Welcome to our dedicated page for Tompkins Financl SEC filings (Ticker: TMP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Tompkins Financial Corporation (NYSE American: TMP) SEC filings page provides access to the company’s official regulatory disclosures as a banking and financial services company headquartered in Ithaca, New York. Through these documents, investors can review how Tompkins Financial reports on its commercial banking operations, wealth management services under the Tompkins Financial Advisors brand, and capital and liquidity position.
Tompkins Financial files Annual Reports on Form 10-K and Quarterly Reports on Form 10-Q, which typically include detailed discussions of net interest income, net interest margin, loan and deposit trends, fee-based services revenues, noninterest expense, asset quality, capital ratios, and risk factors. These periodic reports also describe the company’s regional footprint in the Central, Western, and Hudson Valley regions of New York and the Southeastern region of Pennsylvania.
The company’s Current Reports on Form 8-K highlight material events, such as quarterly earnings announcements, dividend declarations, stock repurchase program authorizations, executive compensation arrangements, and significant transactions. For example, Tompkins Financial used Form 8-K to disclose the stock purchase agreement and completion of the sale of Tompkins Insurance Agencies, Inc. to an affiliate of Arthur J. Gallagher & Co., as well as to report changes to supplemental executive retirement plans for senior executives.
On this page, users can also review filings related to dividends and capital actions, including Board decisions on regular quarterly cash dividends and authorizations of share repurchase programs. In addition, SEC filings contain the "Safe Harbor" and risk factor references that explain the forward-looking nature of certain statements and direct readers to more detailed risk discussions in Forms 10-K and 10-Q.
Stock Titan enhances these filings with AI-powered summaries that help explain the key points in lengthy documents, highlight important changes from prior periods, and make it easier to locate information on earnings, capital, liquidity, and governance. Real-time updates from EDGAR, along with access to relevant Forms 4 and proxy materials when filed, allow investors to track Tompkins Financial’s regulatory reporting and corporate actions in one place.
Lee Angela B reported acquisition or exercise transactions in this Form 4 filing.
Tompkins Financial Corp director Angela B. Lee increased her direct holdings through stock-based board compensation. On April 6, 2026, she received 262 shares of Common Stock, elected in lieu of cash retainers under the company’s director retainer plan. After this grant, she directly holds 1,775 Common shares, reflecting routine non-cash compensation rather than an open-market purchase.
Tompkins Financial Corporation will hold its 2026 annual meeting of shareholders on May 19, 2026 at its Ithaca, New York headquarters. Shareholders of record at the close of business on March 20, 2026, when 14,414,482 common shares were outstanding, are entitled to vote.
Investors are asked to elect 11 directors for one-year terms, approve on an advisory basis executive compensation, and ratify KPMG LLP as independent auditor for 2026. The proxy details board committee structures, director independence, director pay, major institutional shareholders, and a pay-for-performance program that uses core earnings per share, revenue per share and pre-tax pre-provision net revenue per share, plus multi‑year equity awards tied to return on average equity.
Coletti Janet M. reported acquisition or exercise transactions in this Form 4 filing.
Tompkins Financial Corp director Janet M. Coletti reported receiving a grant of 24.347 phantom stock units as deferred compensation. Each phantom stock unit is economically equivalent to one share of common stock and was valued at $80.0904 per unit on the grant date.
The grant increased her phantom stock balance to 748.489 units, all held in a rabbi trust under the Amended and Restated Retainer Plan for Eligible Directors. She has no voting or investment power over the underlying shares until future distribution events defined by the plan.
Tompkins Financial Corp director Patricia A. Johnson increased her direct holding of common stock through fees taken in shares rather than cash. On this Form 4, she acquired 226 shares of "Common Stock Drip" at $80.0904 per share.
According to the footnote, these shares represent common stock she elected to receive in lieu of cash retainer fees under the Second Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its wholly owned subsidiaries. After this award, she directly holds a total of 6,778.637 shares.
Fessenden Daniel J. reported acquisition or exercise transactions in this Form 4 filing.
TOMPKINS FINANCIAL CORP director Daniel J. Fessenden reported receiving 155 shares of common stock at an indicated value of $80.0904 per share. These shares were elected in lieu of cash retainer fees under the company’s Second Amended and Restated Retainer Plan for Eligible Directors.
After this stock-based fee payment, Fessenden directly holds 1,717.5100 shares of Tompkins Financial common stock. This filing reflects routine director compensation through share grants rather than an open-market purchase or sale.
Eaton Helen reported acquisition or exercise transactions in this Form 4 filing.
Tompkins Financial Corp director Helen Eaton received a grant of phantom stock as deferred compensation. She was awarded 159.195 phantom stock units, each economically equivalent to one share of common stock, bringing her total phantom stock holdings to 2,915.484 units. These units are held in a rabbi trust, and she has no voting or investment power over the underlying shares until distribution under the director retainer plan.
Davidson Heidi M reported acquisition or exercise transactions in this Form 4 filing.
Tompkins Financial Corp director Heidi M. Davidson received additional phantom stock awards as deferred compensation. On the reported date, she was granted 159.195 and 111.437 phantom stock units, each economically equivalent to one share of common stock.
The phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors and is held in a rabbi trust. The director has no voting or investment power over the underlying shares until distribution events specified in the plan occur.
Catarisano Nancy E. reported acquisition or exercise transactions in this Form 4 filing.
Tompkins Financial Corp director Nancy E. Catarisano received phantom stock awards that increase her deferred compensation tied to the company’s common stock. She was granted 111.437 phantom stock units and 369.894 phantom stock units, each economically equivalent to one share of common stock at an indicated value of $80.0904 per unit.
After these awards, her reported phantom stock balances are 7,018.322 units and 6,906.885 units in the respective lines. The phantom stock represents deferred director fees held in a rabbi trust, and she has no voting or investment power over the underlying shares until distribution under the directors’ retainer plan.
Tompkins Financial Corp: Schedule 13G/A filing showing zero beneficial ownership by The Vanguard Group.
The filing states that, following an internal realignment on January 12, 2026, certain Vanguard subsidiaries now report separately under SEC Release No. 34-39538, and The Vanguard Group reports 0 shares and 0% beneficial ownership of Tompkins Financial Corp common stock.