Welcome to our dedicated page for Smith & Wesson Brands SEC filings (Ticker: SWBI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Smith & Wesson Brands, Inc. (SWBI) SEC filings page on Stock Titan brings together the company’s public regulatory disclosures from the U.S. Securities and Exchange Commission. Smith & Wesson Brands, Inc., a Nevada corporation listed on the Nasdaq Global Select Market, files a variety of documents that describe its firearm manufacturing and design business, financial condition, governance, and shareholder matters.
Investors can use this page to review annual reports on Form 10-K and quarterly reports on Form 10-Q, which provide audited or reviewed financial statements, segment information related to its firearms operations, and discussions of risks and accounting policies. These core filings are central to understanding trends in net sales, gross margin, net income or loss, cash flows, and balance sheet items such as inventories, notes and loans payable, and stockholders’ equity.
The page also surfaces current reports on Form 8-K, which Smith & Wesson Brands, Inc. uses to furnish earnings releases, disclose entries into or amendments of material credit agreements, and report the results of its annual meeting of stockholders. Examples include 8-K filings tied to quarterly and annual financial results, the First Amendment to the Second Amended and Restated Credit Agreement, and voting outcomes on director elections, say-on-pay, and auditor ratification.
In addition, users can access the company’s DEF 14A definitive proxy statement, which contains detailed information about board structure, executive compensation, and items of business for the annual meeting. Together, these filings outline how the company is governed and how stockholders participate in key decisions.
Stock Titan enhances these documents with AI-powered summaries that highlight important points from lengthy filings, helping readers quickly identify key financial metrics, capital structure changes, and governance decisions. Real-time updates from EDGAR ensure that new SWBI filings, including 10-Ks, 10-Qs, 8-Ks, and proxy materials, appear promptly, while dedicated access to relevant forms makes it easier to follow the company’s regulatory history.
Smith & Wesson Brands Inc: The Vanguard Group filed an amendment on a Schedule 13G/A reporting zero shares beneficially owned of Smith & Wesson Brands Inc Common Stock following an internal realignment. The filing states certain Vanguard subsidiaries will report ownership separately in reliance on SEC Release No. 34-39538 (January 12, 1998).
The amendment discloses Amount beneficially owned: 0 and Percent of class: 0%, and is signed by Ashley Grim as Head of Global Fund Administration on 03/27/2026.
Smith & Wesson Brands, Inc. reported stronger quarterly results while year-to-date profit declined. For the three months ended January 31, 2026, net sales rose to $135.7 million from $115.9 million, driven mainly by a 34.6% increase in handgun revenue and a shift toward higher-priced new models and a 2%–3% price increase on select products. Gross margin improved to 26.2% from 24.1%, helped by better fixed-cost absorption, lower promotions, and lower federal firearms excise taxes, partly offset by higher tariffs and labor costs. Quarterly net income increased to $3.8 million, or $0.08 per diluted share, compared with $2.1 million, or $0.05 per diluted share.
Over the nine months, net sales grew modestly to $345.5 million from $333.9 million, while net income fell to $2.3 million, or $0.05 per diluted share, versus $4.8 million, or $0.11 per diluted share, as operating margin narrowed to 2.3%. Long gun sales declined 25.8% and other products and services revenue decreased 15.9%, reflecting softer demand and lower business-to-business, parts, and suppressor sales. Inventory was reduced to $175.3 million from $189.8 million through proactive production planning. As of January 31, 2026, cash and cash equivalents were $18.4 million, marketable securities were $5.0 million, total assets were $538.0 million, and total borrowings on the revolving credit line were $75.0 million at a 5.75% weighted average interest rate. Stockholders’ equity stood at $363.4 million after ongoing dividends and the retirement of 31.7 million treasury shares.
Smith & Wesson Brands, Inc. reported stronger third quarter fiscal 2026 results for the period ended January 31, 2026. Net sales were $135,709,000, up from $115,885,000 a year earlier, and net income increased to $3,753,000 from $2,102,000. Diluted earnings per share rose to $0.08 from $0.05.
