Welcome to our dedicated page for Trinity Capital SEC filings (Ticker: TRIN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Trinity Capital Inc. (Nasdaq: TRIN) files a range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations as an international alternative asset manager focused on private credit. On this TRIN SEC filings page, Stock Titan surfaces these regulatory reports alongside AI-powered summaries to help investors interpret the information more efficiently.
Trinity Capital’s core SEC filings include annual reports on Form 10-K and quarterly reports on Form 10-Q, which describe its business model, lending verticals, portfolio composition, risk management practices, and financial results. These reports discuss secured loans, equipment financings, warrant and equity investments, dividend policies tied to regulated investment company status, and the company’s capital resources, including credit facilities and unsecured notes.
Current reports on Form 8-K highlight specific material events. For example, Trinity Capital has filed 8-Ks announcing quarterly financial results, disseminating earnings presentations, and disclosing new financing arrangements such as a secured term loan facility entered into by a wholly owned subsidiary with KeyBank National Association. Such filings outline key terms, collateral, covenants, and potential events of default associated with these obligations.
Investors can also review registration statements and prospectus supplements related to Trinity Capital’s at-the-market equity and debt offering programs, as well as information on its unsecured notes. Together, these filings provide a view of how the company raises and deploys capital, manages leverage, and supports its portfolio of growth-oriented borrowers.
Stock Titan enhances this data by delivering real-time updates from EDGAR and AI-generated explanations of lengthy documents such as 10-Ks, 10-Qs, and 8-Ks. Users can quickly identify key sections on portfolio performance, credit quality, liquidity, and dividend policy, and can also access insider and related-party disclosures where applicable. This makes the TRIN filings page a practical starting point for analyzing Trinity Capital’s regulatory history and financial reporting.
Trinity Capital Inc. Chief Operating Officer Gerald Harder reported compensation-related stock transactions. On March 13, 2026, he received 104,022 shares of Common Stock as a restricted stock award under the 2019 Long Term Incentive Plan. The award vests 25% on March 15, 2027, with the remaining 75% vesting pro rata over the twelve full calendar quarters immediately after that date, subject to continued employment. On the same date, 10,928 shares were withheld at $14.42 per share to satisfy tax obligations tied to vesting, a non-market disposition. Following these events, he directly holds 225,262 shares, and 150,962 shares are held indirectly through the Harder Family Living Trust.
Trinity Capital Inc. director Ronald E. Estes reported an open-market purchase of 800 shares of Common Stock at a price of $14.1600 per share. Following this transaction, he directly owns 40,443.2100 shares, which include 3,443 restricted shares that are scheduled to vest in full on the earlier of June 12, 2026 or the date immediately preceding the next annual meeting of stockholders.
In addition to his direct holdings, Estes is reported as indirectly owning 10,172.0000 shares of Common Stock through The Estes Revocable Trust, dated January 12, 1990.
Trinity Capital Inc. general counsel Sarah Stanton reported compensation-related stock movements, not open‑market trading. On March 13, 2026, 6,370 shares of Common Stock were withheld at $14.42 per share to satisfy her tax obligations on vesting restricted stock.
That same day she received a grant of 55,478 shares of restricted stock under Trinity Capital’s 2019 Long Term Incentive Plan, with 135,738 shares then held directly. The award vests 25% on March 15, 2027, with the remaining 75% vesting pro rata over the following twelve full calendar quarters, contingent on continued employment.
Stanton also reports 51,639 shares of Common Stock held indirectly through the Heilman Stanton Family Trust, reflecting a transfer from her individually owned shares.
Trinity Capital CEO Kyle Steven Brown reported multiple stock transactions. On March 16, 2026, he made an open-market purchase of 3,532.32 shares of Common Stock at $14.16 per share, bringing his directly held stake to 620,708.51 shares.
On March 13, 2026, he received 256,588 shares of restricted Common Stock under the 2019 Long Term Incentive Plan. According to the award terms, 25% vests on March 15, 2027, and the remaining 75% vests pro rata over the twelve full calendar quarters that follow, subject to his continued employment. Also on March 13, 16,187 shares were withheld to cover his tax obligations upon vesting, a non-market disposition. The filing also shows additional indirect holdings through a family trust and his spouse.
Trinity Capital Inc. CFO and Treasurer Michael Testa reported routine equity compensation activity. On March 13, 2026, he received a grant of 52,011 shares of common stock as a restricted stock award under the company’s 2019 Long Term Incentive Plan.
On the same date, 4,799 shares were withheld to satisfy his tax obligations arising from the vesting of previously granted restricted shares. Following these transactions, he directly holds 143,766 shares of Trinity Capital common stock. The new award vests 25% on March 15, 2027, with the remaining 75% vesting pro rata over the twelve full calendar quarters after that date, subject to continued employment.
Trinity Capital Inc. Chief Credit Officer Ronald Kundich reported routine equity compensation activity. On March 13, 2026, 6,826 shares of common stock were withheld at $14.42 per share to cover tax obligations tied to vesting of restricted stock. The same day, he received a grant of 45,076 restricted shares under the 2019 Long Term Incentive Plan, which vest 25% on March 15, 2027 and the remaining 75% pro rata over the following twelve full calendar quarters, subject to continued employment. After these transactions, he directly holds 247,359 common shares.
Trinity Capital Inc. Executive Chairman Steve Louis Brown reported two recent stock transactions. On March 12, 2026, a family trust associated with him bought 27,109 shares of common stock in the open market at $14.75 per share, increasing his indirect holdings to 940,745 shares. On March 13, 2026, 31,101 directly held shares were withheld at $14.42 per share to cover his tax obligations related to restricted shares that vested on December 15, 2025, leaving 376,307 direct shares. This tax-withholding disposition was not an open-market sale and is described as exempt from Section 16(b) under Rule 16b-3.
Trinity Capital Inc. Executive Chairman Steve Louis Brown reported open-market purchases of the company’s common stock. He bought 1,585 shares directly and 518 shares through The Steven and Patricia Brown Family Trust, both at $14.82 per share, for a total of 2,103 shares. Following these transactions, he holds 407,408 shares directly and 913,636 shares indirectly through the family trust.
Trinity Capital Inc. director Ronald E. Estes reported open-market purchases of the company’s common stock. He bought 105 shares at $14.80 per share on March 9, 2026 and 500 shares at $14.75 per share on March 11, 2026. After these transactions, he directly holds 39,643.209 common shares and also has 10,172 shares held indirectly through The Estes Revocable Trust. The direct holdings include 3,443 restricted shares scheduled to vest on the earlier of June 12, 2026 or the date immediately preceding the next annual meeting of stockholders.
Trinity Capital Inc. director and CEO Kyle Steven Brown purchased 3,333 shares of common stock in an open-market transaction at $14.9000 per share, bringing his directly held stake to 376,775.189 shares. He also reports indirect ownership of 662,407 shares through The Kyle and Amy Brown Family Trust and 12,908.534 shares held by his spouse. The filing further corrects a prior Form 4 that understated direct holdings by 60,983 shares and overstated trust holdings by 99,663 shares.