SU Group Holdings Limited (Nasdaq: SUGP) files reports with the U.S. Securities and Exchange Commission as a foreign private issuer, primarily under Form 20-F for annual reports and Form 6-K for current reports. This SEC filings page aggregates those regulatory documents and pairs them with AI-powered tools that help explain the contents of each filing in accessible language.
For SUGP, Form 6-K filings have been used to furnish press releases and corporate information on topics such as reverse stock splits, share capital increases, and share capital alterations that created Class A and Class B ordinary shares with different voting rights. The company has also furnished 6-Ks to report on extraordinary general meeting voting results, unaudited interim condensed consolidated financial statements and management’s discussion and analysis, and Nasdaq notifications regarding minimum bid price and minimum publicly held shares requirements.
Through this page, users can access annual reports on Form 20-F (when filed) for a detailed view of SU Group’s security-related engineering services, security guarding and screening services, and related vocational training services, as well as its risk factors, financial statements, and governance disclosures. Current reports on Form 6-K provide more frequent updates on corporate actions, financial results for interim periods, and other material information the company chooses to furnish.
The platform’s AI features summarize key points from lengthy filings, highlight important sections, and help clarify technical terms related to share capital changes, listing compliance, and financial reporting. Users can quickly locate information on topics such as Nasdaq listing status, reverse stock split implementation, and interim financial performance without reading every line of each document.
In addition, this page offers convenient access to inline XBRL-tagged financial data where provided, along with exhibits such as proxy statements, voting instruction forms, and press releases that SU Group files as part of its regulatory obligations.
SU Group Holdings Limited completed a $6 million public offering of 3,000,000 Units at $2.00 per Unit. Each Unit includes one pre-funded warrant for one Class A ordinary share and two 25‑month warrants, each exercisable for one share at $5.50.
The offering was conducted under an effective Form F-1 registration statement and has now closed. A portion of the proceeds will be held in escrow until up to two trading days after a resale registration statement covering the warrant shares becomes effective. SU Group plans to use the net proceeds for strategic acquisitions, investment opportunities in the security services industry, and general working capital.
SU Group Holdings Limited completed a $6 million public offering of 3,000,000 Units at $2.00 per Unit. Each Unit includes one pre-funded warrant for one Class A ordinary share and two 25‑month warrants, each exercisable for one share at $5.50.
The offering was conducted under an effective Form F-1 registration statement and has now closed. A portion of the proceeds will be held in escrow until up to two trading days after a resale registration statement covering the warrant shares becomes effective. SU Group plans to use the net proceeds for strategic acquisitions, investment opportunities in the security services industry, and general working capital.
SU Group Holdings Limited is offering, on a best-efforts basis, up to 3,000,000 Units at US$2.00 per Unit. Each Unit consists of one pre-funded warrant exercisable for one Class A ordinary share (exercise price US$0.0001) and two warrants (each exercisable for one Class A ordinary share at an initial exercise price of US$5.50). The offering price per Unit nets US$1.87 to the company before expenses; aggregate proceeds at maximum subscription are shown as US$5,610,000. A portion of proceeds (the Upfront Amount) will be released at closing, while the remaining US$2,000,000 of net proceeds will be held in escrow and released no later than two trading days after a resale registration statement is declared effective.
The Warrants include nonstandard provisions (exercise-price adjustment protections, anti-dilution, automatic cashless exercise at expiration) and a beneficial-ownership exercise cap of 4.99% (electable up to 9.99%). The company remains a controlled company: the chairman/CEO will beneficially hold voting power of approximately 92.7% immediately after the offering. The Group reported total revenue of HK$192.4 million (US$24.7 million) for fiscal year ended September 30, 2025. This offering is on Nasdaq-traded Class A ordinary shares (symbol SUGP) and the Placement Agent will act on a reasonable best-efforts basis.
SU Group Holdings Limited is offering, on a best-efforts basis, up to 3,000,000 Units at US$2.00 per Unit. Each Unit consists of one pre-funded warrant exercisable for one Class A ordinary share (exercise price US$0.0001) and two warrants (each exercisable for one Class A ordinary share at an initial exercise price of US$5.50). The offering price per Unit nets US$1.87 to the company before expenses; aggregate proceeds at maximum subscription are shown as US$5,610,000. A portion of proceeds (the Upfront Amount) will be released at closing, while the remaining US$2,000,000 of net proceeds will be held in escrow and released no later than two trading days after a resale registration statement is declared effective.
