Welcome to our dedicated page for TRIO PETROLEUM SEC filings (Ticker: TPET), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Trio Petroleum Corp. (NYSE American: TPET) files a range of reports and current reports with the U.S. Securities and Exchange Commission that document its oil and gas activities, financing arrangements, and corporate actions. As an oil and gas exploration and development company with projects in California, Utah, Saskatchewan, and Alberta, its SEC filings provide detailed information on material agreements, asset acquisitions, capital structure changes, and governance decisions.
On this page, you can review Trio’s Form 8-K current reports, which the company uses to disclose material events such as asset purchase agreements for heavy oil and conventional oil properties in Canada, letters of intent and options related to heavy-oil and tar-sand projects in Utah, and transactions involving working interests in California oilfields. These filings typically describe the terms of asset purchases, including consideration paid in cash and restricted common stock, assumed liabilities, operator arrangements, and any related registration rights agreements.
Trio’s filings also outline its financing activities. Recent 8-Ks discuss unsecured convertible promissory notes issued to institutional investors, including principal amounts, conversion prices, maturity dates, and related registration rights agreements. Other filings describe the retirement of senior secured convertible notes and the termination of associated security interests, as well as an At Market Issuance Sales Agreement that allows the company to sell common stock from time to time under an effective shelf registration statement.
In addition, SEC reports cover corporate matters such as amendments to the company’s certificate of incorporation, changes to its 2022 Equity Incentive Plan, stockholder meeting results, and compensation arrangements for executives and consultants. Through these filings, investors can track how Trio structures its acquisitions, manages its capital, and implements governance decisions as it develops oil and gas assets in the United States and Canada.
Trio Petroleum Corp outlines a series of amendments to its at-the-market equity program, which now allows additional sales of up to $1,282,000 of common stock under its existing shelf registration.
After Amendment No. 9, the maximum aggregate offering amount is $24,208,000, including $22,925,309 from 25,603,230 shares previously sold. The company continues to use Ladenburg Thalmann & Co. Inc. as sales agent, and files a legal opinion and related exhibits to support the remaining “Placement Shares.”
Trio Corp files Amendment No. 9 to its prospectus supplement to update an at-the-market offering capacity of up to $1,282,000 of common stock. This amendment follows prior ATM amendments and reduces the remaining capacity under the existing ATM program after prior sales.
The company states it previously sold $22,925,309 of common stock under the ATM Agreement and that it has sold 25,603,230 shares pursuant to General Instruction I.B.6 in the past 12 months. The filing reports a public float of $72,622,239 based on 37,242,174 shares held by non-affiliates as of April 9, 2026, using a closing price of $1.95 per share on March 3, 2026. The last reported sale price on NYSE American was $0.608 per share on April 8, 2026. Sales will be made through Ladenburg Thalmann under the ATM Agreement; cash-flow treatment follows standard ATM proceeds to the issuer.
Trio Petroleum Corp Chief Executive Officer Robin A. Ross sold 25,000 shares of common stock on April 8, 2026 in an open-market transaction at an average price of $0.5424 per share. According to the footnotes, the sale’s purpose was to cover taxes related to restricted stock issued to him in 2025. After this sale, Ross directly holds 662,500 shares of Trio Petroleum common stock.
Trio Corp amends its at-the-market prospectus supplement to reset remaining ATM capacity to $1,060,000. The company previously sold $21,865,453 of common stock under the ATM program. The filing states a public float of $68,777,013 based on 35,270,263 shares held by non-affiliates as of April 8, 2026 (using a closing price of $1.95 on March 3, 2026), and reports 23,631,319 shares sold for $21,865,453 in the prior 12-month period.
Trio Petroleum Corp reports a series of updates to its at-the-market common stock offering under an existing sales agreement with Ladenburg Thalmann & Co. Inc. The latest change, Amendment No. 8, leaves $1,060,000 of common stock available for sale as placement shares.
Through Amendments No. 1 through No. 8, filed between March 3 and April 8, 2026, the company increased the maximum aggregate offering amount to $22,926,000. It has previously sold common stock with an aggregate sales price of $21,865,453, representing 23,631,319 shares, under the prospectus supplement, as amended.
Trio Petroleum Corp filed a current report describing updates to its at-the-market equity offering under an existing Sales Agreement with Ladenburg Thalmann. Through a series of prospectus supplement amendments under its Form S-3 shelf, the company has progressively increased the total capacity of this program.
Following Amendment No. 7, Trio reports that shares of common stock with an aggregate offering price of $893,000 remain available for sale under the ATM. The current maximum aggregate offering amount is $21,866,000, which includes $20,972,479 in prior ATM sales covering 22,025,654 shares of common stock.
TRIO Corp filed Amendment No. 7 to its prospectus supplement to update its at‑the‑market (ATM) program. After prior ATM sales of $20,972,479, the company may now offer and sell up to $893,000 of common stock under the Amended ATM Prospectus Supplement through Ladenburg Thalmann.
The filing cites a public float of $65,597,216 based on 33,639,598 shares held by non‑affiliates as of April 7, 2026 and references General Instruction I.B.6 limiting sales to no more than one‑third of public float in any 12‑month period while public float is below $75,000,000.
Trio Petroleum Corp is asking stockholders to approve four proposals at its virtual May 21, 2026 annual meeting. Stockholders will vote on electing CEO Robin Ross as the sole Class III director, a reverse stock split of common stock at a ratio between 1-for-2 and 1-for-10 to help maintain NYSE American listing standards, and a major increase to the 2022 Equity Incentive Plan. The plan’s share reserve would rise from 2,952,383 to 6,452,383 shares of common stock, equal to 20% of the 32,377,399 shares outstanding as of March 26, 2026. Investors will also vote on ratifying Bush & Associates CPA LLC as independent auditor for the year ending October 31, 2026.
TRIO Corp amends its Amended ATM Prospectus Supplement to adjust the remaining capacity under its at-the-market sales program. The company originally had the ability to sell up to $20,028,000 of common stock and has sold $20,027,510 under that program. After this Amendment No. 6, TRIO may offer and sell additional shares having an aggregate offering price of up to $945,000 through Ladenburg Thalmann & Co., subject to General Instruction I.B.6 to Form S-3.
The filing states TRIO's public float is $62,917,721, based on 32,265,498 shares held by non-affiliates as of April 2, 2026 and a closing price of $1.95 per share on March 3, 2026. It also discloses that 20,651,554 shares were sold pursuant to General Instruction I.B.6 during the prior 12-month period for total proceeds of $20,027,510. Sales may occur on the NYSE American or otherwise as "at the market" transactions; the sales agent has no obligation to sell any specific amount.
Trio Petroleum Corp is updating its at-the-market common stock offering under its existing Form S-3 shelf. Following Amendment No. 6 to its prospectus supplement, the maximum aggregate offering amount is $20,973,000, and $945,000 of common stock remains available for sale through the sales agent.
The company previously sold shares of common stock with an aggregate sales price of $20,027,510, representing 20,651,554 shares, under the same at-the-market program. All other terms of the offering and the At Market Issuance Sales Agreement with Ladenburg Thalmann & Co. Inc. remain as previously described.