SunCoke Energy (NYSE: SXC) CFO adds 4,000 shares to Form 3

Rhea-AI Filing Summary

SunCoke Energy, Inc. Chief Financial Officer Shantanu Agrawal has amended his initial insider ownership disclosure. The Form 3/A reports that he directly holds 4,000 shares of SunCoke common stock, which a footnote explains were inadvertently omitted from his original Form 3 filing.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider AGRAWAL SHANTANU (SA)

Role Chief Financial Officer

Type	Security	Shares	Price	Value
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 4,000 shares (Direct, null)

Footnotes (1)

1. [object Object]

Key Figures

Directly held common shares: 4,000 shares Reported buy transactions: 0 shares Reported sell transactions: 0 shares

3 metrics

Directly held common shares 4,000 shares Total shares following amendment on Form 3/A

Reported buy transactions 0 shares Transaction summary in amended Form 3

Reported sell transactions 0 shares Transaction summary in amended Form 3

Key Terms

Form 3, Form 3/A, beneficial ownership, Common Stock, +1 more

5 terms

Form 3 regulatory

"These shares were inadvertently omitted from the reporting person's original Form 3."

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

Form 3/A regulatory

"The Form 3/A reports that he directly holds 4,000 shares of SunCoke common stock"

An amended Form 3 (Form 3/A) is a corrected or updated disclosure filed with regulators that revises an insider’s initial report of their ownership in a public company — typically for officers, directors or large shareholders. Investors use it like a corrected inventory list: it clarifies who owns how many shares and whether earlier reports had errors, helping assess insider confidence, possible conflicts and the accuracy of ownership records that can affect stock valuation and trust.

beneficial ownership financial

"are now being properly reported as part of his beneficial ownership"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

Common Stock financial

"security_title": "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Chief Financial Officer financial

"officer_title": "Chief Financial Officer""

A Chief Financial Officer (CFO) is the person in charge of a company's money and financial planning. They decide how to spend, save, and invest funds to help the company grow and stay stable. Their role is important because good financial decisions keep the company healthy and successful.

Understanding Insider Trading Forms →

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

AGRAWAL SHANTANU (SA)

(Last) (First) (Middle)

1011 WARRENVILLE RD STE 600

(Street)

LISLE ILLINOIS 60532-0903

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
04/14/2026

3. Issuer Name and Ticker or Trading Symbol
SunCoke Energy, Inc. [ SXC ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)
04/14/2026

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	4,000(1)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. These shares were inadvertently omitted from the reporting person's original Form 3.

Remarks:

	/s/ John J. DiRocco, Jr. - Attorney-in-Fact	04/21/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does SunCoke Energy (SXC) CFO Shantanu Agrawal report in this Form 3/A?

The Form 3/A shows CFO Shantanu Agrawal directly holding 4,000 shares of SunCoke Energy common stock. A footnote explains these shares were inadvertently left out of his original Form 3 and are now being properly reported as part of his beneficial ownership.

Is SunCoke Energy (SXC) CFO Shantanu Agrawal buying or selling shares in this Form 3/A?

This Form 3/A does not report new purchases or sales. Instead, it corrects Agrawal’s original ownership report by adding 4,000 common shares that were previously omitted, aligning the disclosed position with his actual beneficial holdings as of the referenced date.

How many SunCoke Energy (SXC) shares does the CFO hold after this amendment?

After this amendment, CFO Shantanu Agrawal is shown as directly holding 4,000 shares of SunCoke Energy common stock. The filing characterizes this as a correction, clarifying that these shares should have been included in his initial Form 3 ownership disclosure.

Why did SunCoke Energy (SXC) file an amended Form 3 for its CFO?

The amended Form 3 was filed because 4,000 common shares were "inadvertently omitted" from Shantanu Agrawal’s original Form 3. The amendment updates his reported beneficial ownership so regulatory records accurately reflect his direct holdings in SunCoke Energy stock.

Does this SunCoke Energy (SXC) Form 3/A indicate a change in insider trading activity?

The Form 3/A reflects a reporting correction, not new trading activity. It adds 4,000 common shares that should have been listed originally. Transaction summary data show no reported purchases, sales, option exercises, gifts, or tax-withholding transactions tied to this amendment.