Welcome to our dedicated page for Stepstone Group SEC filings (Ticker: STEP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
StepStone Group Inc. (Nasdaq: STEP) files a range of documents with the U.S. Securities and Exchange Commission (SEC) that provide detailed insight into its operations as a global private markets investment firm. This page centralizes those STEP SEC filings, including annual reports on Form 10-K, quarterly reports on Form 10-Q and current reports on Form 8-K, along with other key materials such as proxy statements.
In its periodic reports, StepStone presents financial statements and disclosures related to its private markets activities, including management and advisory fees, performance fees, assets under management, assets under advisement and other operating metrics. The company also reports non-GAAP measures, describing how fee revenues, fee-related earnings and performance fee-related earnings complement GAAP results, and provides reconciliations in its filings.
Current reports on Form 8-K highlight material events such as quarterly earnings releases, dividend declarations and changes to the company’s governing documents. For example, recent 8-K filings describe amendments to StepStone’s Amended and Restated Certificate of Incorporation, including an exculpation amendment for certain officers and “clean-up” amendments that remove obsolete provisions and make clarifying, technical and conforming changes.
The company’s definitive proxy statement on Schedule 14A offers additional detail on corporate governance, board composition, controlled company status under Nasdaq rules, executive compensation, and shareholder voting results. It also discusses the dual-class share structure and the “Sunset” mechanism that affects StepStone’s status as a controlled company.
On this page, Stock Titan pairs these filings with AI-powered summaries that explain complex sections in plain language. Users can quickly understand the main points of StepStone’s 10-K and 10-Q reports, follow significant 8-K announcements, and review governance and compensation information from the proxy statement. Filings related to insider ownership and transactions, when available, can also be accessed to help investors analyze how management and other insiders are aligned with shareholders.
StepStone Group Inc. Chief Financial Officer David Y. Park increased his direct holdings through the company’s employee stock purchase program. On March 31, 2026, he acquired 64 shares of Class A Common Stock under the Employee Stock Purchase Plan, at a price equal to 85% of the Fair Market Value on that date. Following this routine ESPP purchase, he directly owns 50,705 Class A shares.
StepStone Group Inc. director and Co-Chief Operating Officer Jose A. Fernandez, through a trust, converted 200,000 Class B Units of StepStone Group LP into 200,000 shares of Class A Common Stock on March 31, 2026. In connection with this exchange, 200,000 shares of Class B Common Stock were automatically redeemed and cancelled. Following the transactions, the trust holds 200,000 shares of Class A Common Stock and 3,016,601 shares of Class B Common Stock indirectly, while an affiliated entity, Santaluz Capital Partners, LLC, holds 1,605,500 Class B Units and a corresponding 1,605,500 Class B Common Stock, and Fernandez also holds 18,828 shares of Class A Common Stock directly.
StepStone Group Inc — The Vanguard Group filed Amendment No. 7 to a Schedule 13G/A stating it beneficially owns 0 shares of StepStone common stock (0%). The filing explains an internal realignment and disaggregation under SEC Release No. 34-39538, which led certain Vanguard subsidiaries or divisions to report separately. The amendment lists Vanguard's address and cites that no other person has an interest over 5%. The filing is signed by Ashley Grim, Head of Global Fund Administration, dated 03/27/2026.
Keck Thomas reported acquisition or exercise transactions in this Form 4 filing.
StepStone Group Inc. director Thomas Keck reported a compensation-related grant of 7,152 shares of Class A Common Stock. These shares were issued under StepStone’s 2020 Long Term Incentive Plan pursuant to an award of restricted stock units.
The award vests in four equal annual installments on February 14, 2027, 2028, 2029 and 2030, contingent on Keck’s continued employment through each vesting date. After this grant, he holds 21,118 Class A shares directly, along with additional indirect holdings of Class A and Class B shares through trusts and related entities.
Keathley Anthony reported acquisition or exercise transactions in this Form 4 filing.
StepStone Group Inc. reported that Chief Accounting Officer Anthony Keathley received a grant of 1,612 shares of Class A Common Stock as a stock award. These shares were issued as restricted stock units under the 2020 Long Term Incentive Plan and carry no purchase price.
The award vests in equal annual installments on each of February 14, 2027, 2028, 2029 and 2030, conditioned on his continued employment through each vesting date. After this grant, Keathley directly holds a total of 3,540 Class A shares.
Hart Scott W reported acquisition or exercise transactions in this Form 4 filing.
StepStone Group Inc. Chief Executive Officer Scott W. Hart reported an equity award of 27,722 shares of Class A Common Stock. The shares were issued as restricted stock units for no cash payment under StepStone’s 2020 Long Term Incentive Plan.
The award vests in four equal annual installments on each of February 14, 2027, 2028, 2029 and 2030, contingent on his continued employment through each vesting date. After this grant, Hart directly holds 78,605 Class A shares and indirectly holds 3,061,782 Class B shares through a trust.
StepStone Group Inc. Chief Financial Officer David Y. Park reported two equity awards of Class A Common Stock as compensation. He acquired 9,814 shares and 22,178 shares at a price of $0.00 per share, increasing his direct holdings to 50,641 shares.
According to the footnote, these shares were issued pursuant to an award of restricted stock units under the company’s 2020 Long Term Incentive Plan. The award vests in equal annual installments on February 14, 2027, 2028, 2029 and 2030, subject to his continued employment through each vesting date.
McCabe Michael I reported acquisition or exercise transactions in this Form 4 filing.
StepStone Group Inc. director and Head of Strategy Michael I. McCabe received an equity award of 7,152 shares of Class A Common Stock. The shares were issued as restricted stock units under StepStone’s 2020 Long Term Incentive Plan.
The award vests in four equal annual installments on February 14, 2027, 2028, 2029 and 2030, conditioned on McCabe’s continued employment through each vesting date. After this grant, he directly holds 313,178 Class A shares, with additional direct and indirect holdings reported in both Class A and Class B stock.
Fernandez Jose A reported acquisition or exercise transactions in this Form 4 filing.
StepStone Group Inc. director and Co-Chief Operating Officer Jose A. Fernandez received an equity grant of 7,152 shares of Class A Common Stock as a stock award. The award was issued at $0.00 per share as part of his compensation.
These shares were granted pursuant to the company’s 2020 Long Term Incentive Plan and will vest in four equal annual installments on February 14 of 2027, 2028, 2029 and 2030, subject to continued employment. Following this grant, Fernandez directly holds 18,828 Class A shares and has indirect holdings of Class B shares through a trust and Santaluz Capital Partners, LLC.
Ment Jason P reported acquisition or exercise transactions in this Form 4 filing.
StepStone Group Inc. President & Co-COO Jason P. Ment reported receiving an equity award in the form of restricted stock units for 15,525 shares of Class A Common Stock at no purchase price. This is a compensation-related grant, not an open-market transaction.
The award was made under StepStone’s 2020 Long Term Incentive Plan and will vest in four equal annual installments on February 14, 2027, 2028, 2029 and 2030, provided he remains employed through each vesting date. After this grant, he directly holds 49,680 Class A shares and a separate line reflects 1,128,249 Class B shares as a reported holding.