adds ESPP shares in small insider purchase

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD VP Lu Lee-Chung reported a small share purchase and updated holdings. On June 5, 2026, an administrator for the company’s Employee Stock Purchase Plan bought 52 Common Shares (2330.TW) on his behalf at $76.01 per share, under predetermined plan terms.

Following this transaction, he holds 6,333 shares indirectly via the ESPP trust, 7,036 shares indirectly via an LTI trust, 15,000 shares indirectly through a spouse, and 276,716 shares directly. The filing shows no derivative positions and reflects a routine, compensation-linked purchase rather than a large discretionary trade.

Positive

  • None.

Negative

  • None.
Insider Lu Lee-Chung
Role VP
Bought 52 shs ($4K)
Type Security Shares Price Value
Purchase Common Shares (2330.TW) 52 $76.01 $4K
holding Common Shares (2330.TW) -- -- --
holding Common Shares (2330.TW) -- -- --
holding Common Shares (2330.TW) -- -- --
Holdings After Transaction: Common Shares (2330.TW) — 6,333 shares (Indirect, By ESPP Trust); Common Shares (2330.TW) — 276,716 shares (Direct, null)
Footnotes (1)
  1. Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer. The price was translated from the average purchase price of NT$2,392.5207 in New Taiwan dollars, at the rate of NT$31.475 to US$1. Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP"). Represents Common Shares purchased by a trust with cash received under the issuer's Long-Term Incentive ("LTI") Bonus Plan, over which the filer has obtained investment control.
Shares purchased 52 shares Common Shares (2330.TW) bought on June 5, 2026
Purchase price $76.01 per share Average price for 52 Common Shares (2330.TW)
Indirect ESPP holdings 6,333 shares Held indirectly via ESPP trust after transaction
Indirect LTI trust holdings 7,036 shares Held indirectly via LTI Bonus Plan trust
Spousal indirect holdings 15,000 shares Held indirectly through spouse
Direct holdings 276,716 shares Common Shares (2330.TW) held directly
Employee Stock Purchase Plan financial
"Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer"
An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.
ESPP financial
"Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP")."
An Employee Stock Purchase Plan (ESPP) is a company program that lets employees buy the company’s shares at a reduced price, usually by setting aside a small portion of their pay over time. It matters to investors because it encourages employees to own part of the business—like giving staff a discounted membership— which can boost commitment and performance, while also potentially increasing the number of shares available and affecting shareholder value.
Long-Term Incentive ("LTI") Bonus Plan financial
"Represents Common Shares purchased by a trust with cash received under the issuer's Long-Term Incentive ("LTI") Bonus Plan"
indirect ownership financial
"direct_or_indirect: "I", nature_of_ownership: "By Spouse" and "By LTI Trust""
Common Shares (2330.TW) financial
"security_title: "Common Shares (2330.TW)" for all reported holdings"
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lu Lee-Chung

(Last)(First)(Middle)
NO. 8, LI-HSIN ROAD 6
HSINCHU SCIENCE PARK

(Street)
HSINCHUTAIWAN300096

(City)(State)(Zip)

TAIWAN

(Country)
2. Issuer Name and Ticker or Trading Symbol
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD [ TSM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
VP
2a. Foreign Trading Symbol
[2330.TW]
3. Date of Earliest Transaction (Month/Day/Year)
06/05/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares (2330.TW)276,716D
Common Shares (2330.TW)06/05/2026(1)PV52A$76.01(2)6,333(3)IBy ESPP Trust
Common Shares (2330.TW)7,036(4)IBy LTI Trust
Common Shares (2330.TW)15,000IBy Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer.
2. The price was translated from the average purchase price of NT$2,392.5207 in New Taiwan dollars, at the rate of NT$31.475 to US$1.
3. Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP").
4. Represents Common Shares purchased by a trust with cash received under the issuer's Long-Term Incentive ("LTI") Bonus Plan, over which the filer has obtained investment control.
Remarks:
/s/ Shu-Hua Fang, as attorney-in-fact06/09/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did TSM VP Lu Lee-Chung report in this Form 4 filing?

He reported a small share purchase through Taiwan Semiconductor’s Employee Stock Purchase Plan. An ESPP administrator bought 52 Common Shares (2330.TW) on his behalf at $76.01 per share, and the filing updates his direct and indirect ownership totals.

How many Taiwan Semiconductor (TSM) shares did the VP buy and at what price?

The VP’s Form 4 shows a purchase of 52 Common Shares (2330.TW) at $76.01 per share. The shares were acquired by the ESPP administrator under predetermined plan terms, rather than a large discretionary open-market trade.

What are Lu Lee-Chung’s total indirect holdings in TSM after this transaction?

After the reported activity, he holds 6,333 shares indirectly via the ESPP trust, 7,036 shares indirectly through an LTI trust, and 15,000 shares indirectly via his spouse. These positions are in addition to his separate direct holdings in Taiwan Semiconductor shares.

How many Taiwan Semiconductor (TSM) shares does the VP hold directly?

The Form 4 indicates direct ownership of 276,716 Common Shares (2330.TW). This direct stake sits alongside several indirect holdings through an ESPP trust, an LTI trust, and his spouse, giving a fuller picture of his overall exposure to Taiwan Semiconductor stock.

Was the TSM share purchase by the VP part of a compensation plan?

Yes. Footnotes state the 52 shares were bought by the Employee Stock Purchase Plan administrator under terms predetermined by the issuer. Additional shares are held under the company’s Long-Term Incentive Bonus Plan, highlighting that much of his ownership is compensation-linked.

Does the Form 4 show any Taiwan Semiconductor derivative positions for the VP?

No. The derivative section of the filing is empty, and the derivativeSummary shows zero derivative transactions or remaining derivative holdings. The reported positions consist solely of Common Shares (2330.TW), held directly and through various indirect arrangements.