Welcome to our dedicated page for Solidion Tech SEC filings (Ticker: STI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to Solidion Technology, Inc. (Nasdaq: STI) SEC filings, giving investors and researchers a detailed view of the company’s regulatory disclosures. Solidion identifies itself as an emerging growth company and files reports as an advanced battery technology solutions provider focused on battery materials, next-generation batteries, and energy storage systems.
In the SEC documents available here, users can review current reports on Form 8-K that describe material events such as changes in the company’s independent registered public accounting firm, non-reliance on previously issued interim financial statements due to identified errors in warrant accounting and diluted EPS calculations, and a change in control resulting from the conversion of warrants into common stock. Other 8-K filings discuss matters related to Nasdaq listing standards, audit committee composition, and strategic financing restructuring.
Notifications of Late Filing on Form 12b-25 (NT 10-Q) explain why certain quarterly reports could not be filed within the prescribed time and outline the company’s expectation to file within the allowed extension. These filings also reiterate Solidion’s status as an emerging growth company and provide context on its reporting timeline.
Through Stock Titan, Solidion’s 10-K, 10-Q, 8-K, and related amendments can be paired with AI-powered summaries that highlight key points, such as internal control disclosures, auditor changes, capital structure updates, and governance items. Users can also monitor Form 4 and other insider-related filings when available, to understand ownership and control dynamics referenced in the company’s reports. Real-time updates from EDGAR, combined with AI explanations, help make Solidion’s complex regulatory filings more accessible and easier to interpret.
Solidion Technology, Inc. has filed an S‑1 to register up to 8,629,516 shares of common stock for resale by existing securityholders. The company will not receive proceeds from these resales, but may receive cash if outstanding warrants are exercised.
Solidion is an advanced battery technology company focused on graphene‑enhanced, high‑capacity anodes and solid‑state batteries, positioned mainly for electric vehicles. It recently raised about $34.99 million gross ($32 million net) in a June 2026 private placement to support commercialization of its Extreme‑Climate Battery, expand inventory, build and test prototypes, and fund working capital.
The prospectus highlights substantial risks: recurring losses, a going‑concern warning from auditors for 2024 and 2025, restated 2024 financials, prior material weaknesses in internal control, and significant stock price volatility, with shares trading between $2.94 and $46.00 over the prior year. Solidion is an emerging growth and smaller reporting company, which allows reduced disclosure.
Solidion Technology Inc. insider Henry Ikezi, through affiliated LLCs, reported a mix of option exercises, open-market trades, and internal transfers in the company’s common stock. FUN Investment Homes LLC exercised Series A Warrants into 214,037 shares at an exercise price of $3.0951 per share, then sold 192,437 shares at a weighted average price of $37.3066 and purchased 2,000 shares at $35.995.
Bayside Project LLC sold 188,951 shares at a weighted average price of $23.4305 on one day and 13,500 shares at $44.8878 on the next, while also buying 24,000 shares across smaller purchases. After its latest reported sale, Bayside Project LLC held 511,310 shares of common stock.
An internal restructuring moved 214,037 shares from Madison Bond LLC to FUN Investment Homes LLC; a footnote states this transfer did not change Mr. Ikezi’s aggregate beneficial ownership. Following the transfer, Madison Bond LLC held 2,544,329 shares of Solidion common stock.
Solidion Technology Inc. shareholder Henry Ikezi and his affiliated entities filed an amended Schedule 13D updating their ownership and recent warrant-related activity. Mr. Ikezi reports beneficial ownership of 3,293,276 shares of common stock, representing 41.4% of the company, based on an assumed 7,959,720 shares outstanding.
The filing details that Madison Bond LLC, Bayside Project LLC and FUN Investment Homes LLC together hold significant positions, including Madison with 2,544,329 shares (32.0%), Bayside with 511,310 shares (6.4%) and FUN with 237,637 shares (3.0%). These amounts reflect the conversion of Series C and Series D warrants into 3,447,957 conversion shares and the exercise of residual warrants for 214,037 shares.
The amendment also reports multiple open-market purchases and sales in June 2026 carried out to meet liquidity needs, an internal transfer of 214,037 shares among entities controlled by Mr. Ikezi, and a lock-up letter agreement under which Mr. Ikezi agreed not to dispose of most holdings until 45 days after a new registration statement becomes effective.
Solidion Technology, Inc. entered into a securities purchase agreement with a new institutional investor for a private placement of 750,000 common shares and pre-funded warrants to purchase up to 1,583,000 shares, at a combined price of $15.00 per share or equivalent.
The transaction is expected to generate approximately $34.99 million in gross proceeds and about $32 million in net proceeds, to fund commercialization of its Extreme-Climate Battery technology, expand inventory, build and test prototypes, and for general corporate purposes. Pre-funded warrants carry a $15.00 exercise price, are exercisable immediately without expiration, and are capped at 4.99% or, at the holder’s option, 9.99% beneficial ownership.
Titan Partners Group is acting as placement agent, earning a 7% cash fee and warrants equal to 5% of the placement securities with a $17.25 exercise price. The company and major insiders agreed to 45-day equity issuance and lock-up restrictions following effectiveness of a resale registration statement the company will file after closing.
Global Graphene Group, Inc., a major shareholder of Solidion Technology Inc., updated its Schedule 13D to reflect a change in ownership. The firm now beneficially owns 1,569,695 shares of Solidion common stock, described as approximately 19.2% of the outstanding shares, based on 7,745,683 shares outstanding as of May 19, 2026.
The amendment also notes that on June 4, 2026, Global Graphene Group sold 175,000 shares in one or more open market transactions under Rule 144 at a weighted average price of $21.0926 per share. The filing states that no other person has the right to receive dividends or sale proceeds from the reported shares.
Global Graphene Group, Inc., a ten percent owner of Solidion Technology Inc., reported an open-market sale of 175,000 shares of Solidion common stock on June 4, 2026 at a weighted average price of $21.0926 per share. After this transaction, the reporting holder directly owns 1,569,695 shares.
Solidion Technology, Inc. reported a first-quarter 2026 net loss of $1,430,668 on modest net sales of $85,426, as the advanced battery business is still in early commercialization. Operating expenses of $1,858,023 far exceeded gross profit, leading to an operating loss of $1,774,293.
The balance sheet is highly leveraged, with total assets of $5,326,744 against liabilities of $13,595,332, resulting in a stockholders’ deficit of $8,268,588. Cash was only $38,887 at March 31, 2026, and operating activities used $141,863 of cash in the quarter, highlighting tight liquidity.
Derivative liabilities tied to warrants and a Forward Purchase Agreement totaled $4,211,250, and changes in their fair value contributed $561,350 of other income. The company is in default on a $2,200,000 promissory note to EF Hutton and acknowledges substantial doubt about its ability to continue as a going concern absent new financing. Solidion is also temporarily out of compliance with Nasdaq audit committee independence rules but has a cure period through its June 11, 2026 annual meeting.
Solidion Technology, Inc. filed a Form 12b-25 notifying the SEC that its Quarterly Report on Form 10-Q for the quarter ended March 31, 2026 could not be filed on time. The company states it needs additional time to compile and verify data and expects to file within the extra period allowed by Rule 12b-25.
The notification is signed by Jaymes Winters, Chief Executive Officer, dated May 18, 2026, and cites the company’s inability to finalize approvals before the prescribed due date.