STOCK TITAN

Director Serruya awarded 17,556 ONE Group (STKS) shares in grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Serruya Michael reported acquisition or exercise transactions in this Form 4 filing.

ONE Group Hospitality director Michael Serruya received a grant of 17,556 shares of Common Stock on March 31, 2026, as a stock award at no cost. Following this grant, he holds 322,296 shares directly. An additional 147,712 shares are held indirectly through MOS Holdings, Inc.

Positive

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Negative

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Insider Serruya Michael
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 17,556 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 322,296 shares (Direct); Common Stock — 147,712 shares (Indirect, By MOS Holdings, Inc.)
Footnotes (1)
Stock grant 17,556 shares Common Stock award to director on March 31, 2026
Grant price $0.0000 per share Indicates compensation-related stock award, not market purchase
Direct holdings after grant 322,296 shares Michael Serruya direct ownership following the award
Indirect holdings 147,712 shares Indirectly held by MOS Holdings, Inc.
grant/award acquisition financial
"transaction_action: "grant/award acquisition""
Common Stock financial
"security_title: "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
indirect ownership financial
"direct_or_indirect: "I" with nature_of_ownership: "By MOS Holdings, Inc.""
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Serruya Michael

(Last)(First)(Middle)
1624 MARKET ST
STE 311

(Street)
DENVER COLORADO 80202

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ONE Group Hospitality, Inc. [ STKS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/31/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/31/2026A17,556A$0322,296D
Common Stock147,712IBy MOS Holdings, Inc.
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ Christi Hing, Attorney-in-Fact04/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did ONE Group Hospitality (STKS) report in Michael Serruya’s latest Form 4?

ONE Group Hospitality reported that director Michael Serruya received a grant of 17,556 shares of Common Stock on March 31, 2026. This was recorded as a stock award acquisition at no cost, increasing his directly held shares to 322,296 after the transaction.

How many ONE Group Hospitality shares were granted to Michael Serruya?

Michael Serruya was granted 17,556 shares of ONE Group Hospitality Common Stock. The transaction code was classified as a grant or award acquisition, with a price per share of $0.0000, indicating a compensation-related grant rather than an open-market purchase for cash consideration.

What are Michael Serruya’s total direct ONE Group Hospitality holdings after the grant?

After the 17,556-share stock award, Michael Serruya directly holds 322,296 ONE Group Hospitality Common Stock shares. This figure reflects his direct ownership position as of the reported transaction date and helps investors gauge the scale of his personal equity stake in the company.

Does Michael Serruya have indirect ownership in ONE Group Hospitality (STKS)?

Yes. The Form 4 shows an indirect holding of 147,712 ONE Group Hospitality Common Stock shares, noted as held "By MOS Holdings, Inc." This indicates additional exposure through an affiliated entity, separate from his 322,296 directly owned shares after the reported grant.

Was the ONE Group Hospitality share grant to Michael Serruya an open-market purchase?

No. The transaction is coded as a grant or award acquisition with a transaction price of $0.0000 per share. This indicates the 17,556 shares were received as compensation or an award, not bought on the open market for cash at a prevailing market price.

Were any sales of ONE Group Hospitality shares reported for Michael Serruya in this Form 4?

No sales were reported. The filing shows one acquisition of 17,556 shares via grant and a separate indirect holding entry for 147,712 shares through MOS Holdings, Inc. The transaction summary lists no sell transactions, emphasizing this update reflects awards and holdings only.