State Street (NYSE: STT) CEO details 10b5-1 share sale and holdings

Rhea-AI Filing Summary

STATE STREET CORP Chairman, CEO and President Ronald P. O'Hanley reported an open-market sale of company stock. On May 26, 2026, he sold 14,553 shares of common stock at a price of $155.35 per share in a sale classified as an open-market or private transaction.

The sale was executed under a Rule 10b5-1 trading plan adopted on November 26, 2025, indicating it was pre-arranged. After this sale, he directly held 255,512 common shares. A separate trust held 70,327 common shares; he reports beneficial ownership of those shares but disclaims it except to the extent of his pecuniary interest.

Insider Trade Summary 10b5-1

Net Seller: 14,553 shares ($2,260,809)

Net Sell 2 txns

Insider O HANLEY RONALD P

Role Chairman, CEO and President

Sold 14,553 shs ($2.26M)

Type	Security	Shares	Price	Value
Sale	Common Stock	14,553	$155.35	$2.26M
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 255,512 shares (Direct, null); Common Stock — 70,327 shares (Indirect, By a Trust)

Footnotes (1)

1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 26, 2025. By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Key Figures

Shares sold: 14,553 shares Sale price: $155.35 per share Direct shares after sale: 255,512 shares +2 more

5 metrics

Shares sold 14,553 shares Open-market or private sale on May 26, 2026

Sale price $155.35 per share Common stock transaction on May 26, 2026

Direct shares after sale 255,512 shares Common stock directly owned following transaction

Trust-held shares 70,327 shares Common stock held indirectly by a trust

Net shares sold 14,553 shares Net-sell direction in transaction summary

Key Terms

Rule 10b5-1 trading plan, beneficial ownership, pecuniary interest, open-market sale

4 terms

Rule 10b5-1 trading plan regulatory

"The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

beneficial ownership financial

"The reporting person continues to report beneficial ownership of STT common stock held by the trust"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

pecuniary interest financial

"disclaims beneficial ownership except to the extent of his pecuniary interest therein"

open-market sale financial

"transaction_action": "open-market sale""

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

O HANLEY RONALD P

(Last) (First) (Middle)

STATE STREET CORPORATION

ONE CONGRESS STREET

(Street)

BOSTON MASSACHUSETTS 02114

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
STATE STREET CORP [ STT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chairman, CEO and President

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/26/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/26/2026		S(1)		14,553	D	$155.35	255,512	D
Common Stock								70,327(2)	I	By a Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 26, 2025.

2. By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Remarks:

	/s/ Shannon C. Stanley, Attorney-in-fact	05/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did STATE STREET CORP (STT) report for Ronald P. O'Hanley?

STATE STREET CORP reported that Ronald P. O'Hanley sold 14,553 shares of common stock. The sale occurred on May 26, 2026 at $155.35 per share as an open-market or private transaction disclosed in a Form 4 filing.

Was the STT insider sale by Ronald P. O'Hanley made under a Rule 10b5-1 trading plan?

Yes, the sale was made under a Rule 10b5-1 trading plan adopted by Ronald P. O'Hanley on November 26, 2025. Such plans allow pre-arranged trades, which can indicate the timing was not based on short-term market developments.

How many STATE STREET CORP (STT) shares does Ronald P. O'Hanley hold after this transaction?

After the reported sale, Ronald P. O'Hanley directly held 255,512 shares of STATE STREET CORP common stock. In addition, a trust held 70,327 common shares, which he reports but disclaims beneficial ownership beyond his pecuniary interest.

What price did Ronald P. O'Hanley receive for his STT shares in the reported sale?

Ronald P. O'Hanley sold 14,553 STATE STREET CORP common shares at $155.35 per share. The transaction was classified as an open-market or private sale and was executed pursuant to his previously adopted Rule 10b5-1 trading plan.

How is the trust holding of STATE STREET CORP (STT) shares treated for Ronald P. O'Hanley?

A trust holds 70,327 STT common shares, reported as indirect ownership "By a Trust." Ronald P. O'Hanley disclaims beneficial ownership of these shares except to the extent of his pecuniary interest, meaning his economic stake in the trust's holdings.