This page is intended to provide access to Streamex Corp. (NASDAQ: STEX) regulatory filings as they become available, alongside AI-powered tools that help explain their contents in clear language. While specific SEC filings are not listed in the provided data, investors typically look to these documents for details on Streamex’s real-world asset tokenization activities, gold-backed balance sheet strategy, and capital structure.
For a company like Streamex, which publicly emphasizes commodity and gold tokenization, SEC filings such as annual reports (Form 10-K) and quarterly reports (Form 10-Q), when filed, can be important sources of information on risk factors, business descriptions, and the structure of products like GLDY that are offered under securities regulations. Current reports on Form 8-K, where applicable, may discuss financing arrangements, partnerships, and other material events related to its tokenization initiatives and physical gold bullion purchases.
As filings are made available through EDGAR, this page is designed to surface them in real time and pair them with AI-generated summaries. These summaries aim to highlight key sections, explain technical language, and draw attention to items that may matter to investors, such as updates on real-world asset programs, gold-backed instruments, and regulatory or listing disclosures.
In addition to periodic and current reports, investors may also review registration statements and other relevant forms, where filed, to understand how Streamex structures offerings for institutional and accredited investors. The goal of this page is to make it easier to navigate complex regulatory documents and connect them to Streamex’s stated focus on regulated, yield-bearing, commodity-backed digital assets.
Streamex Corp. reported a quarter with no revenue and a net loss attributable to common shareholders of $46.7 million, driven mainly by $34.3 million of general and administrative expenses and heavy non‑cash interest on prior debt.
The company reshaped its balance sheet by eliminating $50 million of secured convertible debentures through a mix of $38.9 million cash repayment and conversion of $15 million of principal into 3.75 million common shares. A January 2026 underwritten equity offering provided $37.2 million of net proceeds.
As of March 31 2026, Streamex held $6.9 million of cash, working capital of $42.6 million, total assets of $173.3 million, and no debt. The balance sheet is dominated by goodwill and intangibles from the Streamex Exchange acquisition and $15.2 million of gold held in a Cayman VIE to back GLDY Tokens. Management expects continued operating losses but believes current liquidity supports at least 12 months of operations.
Streamex Corp. reported a quarter with no revenue and a net loss attributable to common shareholders of $46.7 million, driven mainly by $34.3 million of general and administrative expenses and heavy non‑cash interest on prior debt.
The company reshaped its balance sheet by eliminating $50 million of secured convertible debentures through a mix of $38.9 million cash repayment and conversion of $15 million of principal into 3.75 million common shares. A January 2026 underwritten equity offering provided $37.2 million of net proceeds.
As of March 31 2026, Streamex held $6.9 million of cash, working capital of $42.6 million, total assets of $173.3 million, and no debt. The balance sheet is dominated by goodwill and intangibles from the Streamex Exchange acquisition and $15.2 million of gold held in a Cayman VIE to back GLDY Tokens. Management expects continued operating losses but believes current liquidity supports at least 12 months of operations.
Streamex Corp. director and Chief Investment Officer Williams Mitchell Young reported a large equity compensation grant and a related share sale. On April 28, 2026, he received 2,250,000 Restricted Stock Units (RSUs), each convertible into one share of common stock, vesting in sixteen equal quarterly installments starting July 1, 2026.
On May 1, 2026, Young sold 263,863 common shares at a weighted average price of $0.7948 per share, with sale prices ranging from $0.7253 to $1.17, solely to satisfy tax withholding obligations tied to a prior May 2025 RSU award’s partial vesting. Following these transactions, he directly holds 3,037,648 common shares.
Streamex Corp. director and Chief Investment Officer Williams Mitchell Young reported a large equity compensation grant and a related share sale. On April 28, 2026, he received 2,250,000 Restricted Stock Units (RSUs), each convertible into one share of common stock, vesting in sixteen equal quarterly installments starting July 1, 2026.
On May 1, 2026, Young sold 263,863 common shares at a weighted average price of $0.7948 per share, with sale prices ranging from $0.7253 to $1.17, solely to satisfy tax withholding obligations tied to a prior May 2025 RSU award’s partial vesting. Following these transactions, he directly holds 3,037,648 common shares.
Streamex Corp. reported several leadership and compensation changes. The board appointed Chief Investment Officer Mitchell Young Williams as a non-independent director, with his board term running until the 2026 annual stockholder meeting unless ended earlier.
The company amended employment agreements for Mr. Williams, CEO Karl Henry McPhie, and Interim Executive Chairman Morgan Lekstrom, each setting a $350,000 annual base salary and minimum $100,000 bonus for 2026. Williams received 2,250,000 restricted stock units that vest quarterly and accelerate upon certain termination or change-in-control events. McPhie and Lekstrom each received 1,500,000 performance stock units vesting in tranches tied to cumulative GLDY sales milestones from US$250 million up to US$3 billion, plus potential one-time cash and stock awards if fully diluted market capitalization reaches $50 billion, $100 billion, and $500 billion. All three executives are entitled to severance, continued benefits, prorated bonus, and accelerated equity vesting if terminated without cause or resigning for good reason.
Streamex Corp. reported several leadership and compensation changes. The board appointed Chief Investment Officer Mitchell Young Williams as a non-independent director, with his board term running until the 2026 annual stockholder meeting unless ended earlier.
