STOCK TITAN

Former SRH Total Return Fund (STEW) officer listed in zero-transaction Form 4

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

SRH Total Return Fund, Inc. filed a Form 4 identifying Joel W. Looney as a former officer, listed as Former Director and Former President. The excerpt shows no reportable transactions or holdings for this individual, indicating only an administrative insider ownership update.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
LOONEY JOEL W

(Last)(First)(Middle)
2121 E. CRAWFORD PLACE

(Street)
SALINA KANSAS 67401

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
SRH Total Return Fund, Inc. [ STEW ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)XOther (specify below)
Former DirectorFormer President
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/31/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
As a result of Mr. Looney's retirement, effective 3/31/2026, Mr. Looney is no loger affiliated with the Fund and no longer subject to Section 16 reporting requirements.
/s/ Joel Looney04/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What does this Form 4 for STEW and Joel W. Looney show?

The Form 4 identifies Joel W. Looney as a former officer of SRH Total Return Fund, Inc. It shows no reportable insider transactions or holdings in the excerpt, indicating an administrative update rather than active trading activity.

Were any STEW shares bought or sold in this Joel W. Looney Form 4?

No. The transaction summary shows zero buys, zero sells, and zero derivative exercises. With no transactions listed, this filing appears to record status information rather than any new trading in SRH Total Return Fund, Inc. shares.

What insider role does Joel W. Looney have at SRH Total Return Fund (STEW)?

Joel W. Looney is described as a former officer of SRH Total Return Fund, Inc., with titles noted as Former Director and Former President. The filing does not indicate any current director or ten-percent-owner status in the provided excerpt.

Does this STEW Form 4 show any option or derivative activity?

No. The derivative summary is empty and the transaction summary reports zero derivative transactions or exercises. This indicates there were no options, warrants, or other derivative securities transactions reported for Joel W. Looney in this filing excerpt.

Is this SRH Total Return Fund Form 4 a routine filing?

Yes, it appears routine. The filing lists Joel W. Looney as a former officer and shows no insider transactions. With no buys, sells, or derivative exercises, it functions mainly as an administrative ownership and status record for regulatory compliance.