Management highlighted particularly strong handgun performance, with unit shipments into the sporting goods channel up 28% while NICS background checks declined 2.2%, indicating market share gains. The company expects fourth quarter fiscal 2026 sales to be 10–12% higher than the fiscal 2025 fourth quarter.
Operating cash flow for the nine months ended January 31, 2026 improved to $39,614,000 from negative $48,051,000, and free cash flow turned positive to $20,700,000. Consistent with its capital allocation strategy, the board authorized a quarterly dividend of $0.13 per share, payable April 2, 2026 to stockholders of record on March 19, 2026.
Renaissance Technologies LLC and Renaissance Technologies Holdings Corporation report beneficial ownership of 2,196,874 shares of Smith & Wesson Brands, Inc. common stock, representing 4.94% of the class as of 12/31/2025. They have sole voting and dispositive power over these shares and no shared power.
The filing states the position is held in the ordinary course of business and not for the purpose of changing or influencing control of Smith & Wesson. Certain funds managed by Renaissance Technologies LLC have the right to receive dividends and sale proceeds from these shares.
Dimensional Fund Advisors LP filed an amended Schedule 13G reporting beneficial ownership of 2,473,250 shares of Smith & Wesson Brands Inc common stock, representing 5.6% of the class.
Dimensional has sole voting power over 2,424,631 shares and sole dispositive power over all 2,473,250 shares, while the shares are owned by investment funds it advises and it disclaims beneficial ownership beyond Section 13(d) purposes. Dimensional certifies that the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of Smith & Wesson Brands.
Smith & Wesson Brands, Inc. (SWBI) reported an insider ownership update via a Form 3. The company’s Vice President, Marketing is shown as beneficially owning 140,620 shares of common stock as of the event date 09/15/2025.
The total includes restricted stock units scheduled to vest over time: 5,333 RSUs (grant 06/15/2022, vest at year 4); 12,788 RSUs (grant 06/15/2023, vest 50% at years 3 and 4); 23,437 RSUs (grant 06/15/2024, vest 33% at years 2–4); and 35,680 RSUs (grant 06/15/2025, vest 33% at years 1–3).
Michelle Lohmeier, a director of Smith & Wesson Brands, Inc. (SWBI), reported an acquisition of 12,711 shares of common stock via restricted stock units on 09/15/2025. The reported transaction shows a $0 price per share because the shares were granted as RSUs, and Lohmeier's beneficial ownership following the grant is 38,161 shares held directly. The RSUs vest 1/12th on the 15th day of each month after grant, with 100% of vested shares to be delivered on the one-year anniversary of the grant. The Form 4 was signed by an attorney-in-fact on 09/17/2025.
Denis G. Suggs, a director of Smith & Wesson Brands, Inc. (SWBI), was granted 12,711 restricted stock units on 09/15/2025. The award was reported as an acquisition at a $0 price and increases his beneficial ownership to 48,315 shares following the grant. The restricted stock units vest monthly at a rate of 1/12th on the 15th day of each month after the grant date, with 100% of vested shares to be delivered on the one-year anniversary of the grant. The Form 4 was signed by an attorney-in-fact on 09/17/2025.
Fred M. Diaz, a director of Smith & Wesson Brands, Inc. (SWBI), received 12,711 restricted stock units on 09/15/2025. The reported grant was recorded at a $0 per-share price and increases his beneficial ownership to 48,615 shares. The RSUs vest in monthly 1/12th installments on the 15th of each month following the grant date, with 100% of vested shares delivered on the one-year anniversary of the grant. The Form 4 was signed by an attorney-in-fact on 09/17/2025.
Smith & Wesson Brands director Robert L. Scott was granted 12,711 restricted stock units (RSUs) on 09/15/2025, recorded as an acquisition at $0 per share. Following the grant, Mr. Scott beneficially owns 89,391 shares. The RSUs vest 1/12th on the 15th of each month after grant, with 100% of shares delivered on the one-year anniversary of the grant date.