Welcome to our dedicated page for Turning Pt Brands SEC filings (Ticker: TPB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Turning Point Brands, Inc. (NYSE: TPB) SEC filings page provides direct access to the company’s official regulatory disclosures as filed with the U.S. Securities and Exchange Commission. As a Delaware-incorporated manufacturer, marketer and distributor of Other Tobacco Products and modern oral nicotine products, Turning Point Brands uses these filings to report its financial condition, segment performance and material corporate events.
Core periodic reports such as the Form 10-K annual report and Form 10-Q quarterly reports contain detailed information on Zig-Zag and Stoker’s segment results, Modern Oral net sales, gross profit, liquidity, debt structure and risk factors related to tobacco and nicotine regulation. Investors can review how the company presents non-GAAP measures like Adjusted EBITDA and Adjusted Net Income alongside GAAP results, with reconciliations included in the filings or attached exhibits.
Current reports on Form 8-K document significant events, including quarterly earnings releases, changes to at-the-market equity offering programs, and other corporate actions. For example, TPB has filed 8-Ks describing its second and third quarter results and amendments to its ATM prospectus supplement, as well as legal opinions related to additional common stock that may be sold under its shelf registration statement.
Users can also monitor Form 4 insider transaction reports, proxy statements on Schedule 14A and other specialized forms to understand executive and director share activity, governance matters and compensation policies. Real-time updates from EDGAR ensure that new filings appear promptly, while AI-powered summaries help explain complex documents, highlight key figures and clarify segment trends so readers can navigate lengthy reports more efficiently.
Whether you are researching TPB’s Modern Oral growth, its capital structure, or the regulatory environment for its tobacco and nicotine products, this filings page serves as a centralized resource for the company’s official SEC disclosures and AI-assisted analysis.
Turning Point Brands Inc — Schedule 13G/A amendment from The Vanguard Group. The filing states that, following an internal realignment effective January 12, 2026, certain Vanguard subsidiaries will report holdings separately and The Vanguard Group no longer is deemed to beneficially own those securities. The Schedule 13G/A reports 0 shares beneficially owned and 0% of the class. The filing lists the issuer address as 5201 Interchange Way, Louisville, KY, and is signed by Ashley Grim on 03/27/2026.
Purdy Graham reported acquisition or exercise transactions in this Form 4 filing.
Turning Point Brands, Inc. President and CEO Graham Purdy reported an equity compensation grant and an existing financing arrangement tied to company stock. On March 24, 2026, he received 8,638 restricted stock units, valued at $86.83 per unit, under the 2021 Equity Incentive Plan. After this award, his direct holdings total 265,983 shares and units, including 27,094 restricted stock units and 238,889 shares of common stock.
A footnote explains a previously entered financing transaction from December 8, 2025, in which Purdy received approximately $12.3 million secured by a pledge of up to 140,140 shares of common stock. Beginning on the December 10, 2026 maturity date, he must either repay the lender in cash or may deliver up to 140,140 shares at a price between $91.50 and $104.45 per share, based on the prevailing market price. He retains beneficial ownership, including dividend and voting rights, over the pledged shares.
Turning Point Brands, Inc. is asking stockholders to vote at its fully virtual 2026 annual meeting on May 4, 2026 at 5:00 p.m. EDT. Stockholders will elect directors, ratify KPMG LLP as independent auditor for the year ending December 31, 2026, and cast an advisory “say on pay” vote on named executive officer compensation.
The record date is March 12, 2026, when 19,340,722 common shares were outstanding, each with one vote. The Board highlights a majority-diverse slate by gender or race/ethnicity and maintains separate Executive Chairman and CEO roles with a Lead Independent Director. In 2025, CEO Graham Purdy received $750,000 in salary, a $750,000 bonus and $1,500,001 in stock awards, while other named officers received a mix of salary, cash bonuses and RSU/PRSU grants. The company reports that a previously identified material weakness in IT general controls was fully remediated as of December 31, 2025.
Turning Point Brands, Inc. senior vice president of finance and chief accounting officer Brian Wigginton reported multiple equity compensation transactions in the company’s common stock. On March 2, 2026, he acquired several blocks of common shares upon settlement of performance restricted units that had been granted between February 2021 and March 2025, after the compensation committee confirmed that the performance criteria were met on March 2, 2026.
The same day, shares of common stock were withheld at prices around $100.65 per share to cover tax obligations tied to vesting restricted stock units, and on January 2, 2026 an additional 199 shares were withheld at $110.24 per share for taxes. On March 3, 2026, he received a grant of 2,041 restricted stock units under the 2021 Equity Incentive Plan at a reference price of $107.57. Following these transactions, his direct holdings reported in Column 5 include 6,392 restricted stock units and 6,838 shares of common stock.
