Welcome to our dedicated page for Tfs Finl SEC filings (Ticker: TFSL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
TFS Financial Corporation filings document the holding company structure for Third Federal Savings and Loan Association of Cleveland and the reporting obligations tied to its Nasdaq-listed common stock. The company’s 8-K reports cover quarterly operating results, financial-condition exhibits, dividend declarations, and other material events related to the savings and mortgage banking business.
Proxy and governance filings disclose director elections, executive compensation, shareholder voting results, and board matters. The filing record also documents the mutual holding company ownership structure, dividend-waiver matters, registered securities, officer transition disclosures, and capital-structure details relevant to the company’s public shares.
TFS Financial CORP executive Cathy W. Zbanek, Chief Synergy Officer, reported an option exercise and related tax withholding in company stock. She exercised 60,000 shares of Employee Stock Options at $14.7400 per share, converting them into common stock. To cover the option exercise price and applicable withholding taxes, 56,749 common shares were delivered back to the issuer at $15.9700 per share as a tax-withholding disposition.
After these transactions, Zbanek directly holds 64,352 shares of common stock, plus indirect holdings of 5,323 shares via a 401(k) and 14,234 shares via an ESOP. She also retains equity incentives, including 79,400 stock options with a $19.3100 exercise price expiring on December 15, 2026, and various performance and restricted stock units that each represent the right to receive one share of common stock with dividend equivalent rights.
TFS Financial CORP Chief Operating Officer Andrew J. Rubino exercised employee stock options and adjusted his equity holdings. He exercised 11,000 options at $14.74 per share, with 10,406 shares delivered to the issuer at $15.97 per share to cover the exercise price and taxes, and sold 594 shares in the open market at $16.09 per share.
After these transactions, Rubino directly holds 21,310 shares of common stock and indirectly holds 13,887 shares through an ESOP. He also holds performance and restricted stock unit awards tied to common stock, including 9,800 performance share units earned at 100% of target that are scheduled to vest and distribute on December 10, 2026, along with multiple restricted stock unit grants that vest in annual installments beginning in 2024, 2025, and 2026.
The issuer lists a proposed sale under Rule 144 relating to 594 shares of Common Stock via a stock options exercise dated 05/26/2026, with proceeds indicated as cash. The filing also records a prior sale of 6,600 shares on 05/06/2026 for $100,205.82.
TFS Financial Corporation announced that its mutual holding company, Third Federal Savings and Loan Association of Cleveland, MHC, will hold a special member meeting on July 7, 2026. Members will vote on whether the MHC should waive its right to receive up to $1.27 per share in quarterly dividends that may be declared during the 12 months after the vote.
The MHC owns 81% of TFS Financial’s outstanding common stock, so a waiver would allow more of any future dividends to be paid to public shareholders. The company notes there is no assurance members will approve the waiver or that the Federal Reserve will not object, and a failure to obtain the waiver will likely reduce the dividend expected to be paid to public stockholders.
The press release also highlights Third Federal’s retail banking and mortgage platform, with assets totaling $17.48 billion as of March 31, 2026.
TFS Financial Corp Chief Synergy Officer Cathy W. Zbanek reported an open-market sale of 10,000 shares of common stock at $15.26 per share on May 18, 2026. After this sale, she directly holds 61,101 common shares, along with additional indirect holdings through an ESOP and a 401(k) plan.
The filing also shows substantial outstanding equity awards, including stock options exercisable at $19.31 and $14.74 per share, and multiple grants of restricted and performance stock units that each convert into one share of common stock when they vest, some in equal annual installments beginning in December 2024, 2025, and 2026.
TFS Financial CORP director Daniel F. Weir increased his stake by buying 7,000 shares of common stock at $15.02 per share through an IRA account. Following this open-market purchase, the IRA holds 42,943 shares indirectly for his benefit, while he also holds 15,100 shares directly and 20,148 shares indirectly through his spouse.
Weir additionally has restricted stock units representing 20,000 underlying shares from a 2022 grant that vest 20% per year beginning December 10, 2023, and 5,000 restricted stock units from a 2025 grant that fully vest on December 10, 2026. A footnote notes a reclassification of 35,943 shares from direct ownership to the IRA, clarifying how his holdings are categorized.
TFS Financial CORP director Daniel F. Weir made an open-market purchase of 21,000 shares of common stock at $14.91 per share. Following this buy, he directly holds 51,043 common shares. He also has indirect ownership of 20,148 common shares held by his spouse.
Weir holds restricted stock units (RSUs) that each represent a right to receive one share of common stock and carry dividend equivalent rights in cash. Footnotes state he received 50,000 RSUs in 2022 that vest 20% annually beginning December 10, 2023, and 5,000 RSUs in 2025 that fully vest on December 10, 2026.
TFS Financial CORP Chief Financial Officer Meredith S. Weil reported an open-market sale of 13,756 shares of common stock at a weighted-average price of $14.91 per share on May 11, 2026. According to the filing, the actual sale prices ranged from $14.86 to $14.96 per share.
After this sale, Weil directly holds 38,480 shares of TFS Financial common stock, plus 386 shares held indirectly through a 401(k). She also retains significant equity-based incentives, including employee stock options and restricted stock units that, if vested and exercised, would convert into additional common shares over time.
Morgan Stanley Smith Barney LLC submitted a Form 144 notice relating to proposed sales of common stock of TFSL. The filing lists 6,384 restricted shares and 7,372 performance shares with grant/award dates of 12/10/2024.
The excerpt shows the security types and quantities being reported for resale; timing and purchaser details are not provided in the excerpt.
Third Federal submitted a Form 144 notice for the proposed sale of 15,000 shares of Common Stock of Charles Schwab Corporation, shown with an aggregate value of $225,750.00 and identifier 280432141, dated 05/08/2026. The record lists prior sales of 2,851, 8,630, and 3,519 shares on earlier dates.