Welcome to our dedicated page for TROOPS SEC filings (Ticker: TROO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The TROOPS, Inc. (TROO) SEC filings page provides access to the company’s regulatory disclosures as a foreign private issuer incorporated in the Cayman Islands and listed on Nasdaq. TROOPS, Inc. files annual reports on Form 20-F and furnishes current reports on Form 6-K to update investors on corporate actions, financial results, legal matters and material agreements.
In its Form 6-K submissions, the company reports on topics such as unaudited interim financial and operating results, appointment of auditors, election of directors at annual shareholder meetings, and entry into material definitive agreements. Examples include agreements by its wholly owned subsidiary Giant Connection Limited to acquire interests in HK Golden, Inc., which operates HKGolden.com, and in Blue Pool Ventures Limited, which runs an insurance brokerage business through Mass Fidelity Asset Management Limited. Filings also describe letters of intent and sale and purchase agreements connected to the company’s broader lending, property, financial technology, advisory and insurance-related activities.
Legal and regulatory developments are another key focus of TROOPS, Inc. filings. The company has used Form 6-K to disclose details of legal proceedings in Hong Kong under action no. HCA 938/2022, including injunctions, a judgment imposing joint and several liability on TROOPS, Inc. and certain subsidiaries, and subsequent steps such as a notice of appeal and applications for stays of execution. Additional filings discuss a winding up petition in the Cayman Islands based on that judgment and provide updates on the status of the petition. Nasdaq listing matters, including notices of bid price deficiency and later confirmation of regained compliance with Nasdaq Listing Rule 5550(a)(2), are also documented.
On this page, investors can review TROO Form 6-K reports and other SEC documents and use AI-powered summaries to understand the significance of each filing. These tools can help clarify how TROOPS, Inc. describes its business mix, records its financial performance, reports on legal risks and documents corporate governance decisions over time.
TROOPS, Inc. reports developments in significant Hong Kong and Cayman Islands legal proceedings tied to an earlier High Court judgment. A creditor’s winding-up petition in the Cayman Islands has had its hearing adjourned until after a Hong Kong application to stay execution of that judgment is decided.
The Hong Kong Court of First Instance has scheduled a hearing on the stay application for May 8, 2026, and a directions hearing on consequential matters for August 20, 2026. The Hong Kong Court of Appeal has reserved February 24–26, 2027 to hear the company’s appeal of the underlying judgment, underscoring a multi-year legal process with potentially important consequences for the business.
TROOPS, Inc. reports an amendment to its existing lock-up agreement with major shareholder Wang & Lee Holdings, Inc.. The original 2025 deal involved issuing 14,050,000 ordinary shares at US$0.90 per share, followed by a 2025 repurchase of 4,400,000 shares at the same price.
The March 27, 2026 amendment changes how the ten-year lock-up works. If TROOPS gives written consent for the shareholder to transfer specific lock-up shares, those shares are freed from all lock-up restrictions and are no longer subject to the company’s repurchase option. All other terms of the agreement remain in force.
TROOPS, Inc. filed a report explaining that its board dismissed Audit Alliance LLP as its independent registered public accounting firm effective January 19, 2026, and appointed AssentSure PAC to audit the financial statements for the year ended December 31, 2025.
The company states that Audit Alliance’s reports for the years ended December 31, 2024, 2023 and 2022 contained no adverse opinions, disclaimers, or qualifications, and that there were no disagreements or reportable events under Regulation S-K during that period. Audit Alliance provided a letter to the SEC confirming its agreement with the statements about it in the report. The filing also includes standard forward‑looking statement cautions about business risks and future performance.
TROOPS, Inc., through its subsidiary Giant Connection Limited, has reversed its earlier purchase of a 49% stake in Blue Pool Ventures Limited. Giant Connection originally bought the Blue Pool shares from Digital Insura, Inc. for HK$11,833,500, with an additional put option over the remaining 51%. To speed up regulatory review of Blue Pool’s insurance brokerage operations, Giant Connection agreed on December 24, 2025 to sell the 49% interest back to Digital Insura for HK$11,833,500, this time settled by a promissory note. If, within three years of completion and following a successful appeal in case HCA938/2022, and if the note has not been exercised, Digital Insura undertakes to transfer the Blue Pool shares back to Giant Connection at Giant Connection’s cost, and the note will be cancelled.
TROOPS, Inc. reported the results of its Annual Meeting of Shareholders held on December 9, 2025. Shareholders ratified Audit Alliance LLP as auditor for the fiscal year ending December 31, 2025, with 75,113,885 shares voting for, 2,409 against and 346 abstaining, and authorized the board to fix the auditor’s remuneration.
Investors also elected directors Jason Che Wai Au, Yong Li Huang, Wood Shing Kei Sze, Dominic Wang Tai Li and Rui Wu under the company’s Articles of Association. For example, Rui Wu received 75,113,501 shares voting for, 2,826 against and 313 abstaining, indicating strong support for the company’s leadership and governance structure.
TROOPS, Inc. (TROO) submitted a Form 6-K furnishing materials for its annual shareholder meeting. The filing lists two exhibits: a Notice of TROOPS, Inc.’s 2025 Annual General Meeting of Shareholders and a Proxy Card, providing shareholders with the official meeting notice and voting instrument.
The report states it is incorporated by reference into the company’s Form F-3 (File No. 333-176437). The submission was authorized by Damian Thurnheer, President and Chief Executive Officer. This is an administrative disclosure supporting the upcoming annual meeting, not an earnings update or a financing transaction.
TROOPS, Inc. completed a minority acquisition via subsidiary Giant Connection Limited, purchasing 19.9% of HK Golden, Inc. for HK$70,000,000. The agreement required several bank transfers to the Vendor’s designated account, with the final payment due by the Target Completion Date.
Completion occurred on October 31, 2025. HK Golden and its subsidiaries provide digital marketing services and operate HKGOLDEN.com, an online social forum and networking platform in Hong Kong. The transaction gives TROOPS, Inc. exposure to Hong Kong’s digital media and community platform sector through a non‑controlling stake.
TROOPS, Inc. filed a Form 6-K as a foreign private issuer, furnishing unaudited financial and operating results for the six months ended June 30, 2025. The submission also includes unaudited condensed consolidated financial statements for that period and for the six months ended June 30, 2024, and is incorporated by reference into the company’s existing Form F-3 shelf registration.
TROOPS, Inc. disclosed that it and certain subsidiaries have been held jointly and severally liable for two monetary awards in Hong Kong dollars. One judgment requires payment of 163,400,000 Hong Kong Dollars shared among the company, SGOCO International (HK) Limited and other defendants. A separate judgment requires payment of 241,400,000 Hong Kong Dollars shared among the company, SGOCO International (HK) Limited and other defendants. The disclosure lists the company president and CEO as the reporting signatory. The filing does not provide details on the underlying claims, timing for payment, currency conversions, or whether appeals or payment arrangements are in place.
TROOPS, Inc., through its wholly owned subsidiary Giant Connection Limited, agreed to acquire 2,835,750 ordinary shares of HK Golden, Inc., representing 19.9% of HK Golden’s issued and outstanding shares. HK Golden, Inc. and its subsidiaries provide digital marketing services and operate HKGolden.com, an online social forum and networking platform in Hong Kong.
The purchase price is an aggregate HK$70,000,000, payable via several bank transfers to the vendor, CORE EXPERT INVESTMENT LIMITED, with the final payment to be made on or before the agreed target completion date. The target completion date for this share purchase is November 30, 2025.