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THERIVA BIOLOGICS INC SEC Filings

TOVX NYSE

Welcome to our dedicated page for THERIVA BIOLOGICS SEC filings (Ticker: TOVX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Theriva Biologics, Inc. filings document a Nevada clinical-stage biotechnology issuer with common stock listed on the NYSE American under TOVX. The company’s Form 8-K reports furnish quarterly and annual financial results, Regulation FD clinical and regulatory updates for VCN-01, and material-event disclosures tied to its oncology development programs.

Theriva Biologics proxy statements cover stockholder meeting mechanics, governance matters and shareholder approval proposals related to warrant exercises and potential common-stock issuance under NYSE American rules. Other 8-K disclosures record material definitive agreements, including the SYN-020 license arrangement, alongside capital-structure, voting and corporate-update information relevant to the company’s development-stage business.

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Theriva Biologics, Inc. is requesting stockholder votes at its 2026 Annual Meeting on August 3, 2026 to elect four directors and approve several capital‑related proposals. Key items include an increase in the 2020 Stock Incentive Plan to 6,500,000 shares, an amendment to authorize up to 450,000,000 shares of Common Stock, and approval to issue up to 16,184,560 shares upon exercise of certain warrants.

The proxy materials state there were 45,892,668 shares outstanding as of June 23, 2026, the Record Date. The Board also asks ratification of BDO USA, P.C. as auditor and seeks authority to adjourn if additional solicitation is needed. Voting instructions, quorum rules, and director and compensation disclosures are included in the accompanying proxy statement.

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Theriva Biologics reported that results from its Phase 1 clinical trial of VCN-01 in metastatic, immunotherapy‑refractory Head & Neck Squamous Cell Carcinoma were published online in Clinical Cancer Research. Prolonged overall survival was observed in heavily pre-treated patients who received intravenous VCN-01 before the immune checkpoint inhibitor durvalumab.

The trial enrolled 20 adults: 6 received low-dose VCN-01 four hours before durvalumab, 8 received low-dose VCN-01 14 days before durvalumab, and 6 received high-dose VCN-01 14 days before durvalumab. Pharmacokinetic, biopsy, radiomic and transcriptomic data, plus increased PD-L1 positive T‑cells, supported the proposed stroma‑degrading and immune‑enhancing mechanism. The company also highlighted ongoing development of its VCN-01 platform and the need for additional funding to initiate the third cohort of an exploratory SYN‑004 trial.

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Theriva Biologics, Inc. reported that it could not convene its Special Meeting of Stockholders on June 5, 2026 because too few shares were present to form a quorum. The meeting had been called to seek stockholder approval for the issuance of up to 16,184,560 shares of common stock upon exercise of certain common stock purchase warrants issued under an October 16, 2025 inducement agreement.

The company plans to call a new stockholder meeting and will file and mail updated proxy materials with the meeting details. Under the inducement agreement, unless investors waive this requirement, Theriva must continue to call additional stockholder meetings every 60 days to seek the necessary approval until it is obtained or the warrants are no longer outstanding.

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Theriva Biologics, Inc. reported a first-quarter 2026 net loss attributable to common stockholders of $2.0 million, improving from $4.3 million a year earlier, on license revenue of $0.3 million from out-licensing SYN-020 to Rasayana Therapeutics.

Cash and cash equivalents were $14.4 million as of March 31 2026, with total assets of $38.2 million and an accumulated deficit of about $360.8 million. Net cash used in operating activities was $2.5 million for the quarter.

The company received $1.6 million from a Spanish R&D rebate program and raised about $2.3 million via at-the-market stock sales. Management discloses substantial doubt about the ability to continue as a going concern beyond the next 12 months without additional capital, despite cost reductions and an estimated cash runway into the first quarter of 2027.

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Theriva Biologics reported first quarter 2026 results and updated progress on its lead programs. The company aligned with the FDA on the major elements of a pivotal Phase 3 trial of VCN-01 in metastatic pancreatic ductal adenocarcinoma and plans a small dosing feasibility study in Spain in the second half of 2026.