The Warrants include nonstandard provisions (exercise-price adjustment protections, anti-dilution, automatic cashless exercise at expiration) and a beneficial-ownership exercise cap of 4.99% (electable up to 9.99%). The company remains a controlled company: the chairman/CEO will beneficially hold voting power of approximately 92.7% immediately after the offering. The Group reported total revenue of HK$192.4 million (US$24.7 million) for fiscal year ended September 30, 2025. This offering is on Nasdaq-traded Class A ordinary shares (symbol SUGP) and the Placement Agent will act on a reasonable best-efforts basis.
Group Holdings Limited (SU Group Holdings Limited) is offering up to 3,000,000 Units, each Unit consisting of one pre-funded warrant and two warrants, registering the Class A ordinary shares issuable upon exercise. The prospectus assumes a public offering price of US$5.00 per Unit and discloses aggregate assumed gross proceeds of US$15,000,000. 57.14% of aggregate gross proceeds will be released at closing with the remainder held in escrow until a resale registration statement is declared effective. The offering includes a beneficial ownership exercise cap of 4.99% (or, at holder election, 9.99%). The company is a Cayman Islands holding company operating through Hong Kong subsidiaries and highlights regulatory risks related to PRC/CSRC/CAC oversight and HFCAA/PCAOB inspection outcomes.
Group Holdings Limited filed a post-effective amendment to register up to 3,000,000 Units, each Unit consisting of one pre-funded warrant and two warrants, together with up to 3,000,000 Class A ordinary shares issuable upon exercise of the Pre-Funded Warrants and up to 6,000,000 Class A ordinary shares issuable upon exercise of the Warrants. The Units are being offered on a best-efforts basis at an assumed price of US$5.00 per Unit and the offering contemplates an escrow arrangement under which 57.14% of aggregate gross proceeds will be released at closing and the remainder released after a resale registration statement is declared effective. The Warrants include nonstandard features and a beneficial ownership exercise cap of 4.99% (or up to 9.99% at holder election). The company’s Class A ordinary shares trade on Nasdaq under the symbol SUGP and closed at US$4.90 on April 13, 2026.
SU Group Holdings Ltd director Mark Allen Brisson has filed an initial Form 3 disclosing his equity holdings in the company. The filing shows 2,000 restricted Class A ordinary shares granted on December 9, 2024 under the company’s equity incentive plan.
The restricted shares vest in two equal tranches, contingent on his continued service or as otherwise provided in the award agreement: 1,000 shares vest on a date after completion of the company’s secondary offering as determined by the board, and 1,000 shares vest on December 9, 2026.
SU Group Holdings Ltd filed an initial ownership report showing director To Hoi Pan holds 2,000 Class A ordinary shares as restricted stock. These shares were granted on December 9, 2024 under the company’s 2024 Equity Incentive Plan.
According to the vesting schedule, 1,000 restricted shares will vest on a date after completion of the company’s secondary offering, as determined by the board of directors. The remaining 1,000 restricted shares are scheduled to vest on December 9, 2026, contingent on continued service or award terms.
SU Group Holdings Ltd director Tse Sui Man has filed an initial Form 3 detailing equity holdings in the company. The filing reports 2,000 restricted Class A Ordinary Shares granted on December 9, 2024 under the 2024 Equity Incentive Plan. These restricted shares vest in two equal tranches of 1,000 shares each, contingent on continued service: one tranche vests on a date after completion of the company’s secondary offering as determined by the board of directors, and the second tranche vests on December 9, 2026.
SU Group Holdings Limited is offering up to 3,000,000 Units, each consisting of one Pre-Funded Warrant and two Warrants. Each Unit is offered at an assumed public offering price of US$5.06, covering up to 3,000,000 Class A ordinary shares issuable upon exercise of the Pre-Funded Warrants and up to 6,000,000 Class A ordinary shares underlying the Warrants.
The Placement Agent is WallachBeth Capital, LLC on a best-efforts basis. The prospectus discloses an assumed aggregate offering of US$15,180,000, placement agent fees of US$986,700, and proceeds to the company before expenses of US$14,193,300. Exercise of the Pre-Funded Warrants is subject to a beneficial ownership cap of 4.99% (or up to 9.99% at holder election). The Warrants have a two-year term and include nonstandard adjustment and anti-dilution provisions. Risks described include governance concentration, PRC/Hong Kong regulatory uncertainty, and potential PCAOB/HFCAA inspection implications.