The company amended employment agreements for Mr. Williams, CEO Karl Henry McPhie, and Interim Executive Chairman Morgan Lekstrom, each setting a $350,000 annual base salary and minimum $100,000 bonus for 2026. Williams received 2,250,000 restricted stock units that vest quarterly and accelerate upon certain termination or change-in-control events. McPhie and Lekstrom each received 1,500,000 performance stock units vesting in tranches tied to cumulative GLDY sales milestones from US$250 million up to US$3 billion, plus potential one-time cash and stock awards if fully diluted market capitalization reaches $50 billion, $100 billion, and $500 billion. All three executives are entitled to severance, continued benefits, prorated bonus, and accelerated equity vesting if terminated without cause or resigning for good reason.
Streamex Corp. interim executive chairman Lekstrom Morgan Lee reported equity compensation and a related tax sale of common stock. On January 8, 2026, he received a grant of 100,000 Restricted Stock Units (RSUs), vesting in four equal quarterly installments over one year, starting on the grant date.
On April 14, 2026, upon partial RSU vesting, 12,759 shares of common stock were sold at $1.07 per share solely to satisfy tax withholding obligations, according to the footnotes. After this transaction, he directly holds 209,741 shares of Streamex common stock.
Streamex Corp. CEO Karl Henry Michael McPhie reported an open-market sale of 30,611 common shares on April 14, 2026 at $1.07 per share. According to the disclosure, the sale was made solely to cover tax withholding obligations triggered by a recent RSU vesting.
The filing also shows that McPhie previously received a grant of 1,000,000 Restricted Stock Units on January 8, 2026. Of these, 100,000 RSUs vest on May 15, 2026, and 900,000 RSUs vest in 16 equal quarterly installments over four years, contingent on continued service. After the April sale, he directly holds 969,389 common shares.
Streamex Corp. Chief Financial Officer Christine Marie Plummer reported routine share sales tied to tax withholding on vested equity. She sold 10,922 shares of common stock on April 13, 2026 at an average price of $1.0967 and 2,581 shares on April 15, 2026 at $1.08 per share. According to the disclosure, these sales occurred upon partial vesting of Restricted Stock Units granted on March 16, 2026 and were made solely to cover related tax withholding obligations. After these transactions, she directly owns 486,497 shares of Streamex common stock.
Streamex Corp., formerly BioSig Technologies, has pivoted from a legacy medical-device focus to a dual business model centered on tokenized finance and electrophysiology technology. Through its 2025 acquisition of Streamex Exchange, the company is building an institutional-grade platform to tokenize real-world assets, starting with gold.
The new GLDY gold-backed digital token represents fractional interests in a Cayman SPV that holds vaulted gold and participates in gold leasing, with subscriptions now open to accredited and qualified investors. To fund this strategy, Streamex completed a $40.25 million underwritten equity offering in early 2026 and put in place a secured convertible debenture facility with Yorkville, issuing two $25 million tranches in late 2025 before fully repaying them in February 2026.
The company continues to own majority stakes in ViralClear and BioSig AI and holds an extensive patent portfolio around its PURE EP cardiac signal processing platform, though these healthcare businesses are no longer its primary strategic focus.
Streamex Corp. entered into voluntary one-year lock-up agreements with its co-founders, Chief Executive Officer Henry McPhie and Executive Chairman Morgan Lekstrom. For one year from March 26, 2026, they agreed not to sell or transfer any Streamex common stock or related convertible securities, subject to limited exceptions such as bona fide gifts and transfers to certain family-related entities.
The company also clarified that third-party posts about an alleged March 24, 2026 lock-up expiration and 89,833,535 shares under lock-up were inaccurate. It stated that earlier, customary 60-day lock-ups covered 42,887,599 shares, including 21,014,450 shares held by McPhie and 20,707,421 held by Lekstrom, and that shares issued in the January 26, 2026 financing were freely tradable at closing.
Streamex Corp. entered into voluntary one-year lock-up agreements with its co-founders, Chief Executive Officer Henry McPhie and Executive Chairman Morgan Lekstrom. For one year from March 26, 2026, they agreed not to sell or transfer any Streamex common stock or related convertible securities, subject to limited exceptions such as bona fide gifts and transfers to certain family-related entities.
The company also clarified that third-party posts about an alleged March 24, 2026 lock-up expiration and 89,833,535 shares under lock-up were inaccurate. It stated that earlier, customary 60-day lock-ups covered 42,887,599 shares, including 21,014,450 shares held by McPhie and 20,707,421 held by Lekstrom, and that shares issued in the January 26, 2026 financing were freely tradable at closing.
Plummer Christine Marie reported acquisition or exercise transactions in this Form 4 filing.
Streamex Corp. granted its Chief Financial Officer, Christine Marie Plummer, 500,000 shares of common stock in the form of restricted stock units as equity compensation. The RSUs vest in sixteen equal quarterly installments over four years starting on April 1, 2026, contingent on continued service. After this award, she holds 500,000 shares directly.
Plummer Christine Marie reported acquisition or exercise transactions in this Form 4 filing.
Streamex Corp. granted its Chief Financial Officer, Christine Marie Plummer, 500,000 shares of common stock in the form of restricted stock units as equity compensation. The RSUs vest in sixteen equal quarterly installments over four years starting on April 1, 2026, contingent on continued service. After this award, she holds 500,000 shares directly.
Streamex Corp.’s Chief Financial Officer files initial ownership report. Christine Marie Plummer, the company’s CFO, submitted a Form 3 as an officer of Streamex Corp. This filing is an initial statement of beneficial ownership and does not report any stock purchases, sales, or other transactions.
Streamex Corp.’s Chief Financial Officer files initial ownership report. Christine Marie Plummer, the company’s CFO, submitted a Form 3 as an officer of Streamex Corp. This filing is an initial statement of beneficial ownership and does not report any stock purchases, sales, or other transactions.