VCN-01 is also being administered to retinoblastoma patients under a compassionate use program to inform a potential Phase 2/3 trial, with first patient enrollment targeted for December 2026 and rolling BLA submissions in 2029 if successful. For the quarter ended March 31, 2026, Theriva recorded $0.3 million in license revenue and a net loss of $2.0 million, improving from a $4.3 million loss a year earlier.

Research and development expenses fell sharply to $0.4 million as the VIRAGE Phase 2b PDAC trial wound down, while general and administrative expenses rose to $2.1 million on higher legal, investor relations, registration, and salary costs. Cash and cash equivalents were $14.4 million as of March 31, 2026, which the company states provides a cash runway into the first quarter of 2027.

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Theriva Biologics, Inc. is calling a special stockholder meeting on June 5, 2026 to seek approval to issue up to 16,184,560 shares of common stock upon exercise of previously issued common stock purchase warrants. These new shares would be exercisable at $0.54 per share under an inducement agreement with institutional investors.

If all new warrants are exercised for cash, Theriva could receive up to approximately $8.7 million in gross proceeds, but existing holders would be diluted as total shares outstanding increase. Stockholders will also vote on allowing adjournment of the meeting to solicit more votes if support for the warrant exercise proposal is initially insufficient.

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Theriva Biologics is seeking stockholder approval to issue up to 16,184,560 shares of Common Stock upon exercise of newly issued warrants. The Board says approval would permit up to approximately $8.7 million in gross cash proceeds if the New Warrants are exercised for cash at an initial exercise price of $0.54 per share. As of the Record Date, there were 45,892,668 shares outstanding. The New Warrants were issued on October 17, 2025, are exercisable only after stockholder approval, and expire on the fifth anniversary of the stockholder approval date. The Board also asks shareholders to approve an adjournment authority to reconvene if a quorum or sufficient votes are not obtained.

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Theriva Biologics announced that it will present new data and subgroup analyses from the VIRAGE Phase 2b trial of VCN-01 plus gemcitabine/nab-paclitaxel in newly diagnosed metastatic pancreatic cancer at the AACR 2026 Annual Meeting in San Diego.

The company says tumor response, biomarker, and subgroup results support an immune-mediated mode of action for VCN-01 and show improved outcomes in treated patients, including those with liver metastases. Theriva reports alignment with the FDA and EMA on a proposed pivotal Phase 3 trial in first-line metastatic pancreatic ductal adenocarcinoma and is planning a smaller study to test more frequent and extended VCN-01 dosing.

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Theriva Biologics, Inc. reported that its Special Meeting of Stockholders on April 9, 2026 could not be convened because too few shares were present to form a quorum. The meeting had been called to seek stockholder approval for warrant-related proposals.

The company will call a new stockholder meeting to again seek approval of a warrant exercise proposal and an adjournment proposal. Under an October 16, 2025 warrant inducement agreement, the company is seeking approval for the issuance of up to 16,184,560 shares of common stock upon exercise of certain new warrants, and must continue calling meetings every 60 days until approval is obtained or the warrants are no longer outstanding.

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Theriva Biologics reported that the U.S. FDA provided general agreement with its proposed design for a pivotal Phase 3 trial of lead candidate VCN-01 in metastatic pancreatic ductal adenocarcinoma (PDAC). The study will test VCN-01 plus gemcitabine/nab-paclitaxel versus chemotherapy plus placebo.

The Phase 3 plan closely follows the successful VIRAGE Phase 2 trial, where patients receiving two doses of VCN-01 with standard chemotherapy showed improved overall survival, progression-free survival, and duration of response compared to chemotherapy alone. The new trial is designed with repeat dosing and an adaptive design, including planned interim analyses.

FDA feedback, aligned with earlier EMA scientific advice, indicates that a single, high-quality, randomized, double-blind Phase 3 study could support a potential biologics license application for VCN-01 if results are positive. Theriva now aims to finalize the protocol and pursue development funding and partnership opportunities.

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FAQ

How many THERIVA BIOLOGICS (TOVX) SEC filings are available on StockTitan?

StockTitan tracks 56 SEC filings for THERIVA BIOLOGICS (TOVX), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for THERIVA BIOLOGICS (TOVX)?

The most recent SEC filing for THERIVA BIOLOGICS (TOVX) was filed on June 18, 2026.