Turning Point Brands, Inc. director and President & CEO Graham Purdy reported multiple equity award settlements and related tax share withholdings. On March 2, 2026, performance-based restricted units from 2021–2025 vested and were settled in common stock, with individual grants covering 5,181, 667, 44,494, 6,787 and 2,559 shares at reference prices around $108.51 per share. On March 3, 2026, he also received a grant of 4,535 restricted stock units under the 2021 Equity Incentive Plan.
To cover tax liabilities tied to these equity awards, Purdy disposed of 25,686 and 8,290 shares on March 2, 2026 through transactions coded as tax-withholding dispositions at a weighted average price of about $99.28 per share, rather than open-market selling. A disclosed forward financing entered on December 8, 2025 provided approximately $12.3 million, secured by a pledge of up to 140,140 shares of common stock, with potential share delivery between $91.50 and $104.45 per share starting on the December 10, 2026 maturity date; Purdy retains dividend and voting rights on the pledged shares.
Turning Point Brands, Inc. senior vice president and general counsel Brittani Cushman reported multiple equity awards and related tax-share withholdings. On March 3, 2026, she acquired 2,181 shares of common stock as a grant under the company’s 2021 Equity Incentive Plan. On March 2, 2026, she reported several acquisitions of common stock tied to the settlement of performance restricted units that were originally granted between 2021 and 2025, after the board’s compensation committee determined the performance criteria were met on that date. She also reported dispositions of 6,057 and 1,192 shares of common stock withheld to pay taxes on these equity awards. The filing further notes outstanding options with various vesting schedules and an indirect holding of 406.806 common shares by her spouse, for which beneficial ownership is disclaimed.
Turning Point Brands, Inc. Chief Financial Officer Andrew Flynn reported a mix of equity awards and share sales in company common stock. On March 2, 2026, he acquired several blocks of shares via settlement of performance-based restricted stock units and a new grant of 2,721 restricted stock units under the 2021 Equity Incentive Plan, after the compensation committee determined performance criteria were met.
Also on March 2, shares were withheld to cover tax obligations related to these awards, with dispositions of 962 and 1,124 shares as tax-withholding transactions. On March 4, 2026, Flynn completed an open-market sale of 2,000 shares of common stock at a weighted average price of $97.57 per share, from multiple trades between $97.37 and $97.85. After these transactions, he directly held 9,443 shares of common stock, alongside additional restricted stock units.
Turning Point Brands Executive Chairman David Edward Glazek reported several equity transactions involving company stock. On March 2, 2026, common stock was issued upon settlement of performance restricted units granted in May 2023, March 2024, and March 2025 after the compensation committee determined the performance criteria were met. Shares were also withheld that day to cover taxes related to these performance restricted stock units. On March 3, 2026, he received a grant of 4,535 restricted stock units under the 2021 Equity Incentive Plan, bringing the total reported in Column 5 to 40,491 restricted stock units and 124,048 shares of common stock, including 60,364 shares deferred into the Company Non-Qualified Deferred Plan. A previously disclosed financing was revised on December 19, 2025, under which he receives a gross amount of approximately $7.0 million and continues to pledge up to 78,000 shares in a forward contract maturing on December 19, 2027, with a price range of $105.33 to $126.39 per share and a completion price of $110.87.
Turning Point Brands director Lawrence Wexler reported several equity-related transactions in company stock. On March 2, 2026, he acquired 8,369 and 927 shares of common stock at $108.51 per share, reflecting settlement of performance restricted units granted in February 2021 and March 2022 after the compensation committee determined the performance criteria were met.
Also on March 2, 3,393 shares were disposed of at a weighted-average price of $100.14 to cover tax obligations by delivering shares rather than cash. Earlier, on December 26, 2025, Wexler made a bona fide gift of 2,800 shares to a donor advised fund. Following these transactions, he reported direct ownership of 286,394 shares of common stock and 2,205 restricted stock units.
Turning Point Brands, Inc. provides an in‑depth overview of its 2025 business in this annual report, highlighting two core segments: Zig‑Zag rolling papers and accessories, and Stoker’s moist snuff and chewing tobacco. The company emphasizes asset‑light manufacturing, with about 75% of 2025 net sales from outsourced production, supporting strong free cash flow and relatively low capital spending.
Management reports exposure to growing cannabinoid consumption through Zig‑Zag accessories, while noting that tobacco products still represented roughly 62% of 2025 net sales. On January 2, 2025, the former Creative Distribution Solutions segment was contributed to a joint venture and is now treated as discontinued operations. As of June 30, 2025, non‑affiliate common stock held a market value of about $1.31 billion, and 19,141,208 voting common shares were outstanding as of February 23, 2026. The filing also details heavy investment—about $34.8 million to date—in FDA Premarket Tobacco Applications for a broad portfolio of noncombustible products, extensive long‑term supply and licensing arrangements for Zig‑Zag and Stoker’s, and a robust risk section covering regulation, competition, supply‑chain dependence, and shifting consumer preferences.