Welcome to our dedicated page for Up Fintech Hldg SEC filings (Ticker: TIGR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The UP Fintech Holding Ltd (NASDAQ: TIGR) SEC filings page on Stock Titan brings together the company’s regulatory disclosures as a foreign private issuer. UP Fintech files annual reports on Form 20‑F and current reports on Form 6‑K under the Securities Exchange Act of 1934. These documents provide detail on its online brokerage operations, financial performance and risk factors as an investment banking and securities dealing business.
In its filings and furnished press releases, UP Fintech reports revenue components such as commissions, interest income, financing service fees and other revenues tied to IPO distribution, wealth management services, exchange revenue, investment banking and ESOP activities. Operating metrics disclosed alongside these figures include total account balances, margin financing and securities lending balances, trading volumes and the number of customers with deposits.
Filings also describe the structure of the Tiger Trade and TradeUP platforms, the company’s mobile‑first strategy, and its focus on global investors. Disclosures cover the breadth of services offered, including trade order placement and execution, margin financing, IPO subscription, ESOP management, investor education, community features and customer support. Additional information addresses wealth management and cash management products such as Tiger Vault, structured notes, and the role of the TradingFront TAMP and UponeShare ESOP business.
As a foreign issuer, UP Fintech uses Form 6‑K to furnish quarterly financial results and other material updates, such as unaudited earnings releases. Stock Titan enhances access to these filings by pairing them with AI‑powered summaries that highlight key revenue drivers, segment trends, balance sheet items and disclosures related to digital assets, licensing and subsidiaries like YAX Exchange. Investors can review 20‑F and 6‑K documents, along with any Form 4 insider transaction reports if filed, with AI assistance to interpret complex sections.
UP Fintech Holding Ltd director Yang Conor Chia-hung filed an initial ownership report showing equity interests in the company. The filing lists 19,999 American Depositary Shares held directly. It also reports 100,005 restricted stock units tied to Class A ordinary shares, scheduled to vest in full on January 23, 2027, contingent on continued service.
UP Fintech Holding Ltd director LIU JIAN received a grant of 399,990 Restricted Stock Units (RSUs) on March 19, 2026. Each RSU converts into one Class A Ordinary Share, with no cash settlement option. The RSUs vest in four annual tranches from March 19, 2027 through March 19, 2030.
After this grant, LIU JIAN beneficially owns 500,010 Class A Ordinary Shares, including 399,990 shares underlying the new RSUs and 100,020 shares from RSUs that vested on March 19, 2026. This is a compensation-related award rather than an open-market share purchase or sale.
UP Fintech Holding Limited reported strong growth for the fourth quarter and full year 2025. Full-year total revenues reached US$612.1 million, up 56.3% from 2024, while net income attributable to ordinary shareholders rose to US$170.9 million, an increase of 181.4%. Non-GAAP net income was US$186.5 million, up 164.7%.
In the fourth quarter, total revenues were US$175.6 million, up 41.5% year-over-year, and net income attributable to ordinary shareholders was US$45.2 million, up 61.3%. Total account balance climbed 45.7% year-over-year to US$60.8 billion, with customers with deposits increasing 14.8% to 1,253.9 thousand. Cash, cash equivalents, term and long-term deposits reached US$793.1 million as of December 31, 2025, compared to US$396.0 million a year earlier, highlighting stronger liquidity alongside rapid business expansion.
UP Fintech Holding Ltd director Liu Jian has filed an initial ownership report showing his equity position in the company. He holds 38,664 American Depositary Shares and 100,020 Class A ordinary share restricted stock units.
Each ADS represents 15 Class A ordinary shares. The 100,020 restricted stock units give him the right to receive an equal number of Class A ordinary shares, scheduled to vest in full on March 19, 2026, as long as he continues in service through that date.
UP Fintech Holding Ltd key personnel Dong Ming filed an initial ownership report showing existing equity interests. He holds employee stock options to acquire 112,500 Class A Ordinary Shares at an exercise price of $0.20 per share, expiring on December 31, 2028. The filing also reports direct holdings of 74,989 American Depositary Shares (ADSs) and indirect holdings, through Juvenamster Capital Holding Limited, of 1,397,666 ADSs and 9,950,000 Class A Ordinary Shares. Each ADS represents fifteen Class A Ordinary Shares.
UP Fintech Holding Ltd director and CFO John Fei Zeng filed an initial ownership report showing holdings of American Depositary Shares. He reports 266,667 ADS held directly and 266,666 ADS held indirectly through his spouse. Each ADS represents fifteen Class A ordinary shares of the company.
UP Fintech Holding Ltd director and CEO Tianhua Wu filed an initial ownership report showing indirect control of substantial equity stakes. The filing lists 97,611,722 Class B ordinary shares and 13,200,000 American Depositary Shares, all held indirectly through Sky Fintech Holding Limited and related entities.
The ownership chain runs from Sky Fintech Holding Limited to Sky Tiger Investment Holding Limited, then to Lightspeed Rise Holdings Limited, which is controlled by Tiger Family Trust. Mr. Wu is the settlor of this trust and he and his family members are beneficiaries. Each ADS represents 15 ordinary shares of the company.
UP Fintech Holding Limited received an updated Schedule 13G/A showing that G1 Execution Services, LLC and Susquehanna Securities, LLC together report beneficial ownership of 99,043,290 Class A ordinary shares, representing 3.7% of the class.
Susquehanna Securities’ reported holdings consist of 3,525,686 ADSs and options to buy 3,077,200 ADSs, with each ADS representing fifteen Class A shares. The filing is made on a passive basis, stating the securities are held in the ordinary course of business and not for the purpose of changing or influencing control of the company.
UP Fintech Holding Limited’s Amendment No. 6 to Schedule 13G/A updates the ownership of founder Tianhua Wu and related entities as of December 31, 2025. Wu is reported to beneficially own 521,733,427 shares, representing 18.3% of the company’s Class A and Class B ordinary shares.
This stake includes 97,611,722 Class B shares and 198,000,000 Class A shares (in ADS form) held directly and through entities, plus shares issued under employee share plans and held by Kastle Limited where voting rights are irrevocably entrusted to Wu. Entities Sky Fintech, Sky Tiger Investment, Lightspeed Rise, and Tiger Family Trust each report 295,611,722 shares, or 10.4% of the class, reflecting a layered holding structure. Tiger ESOP Trust and Tiger ESOP Trust II hold additional smaller stakes for plan participants.
UP Fintech Holding Limited, an online brokerage firm listed on Nasdaq under the symbol TIGR, has furnished a Form 6-K reporting its unaudited financial results for the second quarter ended June 30, 2025. The company describes itself as a leading online brokerage focusing on global investors.
The filing mainly serves to provide investors with access to a press release, which is attached as Exhibit 99.1 and contains the detailed second quarter 2025 financial results. The report is signed on behalf of the company by Chief Financial Officer John Fei Zeng on August 27, 2025.