Welcome to our dedicated page for Truist Finl SEC filings (Ticker: TFC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Truist Financial Corporation filings document the regulatory record of a North Carolina financial holding company with common stock and multiple preferred securities listed on the New York Stock Exchange. Its 8-K reports cover operating results, earnings materials, Regulation FD disclosures, medium-term note offerings, share-repurchase authorization, dividend-related securities matters, and material corporate events.
Proxy and governance filings describe shareholder voting matters, board and executive compensation topics, and equity incentive plan approvals. Truist’s securities disclosures also identify its capital structure, including common stock, depositary shares tied to Series I, Series O and Series R preferred stock, and Series J preferred purchase securities, alongside formal reporting on financing arrangements and financial statement presentation changes.
Truist Financial Corporation announced a planned leadership transition in which longtime CEO and president Bill Rogers will retire from those roles on September 1, 2026 and become executive chair until the 2027 annual meeting. Michael P. Lyons, a veteran banking and fintech executive, will become CEO and president and join the boards on that date.
Under a transition letter, Rogers keeps his current salary through 2026, then earns $1,000,000 annualized base pay until retirement and may receive a $8,500,000 performance stock unit award for 2027 if he continues as executive chair. An offer letter sets Lyons’s initial base salary at $1,300,000, with a 2026 bonus target of at least 325% of salary and 2026 and 2027 long-term incentive targets of $12,000,000 each, plus substantial make-whole cash and equity awards for compensation forfeited at his prior employer.
TRUIST FINANCIAL CORP director Catherine P. Bessant filed an initial Form 3, which is a statement of beneficial ownership for insiders. The filing shows no reported transactions, share holdings, or derivative positions, indicating this is a baseline disclosure as she serves as a director.
Truist Financial Corporation appointed Catherine P. Bessant to its board of directors and to the board of Truist Bank, effective immediately. She will serve on the joint risk committee, bringing extensive financial services, technology, and operations experience.
As a non-employee director, Bessant is eligible for Truist’s standard board compensation, including an annual cash retainer of $110,000 and an annual grant of restricted stock units valued at $200,000, prorated for her 2026 service. Truist describes itself as a top-10 U.S. commercial bank with total assets of $549 billion as of March 31, 2026.
Truist Financial Corporation appointed Catherine P. Bessant to its board of directors and to the board of Truist Bank, effective immediately. She will serve on the joint risk committee, bringing extensive financial services, technology, and operations experience.
As a non-employee director, Bessant is eligible for Truist’s standard board compensation, including an annual cash retainer of $110,000 and an annual grant of restricted stock units valued at $200,000, prorated for her 2026 service. Truist describes itself as a top-10 U.S. commercial bank with total assets of $549 billion as of March 31, 2026.
TRUIST FINANCIAL CORP Chief Risk Officer Bradley D. Bender exercised compensation awards and settled related taxes. On June 1, 2026, he exercised 16,149 restricted stock units into common shares. To cover tax obligations, 9,115 common shares were withheld at $46.87 per share.
Following these transactions, Bender directly held 21,896 shares of Truist common stock. He also retained multiple outstanding restricted stock unit awards, each convertible into one share of common stock, with amounts including 18,202 units and 17,293 units that vest in future years.
Truist Financial Corporation has issued 500,000 depositary shares, each representing a 1/25th interest in its 6.250% Series S Fixed Rate Reset Non-Cumulative Perpetual Preferred Stock. Each preferred share has a $25,000 liquidation preference, equivalent to $1,000 per depositary share.
After issuance, if dividends on the Series S preferred are not declared and paid or set aside for the prior period, Truist’s ability to declare or pay dividends on, or repurchase or redeem, its common stock and other junior securities will be restricted. The company filed Articles of Amendment to establish the rights and preferences of the Series S preferred and entered into a deposit agreement to govern the depositary shares.
Truist Financial Corp. ownership update: Capital International Investors reports beneficial ownership of 86,464,560 shares, representing 7.0% of the 1,241,009,752 shares believed to be outstanding. The filing lists 84,518,931 shares as sole voting power and 86,464,560 shares as sole dispositive power. The amendment is signed by a Senior Vice President on 05/13/2026.
Truist Financial Corporation is offering 500,000 depositary shares, each representing a 1/25th interest in a share of 6.250% Series S Fixed Rate Reset Non-Cumulative Perpetual Preferred Stock. The offering is priced at $1,000.00 per depositary share for gross proceeds of $500,000,000, with estimated net proceeds of approximately $495,000,000 after an underwriting discount of $5,000,000.
The depositary shares pay dividends quarterly, initially at a fixed 6.250% annual rate on the $25,000 liquidation preference per preferred share (equivalent to $1,000 per depositary share) through June 15, 2031, then reset to the five-year U.S. treasury rate plus 2.129%. Dividends are non-cumulative and payable only when declared by the board and out of legally available funds. Redemption is at Truist’s option on or after June 15, 2031, or earlier following a "regulatory capital treatment event," in each case subject to prior approval of the Federal Reserve where required.
Truist Financial Corporation is offering depositary shares, each representing a 1/25th interest in a share of Series S Fixed Rate Reset Non-Cumulative Perpetual Preferred Stock. The depositary shares pay dividends when declared and will reset to a floating rate based on the five-year U.S. treasury rate on the first reset date.
The prospectus supplement describes dividend mechanics, redemption rights (redeemable at Truist’s option on or after and upon certain regulatory capital treatment events, subject to Federal Reserve approval), regulatory and subordination risks, and intended use of net proceeds for general corporate purposes. Key context includes consolidated assets of $549.0 billion and consolidated shareholders’ equity of $64.2 billion as of March 31, 2026.
Truist Financial Corporation amended its Schedule 13G/A to report beneficial ownership of 243,885 shares of an exchange traded fund issued by Pacer Funds Trust. The filing states this represents 25.67% of the class and that Truist has sole dispositive power for 243,885 shares, with no voting power disclosed.
The filing is signed by a Truist vice president and dated 05/06/2026; the issuer CUSIP is 69374H238.
Truist Financial Corporation amended its Schedule 13G to report beneficial ownership of 135,538 shares of an Exchange Traded Fund issued by Hartford Funds Exchange-Traded Trust (CUSIP 41653L842), representing 10.04% of the class. The filing states Truist Advisory Services, Inc. acted as the affiliated registered investment adviser and that Truist has sole dispositive power over 135,538 shares. The filing is signed by Edward M. Kwiatkowski as Vice President on 05/06/2026.